13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 34,833 | $1,484,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,700 | $1,480,000 | thousands by filing date | put |
| WIDEOPENWEST INC | 96758W101 | COM | 108,588 | $1,476,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 19,549 | $1,470,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 150,000 | $1,467,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 61,360 | $1,466,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 77,001 | $1,463,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 211,992 | $1,463,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 102,025 | $1,461,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 22,800 | $1,457,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 24,221 | $1,456,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 101,784 | $1,451,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,774,000 | $1,450,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 195,839 | $1,450,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 79,150 | $1,448,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 244,188 | $1,448,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 15,835 | $1,448,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 35,862 | $1,447,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 182,496 | $1,447,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 69,894 | $1,447,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 60,214 | $1,446,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 53,184 | $1,443,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 26,973 | $1,438,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,000,000 | $1,438,000 | thousands by filing date | principal |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 109,865 | $1,434,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 252,334 | $1,432,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 42,928 | $1,429,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 236,283 | $1,429,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35,784 | $1,428,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 47,097 | $1,422,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 781,241 | $1,422,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 113,562 | $1,415,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,400 | $1,410,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 45,977 | $1,408,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 27,512 | $1,407,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,907 | $1,406,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 81,501 | $1,405,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 66,140 | $1,404,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 92,232 | $1,403,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 25,467 | $1,402,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,700 | $1,399,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 45,157 | $1,399,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 37,229 | $1,395,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 56,618 | $1,395,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 52,961 | $1,393,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 18,051 | $1,391,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 22,792 | $1,388,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 141,847 | $1,385,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 18,542 | $1,383,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,900 | $1,380,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 24,627 | $1,380,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 68,112 | $1,379,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,500 | $1,375,000 | thousands by filing date | call |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 141,523 | $1,375,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 29,868 | $1,374,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 24,298 | $1,373,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 134,389 | $1,373,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 134,400 | $1,372,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 87,105 | $1,371,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 19,967 | $1,368,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 28,894 | $1,364,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 25,172 | $1,364,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 247,574 | $1,364,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 91,159 | $1,361,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,204 | $1,361,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 195,722 | $1,360,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,200 | $1,359,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 283,912 | $1,359,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,206,000 | $1,358,000 | thousands by filing date | principal |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,200 | $1,357,000 | thousands by filing date | call |
| GO ACQUISITION CORP | 362019101 | CMN | 137,800 | $1,357,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 41,647 | $1,356,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,355,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,500 | $1,354,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,500 | $1,354,000 | thousands by filing date | call |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 39,131 | $1,352,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 1,000,000 | $1,350,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 31,760 | $1,349,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 84,502 | $1,347,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 102,651 | $1,346,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 97,642 | $1,345,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 84,685 | $1,338,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 50,609 | $1,338,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 147,228 | $1,337,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 129,581 | $1,337,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 93,748 | $1,336,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 56,317 | $1,335,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 33,372 | $1,335,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 94,177 | $1,331,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 775,000 | $1,331,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 15,782 | $1,329,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 143,461 | $1,327,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 183,822 | $1,327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 210,374 | $1,327,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 43,923 | $1,325,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 552,442 | $1,325,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 31,238 | $1,325,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 147,544 | $1,325,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 39,422 | $1,321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 26,140 | $1,315,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 80,582 | $1,314,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 85,775 | $1,312,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 46,943 | $1,311,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 29,246 | $1,310,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 56,124 | $1,309,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,900 | $1,307,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 88,139 | $1,307,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 148,793 | $1,306,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 737,535 | $1,306,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 29,111 | $1,306,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 867,000 | $1,305,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 110,989 | $1,304,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 8,700 | $1,303,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,000 | $1,300,000 | thousands by filing date | put |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 131,294 | $1,298,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 984,000 | $1,297,000 | thousands by filing date | principal |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 71,949 | $1,295,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 41,556 | $1,294,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 108,630 | $1,286,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 27,014 | $1,285,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 43,643 | $1,284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 27,601 | $1,282,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,400 | $1,280,000 | thousands by filing date | put |
| Sun Country Airlines Holding | 866683105 | COM | 37,309 | $1,279,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 52,126 | $1,277,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 38,285 | $1,276,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 52,582 | $1,276,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 25,181 | $1,275,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 68,585 | $1,275,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 338,117 | $1,275,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 38,746 | $1,274,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 47,900 | $1,273,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 95,207 | $1,271,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 179,662 | $1,270,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 68,326 | $1,269,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 248,667 | $1,268,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 77,965 | $1,267,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 98,327 | $1,262,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 149,404 | $1,261,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 18,294 | $1,260,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 35,258 | $1,257,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 32,355 | $1,257,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 385,607 | $1,254,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 50,059 | $1,254,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 60,582 | $1,254,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 376,248 | $1,253,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 15,005 | $1,252,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 92,860 | $1,249,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 79,681 | $1,248,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 99,321 | $1,248,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 46,297 | $1,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 29,083 | $1,247,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 17,950 | $1,244,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 23,592 | $1,243,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 52,843 | $1,241,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 25,000 | $1,239,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 101,373 | $1,238,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 51,447 | $1,234,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 61,271 | $1,234,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 724,929 | $1,232,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 60,524 | $1,229,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 15,000 | $1,226,000 | thousands by filing date | put |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 171,295 | $1,226,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 76,145 | $1,224,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 26,846 | $1,222,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 39,975 | $1,222,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 125,100 | $1,222,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 172,947 | $1,221,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 66,614 | $1,220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 67,227 | $1,216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 27,619 | $1,216,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 653,000 | $1,213,000 | thousands by filing date | principal |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 155,071 | $1,211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 7,274 | $1,210,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 58,259 | $1,205,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 51,051 | $1,204,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 47,897 | $1,203,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 101,818 | $1,203,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,700 | $1,202,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 239,131 | $1,201,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 128,020 | $1,201,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 135,110 | $1,200,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 57,784 | $1,199,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 79,360 | $1,196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 18,090 | $1,193,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 28,968 | $1,190,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 85,167 | $1,188,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 148,500 | $1,187,000 | thousands by filing date | call |
| Aussie $ ETF | 46090N103 | ETF | 15,692 | $1,187,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 520,403 | $1,187,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 38,363 | $1,181,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 70,503 | $1,181,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 50,599 | $1,180,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 177,636 | $1,180,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 48,914 | $1,179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 123,483 | $1,178,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 285,948 | $1,175,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 62,500 | $1,174,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 167,080 | $1,173,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 27,888 | $1,172,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 96,213 | $1,171,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 14,000 | $1,170,000 | thousands by filing date | call |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 26,759 | $1,167,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 63,928 | $1,166,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 116,831 | $1,166,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 133,603 | $1,165,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 41,574 | $1,164,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 58,317 | $1,163,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 369,687 | $1,162,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 43,500 | $1,160,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 134,907 | $1,159,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 60,313 | $1,156,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13,783 | $1,155,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 90,920 | $1,154,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 24,423 | $1,153,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 171,744 | $1,152,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 55,152 | $1,152,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 12,905 | $1,150,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,900 | $1,149,000 | thousands by filing date | put |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 42,311 | $1,149,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 79,461 | $1,143,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 106,314 | $1,142,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 133,860 | $1,140,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 17,975 | $1,139,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 32,932 | $1,133,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 114,000 | $1,132,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 213,769 | $1,131,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 86,550 | $1,130,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 186,351 | $1,127,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 30,762 | $1,126,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 16,919 | $1,126,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 71,088 | $1,125,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 14,640 | $1,124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 10,603 | $1,120,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 83,502 | $1,119,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 55,520 | $1,117,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 113,894 | $1,117,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 51,628 | $1,113,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 114,028 | $1,112,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,000 | $1,108,000 | thousands by filing date | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 103,769 | $1,106,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 39,357 | $1,104,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 19,936 | $1,101,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 7,766 | $1,098,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 297,814 | $1,096,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 78,811 | $1,095,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 51,127 | $1,092,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 87,515 | $1,092,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 49,147 | $1,090,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 58,872 | $1,090,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 36,141 | $1,087,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 101,459 | $1,085,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 108,800 | $1,083,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 78,451 | $1,082,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 41,715 | $1,081,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 73,883 | $1,081,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 92,668 | $1,080,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A101 | CMN | 111,443 | $1,079,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 61,628 | $1,077,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 26,900 | $1,076,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 183,087 | $1,075,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 81,711 | $1,073,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 74,185 | $1,073,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 45,962 | $1,073,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 34,932 | $1,073,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 8,400 | $1,068,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 30,000 | $1,068,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 37,440 | $1,066,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 48,130 | $1,066,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 79,600 | $1,066,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 67,199 | $1,066,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 7,983 | $1,066,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 88,779 | $1,066,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 58,978 | $1,063,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 63,700 | $1,061,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 49,400 | $1,060,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 22,300 | $1,055,000 | thousands by filing date | call |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 11,276 | $1,055,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 43,389 | $1,055,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 39,544 | $1,054,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,100 | $1,051,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5,500 | $1,051,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 80,211 | $1,051,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 93,542 | $1,048,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 67,775 | $1,046,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 40,534 | $1,042,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 21,469 | $1,041,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 104,066 | $1,040,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16,344 | $1,040,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 48,534 | $1,039,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 83,042 | $1,038,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,469 | $1,037,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 49,003 | $1,036,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 45,745 | $1,034,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 46,935 | $1,029,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 37,750 | $1,028,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 19,778 | $1,028,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 64,291 | $1,026,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 363,000 | $1,024,000 | thousands by filing date | principal |
| MORPHIC HLDG INC | 61775R105 | COM | 16,159 | $1,023,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 31,449 | $1,023,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 100,490 | $1,022,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 25,013 | $1,021,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 105,326 | $1,020,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 70,159 | $1,019,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 14,958 | $1,019,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 68,353 | $1,018,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 30,576 | $1,015,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 59,074 | $1,014,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 9,031 | $1,014,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 104,961 | $1,013,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 75,181 | $1,012,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 98,296 | $1,012,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 44,025 | $1,010,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 58,902 | $1,009,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 44,804 | $1,007,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 88,229 | $1,006,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 19,528 | $1,005,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 43,238 | $1,005,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 743,848 | $1,004,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 38,901 | $1,003,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 85,385 | $1,003,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 344,519 | $1,002,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,000,000 | $1,002,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 51,067 | $999,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,000 | $998,000 | thousands by filing date | put |
| BM TECHNOLOGIES INC | 05591L107 | COM | 85,464 | $996,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 103,700 | $996,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 100,000 | $995,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 109,125 | $994,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 42,607 | $994,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 100,000 | $994,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,900 | $993,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,700 | $992,000 | thousands by filing date | put |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 100,000 | $992,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 100,200 | $992,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 100,000 | $991,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 101,001 | $989,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 18,817 | $988,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 35,445 | $986,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 100,143 | $986,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 100,000 | $985,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 98,700 | $984,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 80,054 | $983,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 100,000 | $983,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 84,941 | $979,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 124,895 | $977,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 49,267 | $973,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 31,304 | $973,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 23,335 | $972,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 27,581 | $972,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 101,071 | $972,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 49,159 | $972,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 97,707 | $972,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 32,358 | $971,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 100,000 | $971,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 30,492 | $969,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 22,056 | $969,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 65,831 | $969,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 98,975 | $969,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 17,073 | $968,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,600 | $966,000 | thousands by filing date | call |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 100,000 | $966,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 32,509 | $965,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 95,591 | $965,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 100,000 | $964,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 415,209 | $963,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 57,933 | $962,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,300 | $960,000 | thousands by filing date | call |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 96,077 | $960,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 9,732 | $959,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 14,268 | $959,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 50,257 | $958,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 334,844 | $957,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,900 | $956,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 28,749 | $952,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,485 | $952,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 46,816 | $949,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 41,439 | $949,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 65,064 | $945,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 229,858 | $945,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 63,259 | $944,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 19,695 | $942,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 204,353 | $942,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,791 | $942,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 5,901 | $941,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 29,800 | $940,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 52,779 | $939,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 31,241 | $938,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 65,921 | $936,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 47,970 | $932,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 46,100 | $927,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 33,646 | $927,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 88,251 | $926,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 71,084 | $923,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 74,585 | $923,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 94,500 | $921,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 88,120 | $921,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,100 | $920,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 13,000 | $920,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 16,449 | $920,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 16,329 | $920,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 44,519 | $917,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 14,429 | $916,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 213,116 | $916,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 63,419 | $915,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 82,612 | $915,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 20,108 | $914,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 29,561 | $913,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 42,968 | $913,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 62,919 | $912,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 237,000 | $912,000 | thousands by filing date | principal |
| KL ACQUISITION CORP | 49837C109 | CMN | 94,035 | $912,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 27,416 | $910,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 21,480 | $910,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 46,106 | $908,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 138,075 | $907,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 106,909 | $906,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 82,839 | $906,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 17,406 | $905,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 135,636 | $903,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 60,983 | $900,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 32,017 | $899,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 265,207 | $898,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 30,215 | $897,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 67,773 | $896,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 46,671 | $895,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 14,046 | $894,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 97,171 | $893,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 54,147 | $893,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 14,487 | $892,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 29,386 | $892,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 41,885 | $891,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 56,972 | $889,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 44,274 | $888,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 32,981 | $888,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 94,084 | $885,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 17,001 | $883,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 85,186 | $882,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 55,741 | $881,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 499,855 | $880,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 29,469 | $880,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 16,491 | $880,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 30,361 | $878,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 158,000 | $878,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 38,936 | $876,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 58,356 | $876,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 90,346 | $875,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 14,518 | $873,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 45,713 | $873,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 26,089 | $872,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 59,700 | $872,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 87,866 | $872,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 30,344 | $871,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 22,232 | $870,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 78,856 | $870,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 223,049 | $870,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 90,110 | $870,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 31,044 | $870,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 83,499 | $869,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 57,951 | $867,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 62,829 | $867,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 103,545 | $866,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 52,789 | $866,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 65,451 | $866,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,440 | $866,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 22,077 | $865,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 75,781 | $865,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 64,294 | $865,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 234 | $864,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 95,659 | $863,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 26,954 | $862,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 60,236 | $861,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 31,158 | $860,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 36,212 | $860,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 46,331 | $860,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 87,840 | $860,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 45,325 | $859,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 23,820 | $859,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 33,936 | $859,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 17,695 | $856,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 57,025 | $855,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 48,908 | $851,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 24,574 | $850,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 33,691 | $848,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 218,065 | $848,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 58,245 | $847,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 27,182 | $847,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 59,438 | $846,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 24,011 | $846,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 271,204 | $844,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 184,610 | $842,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 94,175 | $841,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 79,247 | $840,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 63,151 | $840,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 133,294 | $839,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 52,199 | $837,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 15,830 | $837,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 66,414 | $832,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 35,757 | $832,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |