13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 39,132 | $209,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 33,607 | $209,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 20,435 | $209,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 55,787 | $209,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 9,487 | $208,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 47,586 | $208,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 68,259 | $208,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,657 | $208,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 7,756 | $208,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 10,877 | $208,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,444 | $207,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 14,523 | $207,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,629 | $207,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 5,653 | $207,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 7,123 | $207,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 8,701 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 8,237 | $207,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 45,323 | $206,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 15,006 | $206,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 13,205 | $205,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,700 | $205,000 | thousands by filing date | call |
| IBEX LTD | G4690M101 | COMMON STOCK | 9,292 | $205,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 31,909 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 7,831 | $205,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 160,000 | $205,000 | thousands by filing date | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,880 | $204,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,100 | $203,000 | thousands by filing date | call |
| MULTIPLAN CORPORATION | 62548M100 | COM | 36,594 | $203,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 15,300 | $202,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,871 | $202,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,000 | $202,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 30,428 | $202,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,862 | $202,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 22,925 | $202,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 62,009 | $202,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 28,524 | $202,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 13,963 | $202,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 11,567 | $201,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 31,722 | $201,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 3,194 | $201,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 20,250 | $201,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 27,713 | $200,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 4,529 | $199,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 12,330 | $199,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 80,679 | $199,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 30,953 | $199,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,500 | $198,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 12,131 | $198,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 28,432 | $198,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 37,879 | $197,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 10,713 | $197,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 16,020 | $197,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 11,022 | $196,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,035 | $196,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 3,898 | $196,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 15,005 | $196,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 51,960 | $196,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 12,242 | $196,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 5,776 | $196,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 71,787 | $195,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 14,124 | $195,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 8,763 | $194,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 103,296 | $194,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 87,392 | $194,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 24,761 | $194,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 19,500 | $194,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 5,000 | $193,000 | thousands by filing date | put |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 6,046 | $193,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 100,112 | $193,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 19,945 | $193,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 8,500 | $192,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 43,807 | $192,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 12,507 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,312 | $192,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 9,197 | $192,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,913 | $192,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 32,251 | $192,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 25,108 | $192,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 76,107 | $191,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 10,373 | $191,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 6,006 | $190,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 5,990 | $190,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 19,737 | $190,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 9,435 | $189,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 21,339 | $189,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 12,320 | $188,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 141,000 | $186,000 | thousands by filing date | principal |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 72,090 | $186,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 11,066 | $186,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 5,888 | $186,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 31,799 | $185,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 52,604 | $185,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 63,518 | $185,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,529 | $184,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 6,510 | $184,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 47,780 | $184,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 18,600 | $184,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,787 | $183,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 15,741 | $183,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 32,038 | $182,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 45,132 | $182,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 7,055 | $182,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 22,478 | $182,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,132 | $181,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,004 | $180,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 26,296 | $180,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 15,475 | $180,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 20,513 | $179,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 8,925 | $178,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 17,569 | $178,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,520 | $178,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 30,202 | $178,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 6,934 | $177,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 5,075 | $176,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 36,971 | $176,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,020 | $175,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 84,788 | $175,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 9,648 | $175,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 24,043 | $175,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 105,479 | $175,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,733 | $174,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 50,862 | $174,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,322 | $173,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 7,186 | $173,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 14,569 | $173,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 9,842 | $173,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 26,212 | $173,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 51,566 | $173,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,800 | $172,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 18,492 | $172,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 7,760 | $172,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 28,208 | $171,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 7,053 | $171,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,404 | $171,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 5,636 | $171,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 51,194 | $171,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 75,000 | $171,000 | thousands by filing date | principal |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 6,322 | $169,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 28,021 | $169,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 8,151 | $169,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 33,975 | $169,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 18,784 | $168,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,701 | $168,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 35,410 | $168,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 8,370 | $167,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 16,960 | $167,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 30,300 | $167,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 20,100 | $167,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,885 | $166,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 27,208 | $166,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 9,848 | $166,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 900 | $165,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,334 | $165,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 17,647 | $165,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 6,578 | $165,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 6,580 | $165,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,589 | $165,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 34,624 | $165,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 7,704 | $164,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 2,720 | $164,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,760 | $163,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,502 | $163,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 58,829 | $163,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 10,878 | $163,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 6,602 | $163,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 156,300 | $163,000 | thousands by filing date | call |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 9,143 | $162,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 4,384 | $162,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 30,621 | $162,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,885 | $161,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,997 | $161,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 11,534 | $161,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 45,000 | $160,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 20,897 | $160,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 4,338 | $160,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 36,548 | $159,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,000 | $159,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 25,732 | $159,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,817 | $159,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 4,026 | $158,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 6,212 | $158,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 6,139 | $158,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 14,111 | $158,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 72,677 | $158,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,581 | $157,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,098 | $157,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 17,311 | $157,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,189 | $157,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 106,867 | $157,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,427 | $156,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 12,476 | $156,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 4,780 | $156,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 10,000 | $156,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 3,096 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 3,383 | $155,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 57,016 | $155,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 5,967 | $155,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 86,981 | $155,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $154,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,307 | $154,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,432 | $154,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 12,500 | $154,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 7,783 | $154,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 15,600 | $154,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 24,572 | $153,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 15,363 | $153,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,400 | $152,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,500 | $152,000 | thousands by filing date | put |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 26,597 | $152,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 11,312 | $152,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,239 | $152,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,630 | $151,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 5,287 | $151,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 3,885 | $151,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 49,963 | $151,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 20,427 | $151,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 15,000 | $151,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 34,139 | $150,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 8,236 | $150,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 11,726 | $150,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,205 | $149,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 14,488 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 3,106 | $149,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,310 | $149,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 24,976 | $149,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 15,000 | $149,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,761 | $149,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,113 | $148,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 7,391 | $148,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 14,724 | $147,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 22,169 | $147,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 48,000 | $147,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 15,317 | $146,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 15,840 | $146,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 74,190 | $146,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 29,697 | $146,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,000 | $145,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 23,665 | $145,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 14,611 | $145,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 41,041 | $145,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 59,324 | $145,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 31,242 | $144,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 4,189 | $143,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 10,636 | $142,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,361 | $142,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 7,004 | $141,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 19,012 | $141,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 58,764 | $141,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,663 | $140,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $140,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 52,631 | $140,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 14,000 | $140,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 6,760 | $139,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,214 | $139,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 66,290 | $138,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 813 | $138,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 35,096 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 11,350 | $138,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L105 | CMN | 14,129 | $138,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 31,679 | $138,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 35,892 | $137,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 7,969 | $137,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,410 | $137,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,659 | $137,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 6,871 | $136,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 18,492 | $136,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,883 | $135,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 18,475 | $135,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 6,040 | $135,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 19,811 | $134,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 2,005 | $134,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 10,897 | $134,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 14,568 | $134,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 2,715 | $133,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 2,467 | $132,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 5,202 | $132,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 10,295 | $132,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,755 | $132,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 12,861 | $132,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 58,313 | $131,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,500 | $130,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 4,500 | $130,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,540 | $130,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 41,296 | $130,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 25,338 | $129,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 53,261 | $129,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 19,693 | $128,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,019 | $128,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 52,644 | $128,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 700 | $127,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 9,681 | $127,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 38,104 | $126,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 60,684 | $126,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 8,379 | $126,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 10,364 | $126,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 7,196 | $125,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 22,568 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 2,675 | $125,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 37,682 | $125,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 27,449 | $124,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 7,310 | $123,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,100 | $122,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 9,274 | $122,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 3,183 | $121,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 4,276 | $121,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 3,921 | $121,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 36,353 | $120,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 12,050 | $120,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 25,793 | $120,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 11,256 | $120,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 11,570 | $120,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1,474 | $119,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 176 | $119,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 8,175 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,271 | $119,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 5,939 | $118,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 35,216 | $118,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,146 | $118,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 5,380 | $118,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 16,831 | $118,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 29,601 | $117,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 6,285 | $117,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 2,000 | $116,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 43,700 | $116,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 8,962 | $116,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,914 | $116,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 7,027 | $116,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 18,046 | $115,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 15,840 | $115,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 17,797 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,378 | $114,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 5,612 | $114,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 111,000 | $114,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,500 | $113,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 4,248 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 4,403 | $113,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 2,922 | $112,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 3,109 | $112,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 8,790 | $112,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 11,000 | $112,000 | thousands by filing date | principal |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 4,994 | $112,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 41,295 | $111,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,300 | $111,000 | thousands by filing date | put |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 9,978 | $111,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,085 | $111,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 11,010 | $111,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 8,355 | $111,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 12,055 | $110,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 300 | $110,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 5,507 | $110,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $110,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 31,115 | $110,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 12,127 | $110,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 26,393 | $110,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 2,195 | $110,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 37,379 | $109,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 93,467 | $109,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 4,351 | $109,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 18,920 | $108,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 4,338 | $108,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 99,000 | $108,000 | thousands by filing date | principal |
| CALYXT INC | 13173L107 | COM | 18,004 | $108,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,825 | $107,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $107,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 53,741 | $107,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 36,146 | $106,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 10,500 | $105,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 12,630 | $105,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 6,811 | $105,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 22,256 | $104,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 29,476 | $104,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 75,000 | $104,000 | thousands by filing date | principal |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 7,385 | $103,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 600 | $103,000 | thousands by filing date | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 7,625 | $103,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 47,623 | $103,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,693 | $103,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 43,629 | $102,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 21,494 | $102,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 94,871 | $102,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,791 | $101,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 19,066 | $101,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 810 | $100,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,500 | $100,000 | thousands by filing date | call |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 3,609 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 1,755 | $100,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 28,484 | $100,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 4,382 | $100,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,727 | $99,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 4,839 | $99,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,107 | $99,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 6,589 | $99,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 11,015 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 5,063 | $99,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 10,000 | $99,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,147 | $98,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,519 | $98,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 6,738 | $98,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 33,793 | $98,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 9,515 | $98,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,124 | $97,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,041 | $97,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 9,800 | $97,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 20,562 | $97,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 21,039 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,083 | $96,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 5,261 | $96,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 32,625 | $96,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 31,744 | $96,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M103 | SHS CL A | 10,020 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,800 | $95,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3,795 | $95,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 6,097 | $95,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 35,217 | $95,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 1,969 | $95,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,960 | $94,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,148 | $94,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 7,314 | $94,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,925 | $93,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,066 | $93,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 600 | $92,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 4,700 | $92,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,880 | $92,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,577 | $92,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 11,391 | $92,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 4,197 | $92,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 29,235 | $92,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,026 | $91,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 9,681 | $91,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 86,000 | $91,000 | thousands by filing date | principal |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 10,760 | $91,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 22,921 | $91,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 32,848 | $91,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 4,267 | $90,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 40,004 | $90,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 22,424 | $90,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 925 | $90,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 20,972 | $90,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 32,502 | $90,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7,646 | $89,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,794 | $89,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 7,000 | $89,000 | thousands by filing date | put |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 14,529 | $89,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 7,052 | $89,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 2,683 | $89,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 28,281 | $88,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 5,194 | $88,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 11,555 | $88,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 14,234 | $87,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,608 | $87,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 4,751 | $86,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,168 | $86,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 3,409 | $86,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,182 | $86,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 8,600 | $86,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 8,452 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 200 | $85,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 400 | $85,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 300 | $85,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E521 | FUND | 6,167 | $85,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 8,388 | $85,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 7,897 | $85,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,930 | $84,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 15,394 | $84,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 5,313 | $84,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,884 | $84,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,390 | $84,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,494 | $83,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,430 | $83,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,588 | $82,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 3,809 | $82,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 9,700 | $82,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14,441 | $81,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 5,532 | $81,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 6,716 | $80,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 37,488 | $80,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,427 | $80,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 31,580 | $80,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 73,128 | $79,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 19,652 | $79,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,000 | $79,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,701 | $79,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,062 | $79,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 43,034 | $79,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 19,903 | $79,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 10,747 | $78,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,357 | $78,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 3,140 | $78,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 7,800 | $78,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 6,853 | $78,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,000 | $77,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 109,654 | $77,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 4,039 | $77,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 22,170 | $77,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,200 | $76,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 19,900 | $76,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 1,238 | $76,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 4,150 | $76,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 10,888 | $75,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 7,188 | $75,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |