13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 31,593 | $431,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 57,086 | $431,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 39,237 | $430,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,100 | $429,000 | thousands by filing date | call |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 17,614 | $428,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 22,976 | $428,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,567 | $427,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 21,363 | $427,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 11,646 | $427,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 55,697 | $424,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,400 | $421,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 91,299 | $421,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 48,330 | $421,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 15,700 | $419,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 93,321 | $419,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 18,295 | $419,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,300 | $418,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 10,234 | $418,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 92,483 | $418,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 59,046 | $417,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,000 | $416,000 | thousands by filing date | call |
| McCormick & Company Inc | 579780107 | COM | 4,630 | $413,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 22,278 | $413,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 18,609 | $410,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 12,468 | $409,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 34,322 | $408,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 12,867 | $407,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 12,025 | $407,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 42,000 | $407,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 9,160 | $405,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 20,297 | $404,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 10,772 | $402,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,864 | $402,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 34,655 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 13,526 | $401,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 60,175 | $400,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 28,446 | $399,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 28,643 | $398,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 17,200 | $397,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 46,513 | $397,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 75,149 | $397,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 9,005 | $397,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 40,000 | $397,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 62,134 | $397,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 8,778 | $396,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 38,062 | $396,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 46,987 | $396,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 39,213 | $396,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 40,318 | $396,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 14,942 | $395,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,100 | $395,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 114,972 | $395,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 17,689 | $395,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 9,080 | $394,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 13,731 | $394,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,900 | $393,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 14,116 | $393,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 73,217 | $393,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 33,514 | $393,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 38,311 | $392,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 41,949 | $392,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 52,253 | $392,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,908 | $391,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 7,397 | $391,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 41,481 | $391,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 28,558 | $391,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,000 | $390,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 58,846 | $390,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 72,108 | $390,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 10,842 | $390,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 31,659 | $390,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,500 | $389,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 85,821 | $389,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 18,584 | $388,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 9,473 | $387,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,489 | $386,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 76,462 | $386,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 10,488 | $386,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 38,354 | $385,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 16,824 | $383,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 21,989 | $383,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 36,122 | $381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,512 | $381,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 22,152 | $381,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 8,057 | $381,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 42,719 | $379,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 47,571 | $379,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,123 | $378,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 12,911 | $378,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 39,372 | $377,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 52,672 | $377,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,600 | $376,000 | thousands by filing date | put |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 28,480 | $376,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,000 | $376,000 | thousands by filing date | put |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 15,630 | $376,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 28,864 | $376,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 19,126 | $375,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 12,126 | $374,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 41,413 | $374,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 32,364 | $374,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 10,340 | $373,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 20,180 | $373,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 38,453 | $373,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 24,534 | $372,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 57,343 | $372,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 9,996 | $372,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 46,027 | $372,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 69,700 | $372,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 28,932 | $371,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 9,365 | $370,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 325,000 | $370,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906501 | COM | 44,160 | $368,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 15,575 | $367,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 12,529 | $367,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 25,202 | $366,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 34,194 | $366,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 50,867 | $366,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 73,265 | $366,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 16,091 | $365,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,168 | $365,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 26,972 | $365,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 16,505 | $365,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 47,204 | $364,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 36,589 | $364,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 39,454 | $363,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 14,578 | $363,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 73,073 | $362,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 35,208 | $362,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 34,974 | $362,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 6,800 | $361,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,690 | $360,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 14,340 | $359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,900 | $358,000 | thousands by filing date | call |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 15,028 | $358,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 17,753 | $358,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 25,567 | $358,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 11,911 | $358,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 180,688 | $358,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 80,544 | $357,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,000 | $356,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 20,626 | $356,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 15,050 | $355,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 6,313 | $354,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 36,204 | $354,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 17,868 | $352,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 36,000 | $352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 15,115 | $351,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 194,327 | $351,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 38,588 | $350,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 32,699 | $350,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 7,153 | $349,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,600 | $348,000 | thousands by filing date | put |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,961 | $348,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 12,000 | $347,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,304 | $346,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 35,418 | $345,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 13,402 | $344,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,930 | $343,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,671 | $342,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 21,360 | $342,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 9,626 | $341,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 150,000 | $341,000 | thousands by filing date | principal |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,631 | $339,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 13,879 | $339,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 9,487 | $339,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19,213 | $338,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 95,625 | $337,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 41,016 | $337,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 26,737 | $337,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 20,900 | $336,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 99,661 | $336,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 126,958 | $336,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 10,350 | $336,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 179,000 | $335,000 | thousands by filing date | principal |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 18,809 | $335,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 19,108 | $334,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 24,915 | $334,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 16,531 | $334,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,133 | $333,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 22,043 | $333,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 39,022 | $332,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 21,920 | $332,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 91,413 | $331,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 18,603 | $331,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 10,567 | $331,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,000 | $330,000 | thousands by filing date | call |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 21,039 | $330,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 10,435 | $330,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 41,840 | $329,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 38,824 | $328,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 9,370 | $328,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,501 | $328,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 88,873 | $328,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 14,876 | $327,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 6,745 | $327,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 45,375 | $327,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 30,446 | $326,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 22,975 | $325,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 20,875 | $325,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 19,251 | $325,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 9,797 | $324,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 8,666 | $324,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,131 | $324,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,660 | $322,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 6,494 | $322,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 10,292 | $321,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 16,389 | $320,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 17,733 | $320,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 25,124 | $319,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 51,398 | $318,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 12,387 | $317,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 78,486 | $317,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 22,061 | $317,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 12,081 | $315,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 22,724 | $315,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 12,307 | $315,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 12,405 | $315,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 18,320 | $314,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 43,078 | $314,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 39,690 | $314,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 21,752 | $313,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 12,179 | $313,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,000 | $312,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,194 | $312,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 30,161 | $310,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 17,272 | $309,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 8,181 | $309,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,788 | $309,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 41,286 | $309,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 10,638 | $308,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,735 | $307,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 17,389 | $307,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,465 | $306,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 60,608 | $306,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 30,712 | $306,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 50,881 | $305,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 179,236 | $304,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 6,835 | $302,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 203,074 | $302,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 14,855 | $301,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 33,791 | $301,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 142,088 | $300,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 24,776 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,331 | $299,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,100 | $298,000 | thousands by filing date | put |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 11,749 | $298,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 9,237 | $298,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 16,221 | $298,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,914 | $298,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 21,369 | $297,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 6,877 | $297,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 20,196 | $297,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 19,041 | $297,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 6,355 | $297,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 140,000 | $297,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18,380 | $296,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 37,000 | $296,000 | thousands by filing date | put |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 10,154 | $295,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 23,890 | $295,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,287 | $295,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 16,176 | $295,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 11,363 | $295,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 30,948 | $295,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 30,370 | $295,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 11,216 | $294,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,662 | $294,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 29,181 | $294,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 43,906 | $294,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 219,186 | $294,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 11,577 | $294,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 8,534 | $292,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 27,741 | $292,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 14,282 | $292,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 19,228 | $290,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 132,856 | $290,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 8,639 | $289,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 7,105 | $288,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 48,138 | $288,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,500 | $287,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,035 | $287,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 34,149 | $287,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 87,212 | $287,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 18,676 | $286,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 9,891 | $283,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 18,876 | $283,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,400 | $282,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,289 | $281,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 250,000 | $281,000 | thousands by filing date | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 41,185 | $280,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 87,695 | $280,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 13,379 | $280,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 48,809 | $280,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 9,769 | $279,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 29,328 | $279,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 11,290 | $279,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 18,326 | $278,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 11,500 | $277,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,192 | $277,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 18,819 | $277,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 47,688 | $277,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 94,375 | $277,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 183,142 | $277,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,000 | $276,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 2,200 | $276,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 85,032 | $276,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 13,112 | $275,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 24,633 | $274,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,778 | $274,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 31,703 | $273,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 8,803 | $273,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 60,937 | $273,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 83,600 | $272,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 24,860 | $272,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 139,430 | $271,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 10,273 | $271,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 6,856 | $270,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 8,845 | $270,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 22,811 | $270,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,690 | $270,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,392 | $269,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 8,908 | $269,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 63,216 | $269,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 47,927 | $268,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 34,200 | $267,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 22,482 | $267,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,665 | $267,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 42,700 | $267,000 | thousands by filing date | call |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 10,750 | $266,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 11,685 | $266,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 14,933 | $265,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 32,863 | $265,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 51,053 | $265,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 49,469 | $264,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 16,900 | $264,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,214 | $264,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 10,000 | $264,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,300 | $263,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 4,266 | $263,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 33,838 | $263,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,905 | $262,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 37,867 | $262,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 17,953 | $262,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 32,048 | $262,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 15,145 | $262,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 4,928 | $261,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 15,085 | $261,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP COM CL A | 54015L103 | Stock | 27,085 | $261,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 9,324 | $260,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 30,120 | $260,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 10,564 | $260,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 35,021 | $259,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,096 | $259,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 16,307 | $259,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 20,698 | $258,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 10,240 | $257,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 59,369 | $257,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,086 | $256,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 26,268 | $256,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 46,031 | $255,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 46,753 | $255,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 24,349 | $255,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 13,869 | $255,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 24,180 | $254,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 46,346 | $254,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 15,354 | $254,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 121,664 | $254,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 237,000 | $254,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,200 | $252,000 | thousands by filing date | put |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 10,299 | $252,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 13,526 | $252,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 90,000 | $252,000 | thousands by filing date | principal |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 81,204 | $251,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 104,203 | $251,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 7,836 | $251,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 17,500 | $250,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 42,840 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,971 | $250,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 8,200 | $250,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 34,232 | $250,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 7,275 | $250,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 10,246 | $249,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 42,262 | $248,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 26,059 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 9,900 | $248,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 25,000 | $248,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 7,169 | $247,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 58,800 | $247,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 8,139 | $247,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 49,227 | $247,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,700 | $246,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 36,610 | $246,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,565 | $246,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 10,261 | $246,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 48,236 | $245,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 29,449 | $245,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 15,000 | $245,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,945 | $244,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 17,098 | $244,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 86,230 | $243,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 20,704 | $243,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 25,000 | $243,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 67,771 | $242,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,154 | $242,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 191,738 | $241,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 8,393 | $241,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 5,751 | $241,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 22,900 | $241,000 | thousands by filing date | call |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 13,222 | $239,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 16,312 | $238,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 13,900 | $238,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 62,352 | $237,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 27,907 | $237,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,798 | $237,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 19,758 | $237,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 15,953 | $236,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 23,400 | $236,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 108,240 | $236,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 8,858 | $235,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 32,131 | $235,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 18,594 | $234,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 15,214 | $233,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 6,610 | $233,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 3,175 | $233,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,352 | $233,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 9,636 | $233,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 38,054 | $232,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 21,623 | $232,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,571 | $231,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 37,228 | $231,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 11,658 | $231,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 18,812 | $231,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 57,925 | $231,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 27,445 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 9,688 | $230,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,882 | $230,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 4,633 | $229,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,578 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 67,904 | $229,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 4,399 | $228,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 8,646 | $228,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,538 | $228,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 123,654 | $228,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 15,856 | $227,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 15,413 | $227,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7,731 | $226,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 12,846 | $225,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 26,076 | $225,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,148 | $225,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,523 | $225,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 48,239 | $225,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 12,667 | $224,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,626 | $223,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 33,392 | $223,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,790 | $223,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 30,194 | $223,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 30,676 | $223,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 35,275 | $222,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 40,263 | $222,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,271 | $222,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 22,732 | $222,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 24,957 | $222,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 6,668 | $222,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 52,400 | $222,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,338,118 | $222,000 | thousands by filing date | principal |
| FNCB BANCORP INC | 302578109 | COM | 29,450 | $222,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 24,948 | $222,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,200 | $221,000 | thousands by filing date | put |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 25,160 | $221,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 23,679 | $221,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 62,058 | $221,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 51,377 | $221,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,289 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 8,551 | $219,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 27,649 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 15,658 | $218,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 9,248 | $217,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 24,877 | $217,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 72,315 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $216,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 16,563 | $216,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,280 | $215,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 28,161 | $215,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 43,807 | $215,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 11,087 | $214,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 12,877 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 7,495 | $213,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 5,552 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 10,143 | $213,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 11,382 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,139 | $212,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 22,381 | $212,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,169 | $211,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 6,163 | $211,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 34,200 | $211,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,594 | $210,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,071 | $210,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 10,093 | $210,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,397 | $210,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245109 | SHS CL A | 20,000 | $210,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,860 | $209,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |