13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYSTEMAX INC | 871851101 | COM | 20,197 | $831,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 23,984 | $830,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 400,000 | $830,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 6,600 | $827,000 | thousands by filing date | put |
| MP MATERIALS CORP | 553368101 | COM CL A | 22,993 | $826,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 34,900 | $826,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 33,167 | $824,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 120,142 | $822,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 121,751 | $822,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 44,910 | $818,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 83,126 | $817,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 18,844 | $813,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 51,767 | $810,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 76,678 | $808,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 31,591 | $805,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 39,599 | $804,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 45,986 | $803,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 232,000 | $802,000 | thousands by filing date | principal |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 74,482 | $801,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 17,935 | $801,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 37,833 | $799,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 59,450 | $797,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 32,170 | $796,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 33,600 | $796,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 31,090 | $789,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 80,474 | $789,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 95,593 | $784,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 33,113 | $783,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 89,817 | $782,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 6,400 | $780,000 | thousands by filing date | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 44,753 | $780,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 19,774 | $778,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 16,100 | $777,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 133,853 | $777,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 12,924 | $777,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 58,389 | $775,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,400 | $775,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 92,355 | $773,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 36,380 | $772,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 54,896 | $770,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 21,096 | $769,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,000 | $766,000 | thousands by filing date | put |
| PACTIV EVERGREEN INC | 69526K105 | COM | 55,644 | $765,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 25,988 | $765,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 489,262 | $764,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 62,499 | $763,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 230,561 | $763,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 205,362 | $763,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 11,338 | $761,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 126,197 | $760,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 31,994 | $760,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 265,114 | $758,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 18,450 | $757,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 420,620 | $757,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 13,957 | $754,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 220,287 | $754,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 27,420 | $752,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 212,047 | $752,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 81,955 | $750,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 86,309 | $750,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 38,196 | $749,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 17,712 | $749,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 23,699 | $748,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 9,300 | $747,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 20,751 | $746,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,000 | $743,000 | thousands by filing date | put |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 75,000 | $742,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 21,851 | $740,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 14,617 | $740,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 31,513 | $738,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 50,034 | $736,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,645 | $736,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 74,571 | $734,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 17,819 | $733,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 9,757 | $732,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 47,819 | $731,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 22,817 | $731,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 8,200 | $729,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 132,150 | $729,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 82,810 | $728,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 167,147 | $727,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12,100 | $726,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 14,189 | $725,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,813 | $725,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 65,491 | $725,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 19,011 | $722,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 137,410 | $722,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 51,201 | $722,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 24,405 | $721,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 28,048 | $721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 10,727 | $720,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 18,600 | $719,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 106,714 | $719,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 14,510 | $719,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 74,169 | $717,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 32,102 | $716,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 14,347 | $716,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 312,894 | $716,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 31,425 | $713,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 59,538 | $712,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 28,161 | $712,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 16,421 | $711,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 15,854 | $711,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 500 | $710,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 12,407 | $710,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 80,502 | $710,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 37,434 | $709,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 24,288 | $709,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 20,160 | $708,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 65,200 | $708,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 42,581 | $708,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 196,641 | $708,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,464 | $706,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 49,042 | $706,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 26,039 | $705,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 50,000 | $705,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 73,034 | $704,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,000 | $703,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 22,100 | $701,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 29,759 | $701,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 70,075 | $699,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,885 | $697,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 14,793 | $696,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 58,867 | $696,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 40,812 | $695,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 177,628 | $695,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 109,461 | $694,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,100 | $692,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,915 | $691,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 31,655 | $691,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 8,617 | $691,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 115,147 | $691,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 19,718 | $689,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 17,389 | $688,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 30,093 | $688,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 118,449 | $686,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 39,399 | $686,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,900 | $684,000 | thousands by filing date | call |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 34,482 | $683,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 46,620 | $680,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 55,997 | $679,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 60,491 | $678,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 30,997 | $678,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 89,389 | $676,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 15,300 | $676,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 15,000 | $675,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 55,957 | $672,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 33,727 | $671,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 67,069 | $670,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 111,360 | $670,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 55,567 | $669,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 41,104 | $669,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 16,682 | $668,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 5,000 | $665,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 24,022 | $664,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,251 | $664,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,203 | $663,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 13,456 | $663,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 16,565 | $662,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,565 | $660,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 14,118 | $660,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 37,779 | $659,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,532 | $658,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 14,582 | $658,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 14,814 | $656,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 12,586 | $654,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 24,112 | $654,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 362,476 | $653,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 75,963 | $653,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 27,215 | $652,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 33,322 | $650,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 17,988 | $648,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 654,000 | $648,000 | thousands by filing date | principal |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 48,513 | $647,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 21,621 | $646,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 31,526 | $642,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,294 | $642,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,069 | $641,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 65,520 | $639,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 26,660 | $638,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 24,666 | $637,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 64,848 | $636,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 109,864 | $635,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,235 | $634,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,400 | $632,000 | thousands by filing date | put |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 41,582 | $632,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 12,300 | $630,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 19,689 | $630,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 69,700 | $629,000 | thousands by filing date | put |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 24,719 | $629,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 78,213 | $628,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,000 | $627,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 47,513 | $627,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 40,000 | $626,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 22,956 | $622,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 20,295 | $622,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 33,126 | $622,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 16,363 | $621,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 36,435 | $621,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 45,920 | $620,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 52,968 | $618,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 20,717 | $617,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 14,706 | $617,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 43,016 | $617,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 19,804 | $617,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 38,479 | $616,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 39,143 | $616,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 42,749 | $615,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,162 | $613,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 29,900 | $611,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 62,837 | $611,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $608,000 | thousands by filing date | call |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 18,476 | $608,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 63,233 | $607,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,831 | $607,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 110,100 | $607,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 51,856 | $606,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 14,253 | $605,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 61,520 | $604,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 44,861 | $603,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 11,270 | $601,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 33,569 | $601,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 62,303 | $599,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 19,596 | $598,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 38,564 | $596,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 21,648 | $595,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,970 | $594,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 15,302 | $594,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 71,306 | $594,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 13,379 | $594,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 14,855 | $594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 17,040 | $594,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 67,432 | $593,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 70,222 | $591,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 17,409 | $590,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 186,046 | $590,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 6,131 | $589,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 52,128 | $589,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 11,629 | $586,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 60,462 | $586,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 59,224 | $585,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 333,304 | $583,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 12,701 | $582,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 500,000 | $582,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 102,000 | $580,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 52,312 | $579,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 336,147 | $578,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 58,888 | $578,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,699 | $577,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 33,766 | $576,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 11,019 | $574,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 98,184 | $574,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 7,678 | $574,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 27,353 | $571,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 10,826 | $570,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 17,419 | $567,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 21,325 | $567,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 22,942 | $567,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 37,990 | $566,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 32,116 | $565,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 34,319 | $565,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 243,503 | $564,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 16,688 | $564,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 73,176 | $562,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 9,129 | $562,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 29,931 | $560,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 49,428 | $559,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 57,170 | $559,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 40,634 | $558,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 14,115 | $557,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,100 | $556,000 | thousands by filing date | put |
| BARINGS CORPORATE INVS | 06759X107 | COM | 39,926 | $556,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 19,200 | $555,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 53,956 | $554,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 9,193 | $554,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,000 | $553,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 61,359 | $550,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 29,057 | $549,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 25,420 | $549,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 81,691 | $548,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 133,220 | $547,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 53,879 | $546,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 51,168 | $546,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 20,659 | $546,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 22,225 | $545,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 23,936 | $545,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 46,034 | $545,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 53,135 | $545,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 53,909 | $544,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 11,355 | $543,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 32,956 | $543,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 22,567 | $543,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 44,437 | $542,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 42,746 | $541,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 33,391 | $540,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 20,332 | $540,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 344,000 | $538,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 515,000 | $537,000 | thousands by filing date | principal |
| AJAX I | G0190X100 | COM | 52,350 | $537,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 52,792 | $537,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 50,000 | $536,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,449 | $535,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 79,485 | $535,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 21,706 | $534,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 43,088 | $533,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 81,665 | $532,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 166,038 | $532,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 27,175 | $532,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 95,533 | $532,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 21,376 | $531,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 54,602 | $531,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 43,858 | $530,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 16,853 | $530,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 14,691 | $529,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 37,054 | $529,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 35,875 | $529,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 80,126 | $529,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 18,042 | $527,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 21,029 | $526,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 50,000 | $526,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 25,000 | $525,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 84,926 | $525,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 52,073 | $522,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 18,305 | $521,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 41,415 | $521,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 20,214 | $521,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 52,059 | $521,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $520,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 41,263 | $519,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 13,488 | $518,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 20,737 | $518,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 36,001 | $517,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 34,463 | $517,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,859 | $516,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 33,517 | $516,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,800 | $515,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 35,774 | $515,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 14,783 | $514,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 17,994 | $514,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 113,201 | $514,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 51,600 | $514,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 39,413 | $513,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 101,134 | $513,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 22,950 | $512,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 19,953 | $512,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 29,280 | $512,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 500,000 | $511,000 | thousands by filing date | principal |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,700 | $510,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 41,249 | $509,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 53,003 | $508,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 74,470 | $508,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 37,279 | $508,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 18,749 | $507,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 37,868 | $507,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 14,291 | $506,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 91,578 | $506,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 25,430 | $504,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 12,226 | $504,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 43,279 | $504,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 14,286 | $504,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 20,797 | $504,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,887 | $503,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 33,776 | $502,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 50,000 | $502,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 52,180 | $500,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,212 | $500,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 50,000 | $500,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 50,000 | $500,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 50,000 | $500,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 50,000 | $499,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 12,811 | $497,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,724 | $496,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 50,000 | $496,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 50,000 | $496,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 50,000 | $496,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,300 | $494,000 | thousands by filing date | put |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 312,000 | $494,000 | thousands by filing date | principal |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 50,000 | $494,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 50,000 | $494,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 19,196 | $493,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 50,000 | $493,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,375 | $493,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 50,000 | $493,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,300 | $492,000 | thousands by filing date | call |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 48,834 | $492,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 50,000 | $492,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 46,058 | $491,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 37,228 | $491,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 36,563 | $490,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 50,000 | $490,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 50,000 | $490,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 20,310 | $489,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 37,001 | $489,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 49,393 | $489,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 32,752 | $488,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 49,185 | $485,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 66,416 | $484,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 23,026 | $484,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 18,480 | $483,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 13,554 | $481,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 19,714 | $480,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 15,298 | $480,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 29,218 | $480,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 76,274 | $479,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 56,852 | $479,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 64,267 | $479,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 45,721 | $479,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 302,953 | $478,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 62,024 | $478,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 95,904 | $477,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 84,000 | $477,000 | thousands by filing date | principal |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 119,888 | $475,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 48,848 | $475,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 68,850 | $474,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 57,011 | $474,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 17,595 | $473,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 11,511 | $473,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 48,332 | $473,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 104,232 | $472,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 41,189 | $472,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 225,866 | $472,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $472,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 22,735 | $470,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 36,557 | $470,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 20,478 | $469,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 33,834 | $468,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 59,159 | $467,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 48,766 | $467,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 17,347 | $465,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 14,425 | $464,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 19,079 | $464,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 14,702 | $463,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 9,081 | $462,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 13,302 | $461,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 38,354 | $460,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 17,358 | $460,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 43,684 | $459,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 46,000 | $459,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 128,338 | $458,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 82,723 | $458,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 14,983 | $457,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 17,154 | $457,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 42,604 | $457,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 35,073 | $456,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 25,955 | $455,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 35,839 | $455,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,107 | $455,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 6,172 | $454,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 7,462 | $453,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 47,430 | $453,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 148,000 | $453,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 50,030 | $452,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,850 | $451,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 16,853 | $451,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 12,206 | $451,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 8,956 | $450,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 29,094 | $450,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 291,730 | $449,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 46,374 | $448,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 10,218 | $448,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 17,760 | $447,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 23,468 | $447,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 42,297 | $447,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 44,791 | $446,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 15,174 | $445,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 35,048 | $445,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 157,194 | $445,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 11,767 | $444,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 19,512 | $444,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 19,000 | $443,000 | thousands by filing date | call |
| OSCAR HEALTH INC | 687793109 | CL A | 16,452 | $443,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 80,355 | $443,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q381 | BETABLDRS 1-5YR | 17,091 | $443,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 60,705 | $442,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 26,685 | $441,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 25,565 | $441,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 11,042 | $441,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 3,315 | $441,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,983 | $440,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 9,774 | $439,000 | thousands by filing date | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 100,000 | $439,000 | thousands by filing date | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 25,908 | $438,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,700 | $437,000 | thousands by filing date | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 10,031 | $437,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 41,853 | $437,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 40,546 | $437,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 40,400 | $436,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 3,774 | $436,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,211 | $435,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 11,035 | $435,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 108,222 | $435,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 44,022 | $435,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 19,024 | $434,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 42,917 | $434,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 43,362 | $434,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 24,728 | $433,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 10,605 | $433,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 15,428 | $432,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 43,085 | $432,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 5,261 | $432,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |