13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMTEK LTD ORD | M20791105 | Stock | 2,450 | $74,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 2,006 | $74,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 26,909 | $74,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,674 | $73,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,644 | $73,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 3,937 | $73,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 29,016 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 3,280 | $73,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,499 | $72,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 8,533 | $72,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 5,938 | $72,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 43,000 | $72,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 655 | $72,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 2,500 | $71,000 | thousands by filing date | call |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 4,035 | $71,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 5,409 | $71,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,841 | $71,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,000 | $71,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 60,000 | $71,000 | thousands by filing date | principal |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 7,102 | $71,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 1,574 | $71,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,724 | $70,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 7,207 | $70,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 21,864 | $70,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 6,800 | $69,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 21,633 | $69,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 26,257 | $69,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,108 | $69,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 51,252 | $69,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400 | $68,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,092 | $68,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,509 | $68,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,426 | $67,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 12,073 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,614 | $67,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 6,695 | $67,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 2,529 | $66,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,000 | $66,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 24,604 | $66,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 28,021 | $66,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 10,764 | $66,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,557 | $65,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 4,100 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 775 | $65,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 6,500 | $65,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 16,821 | $65,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 19,894 | $65,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 3,976 | $65,000 | thousands by filing date | |
| RESEARCH ALLIANCE CORP II | 760873109 | CMN | 6,324 | $65,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 300 | $64,000 | thousands by filing date | put |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 5,729 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 4,896 | $63,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 29,192 | $63,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 10,549 | $63,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 24,057 | $63,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,415 | $63,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 6,414 | $63,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 11,999 | $63,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 10,244 | $63,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 5,156 | $62,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 2,824 | $62,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 11,000 | $62,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 5,365 | $62,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 18,138 | $62,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 856 | $61,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,304 | $61,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 9,879 | $61,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,078 | $61,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,687 | $61,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 9,638 | $61,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 2,296 | $61,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 800 | $60,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 700 | $60,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 6,488 | $60,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 4,339 | $60,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 2,190 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,325 | $60,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 5,978 | $60,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 18,608 | $60,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 4,181 | $60,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 5,800 | $60,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 5,005 | $59,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 871 | $59,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 2,820 | $59,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 38,121 | $59,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 5,914 | $59,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 3,290 | $58,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 3,020 | $58,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,007 | $58,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,439 | $58,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 12,656 | $58,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 5,000 | $58,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 5,900 | $58,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,069 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 2,211 | $57,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 17,622 | $57,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 5,689 | $57,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 55,000 | $57,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 54,700 | $56,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,846 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,742 | $55,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 3,612 | $55,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 424 | $55,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 8,264 | $55,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 9,804 | $55,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 5,483 | $55,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 3,474 | $54,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 1,000 | $54,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 4,831 | $54,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,038 | $54,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 41,000 | $54,000 | thousands by filing date | principal |
| CLEANSPARK INC | 18452B209 | COM NEW | 2,233 | $53,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 502 | $53,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 10,453 | $53,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 6,931 | $53,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 9,445 | $53,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,081 | $53,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 44,888 | $53,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 16,120 | $53,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 41,819 | $53,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 43,929 | $52,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 16,387 | $52,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 5,200 | $52,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 1,485 | $51,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,073 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $51,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 4,108 | $51,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 5,220 | $51,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 7,572 | $51,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 1,910 | $51,000 | thousands by filing date | |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 4,000 | $51,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 11,642 | $51,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,587 | $50,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,944 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 2,500 | $50,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,254 | $50,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 3,667 | $50,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 1,100 | $49,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 7,027 | $49,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 15,484 | $49,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 3,397 | $49,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,150 | $49,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,468 | $49,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 4,755 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,271 | $49,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 5,402 | $48,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,264 | $48,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,150 | $48,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 3,412 | $48,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,316 | $48,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 1,500 | $48,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 16,945 | $48,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 9,811 | $47,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,038 | $47,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 1,940 | $47,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,900 | $47,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 13,962 | $47,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 3,468 | $47,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 3,338 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $46,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,160 | $46,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 6,182 | $46,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 7,835 | $46,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 16,305 | $46,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 9,004 | $46,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 19,350 | $46,000 | thousands by filing date | principal |
| RAND CAP CORP COM NEW | 752185207 | CEF | 2,498 | $45,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 500 | $45,000 | thousands by filing date | put |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,271 | $45,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 3,270 | $45,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,110 | $45,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 29,000 | $45,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 3,460 | $45,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 2,700 | $45,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 3,742 | $44,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3,136 | $44,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,994 | $44,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,400 | $44,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,792 | $44,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 11,361 | $44,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 87,219 | $44,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 28,000 | $44,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,202 | $43,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 1,160 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 445 | $43,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 3,238 | $43,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,749 | $43,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,822 | $43,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,019 | $43,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 41,000 | $43,000 | thousands by filing date | principal |
| ISHARES TR | 464287754 | US INDUSTRIALS | 400 | $42,000 | thousands by filing date | call |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 1,037 | $42,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 730 | $42,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,605 | $42,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 4,100 | $42,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,004 | $42,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 2,000 | $42,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,431 | $42,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 70,071 | $42,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 23,364 | $42,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 10,828 | $42,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 8,781 | $41,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 71,376 | $41,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 7,363 | $41,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 2,154 | $40,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 855 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 1,535 | $40,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,080 | $40,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 12,000 | $40,000 | thousands by filing date | principal |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 788 | $40,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 3,841 | $40,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 47,250 | $40,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,624 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,500 | $39,000 | thousands by filing date | put |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,393 | $39,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 2,849 | $39,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,114 | $39,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 560 | $39,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,283 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,755 | $38,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 1,356 | $38,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 10,836 | $38,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 9,305 | $38,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,816 | $38,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 571 | $37,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 4,814 | $37,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 4,398 | $37,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 601 | $37,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 401 | $37,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 705 | $37,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 450 | $37,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,426 | $37,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 11,975 | $37,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,841 | $36,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,466 | $36,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,245 | $36,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 823 | $36,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,646 | $36,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,526 | $36,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 3,400 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 412 | $35,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 1,318 | $35,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 21,383 | $35,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 701 | $35,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 999 | $35,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 3,135 | $35,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 20,783 | $35,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 4,000 | $35,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 700 | $34,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 779 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 1,329 | $34,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 4,153 | $34,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 34,000 | $34,000 | thousands by filing date | principal |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 1,143 | $34,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 15,084 | $34,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 57,366 | $34,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,440 | $33,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,384 | $33,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,197 | $33,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,206 | $33,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,052 | $33,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 1,129 | $33,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 3,299 | $32,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,042 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 281,545 | $32,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,441 | $32,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 10,002 | $32,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 9,936 | $31,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,301 | $31,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 6,870 | $31,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 19,565 | $31,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,960 | $31,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1,063 | $31,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 1,713 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,103 | $31,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 42,000 | $31,000 | thousands by filing date | principal |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 50,000 | $31,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 3,857 | $31,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 4,362 | $31,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 2,756 | $30,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 2,439 | $30,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 3,227 | $30,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30,050 | $30,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 3,000 | $30,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 4,948 | $30,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 50,575 | $30,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 600 | $29,000 | thousands by filing date | put |
| DOCEBO INC COM | 25609L105 | Stock | 671 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 300 | $29,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 1,000 | $29,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 2,477 | $29,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 2,700 | $29,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 11,280 | $29,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 26,968 | $29,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 3,000 | $29,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 436 | $28,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,092 | $28,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 553 | $28,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 1,081 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 1,043 | $28,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 2,849 | $28,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 55,721 | $28,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 47,341 | $28,000 | thousands by filing date | |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 10,736 | $28,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L301 | UNIT 12/31 | 2,801 | $28,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $27,000 | thousands by filing date | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,000 | $27,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,330 | $27,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 4,190 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 819 | $27,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 2,871 | $27,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,774 | $27,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 6,739 | $27,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,650 | $27,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 1,400 | $26,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 1,000 | $26,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,933 | $26,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,500 | $26,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 408 | $26,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 5,245 | $26,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 578 | $26,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 15,890 | $26,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 6,521 | $26,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 27,000 | $26,000 | thousands by filing date | principal |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 825 | $25,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 6,379 | $25,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6,374 | $25,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,109 | $25,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,924 | $25,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 2,295 | $25,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 1,836 | $25,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 5,393 | $25,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 25,000 | $25,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 25,000 | $25,000 | thousands by filing date | principal |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 811 | $25,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 4,666 | $25,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,820 | $25,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 5,735 | $25,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 1,205 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 300 | $24,000 | thousands by filing date | put |
| THRYV HLDGS INC | 886029206 | COM NEW | 1,021 | $24,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,380 | $24,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,193 | $24,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 820 | $24,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,656 | $24,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 7,287 | $24,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 2,504 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 1,100 | $24,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 5,000 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 210 | $23,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 3,175 | $23,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 5,084 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 190 | $23,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 4,336 | $23,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 905 | $23,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 655 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 891 | $23,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $23,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 3,347 | $23,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,000 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 324 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 700 | $22,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 1,228 | $22,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 1,553 | $22,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,000 | $22,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 1,200 | $22,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 4,310 | $22,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 694 | $22,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 761 | $21,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 700 | $21,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,735 | $21,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,512 | $21,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 3,522 | $21,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 2,000 | $21,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,527 | $21,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 5,080 | $21,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 1,955 | $21,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 33,333 | $21,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 14,193 | $21,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 621 | $21,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 2,000 | $21,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 400 | $20,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200 | $20,000 | thousands by filing date | put |
| IMMUCELL CORP | 452525306 | COM PAR | 2,054 | $20,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,700 | $20,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 600 | $20,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 11,148 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 310 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 641 | $20,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 3,480 | $20,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 4,296 | $20,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 1,050 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $19,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 489 | $19,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 11,000 | $19,000 | thousands by filing date | principal |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,800 | $19,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 16,000 | $19,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 6,546 | $19,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 1,900 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 468 | $19,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 2,300 | $19,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 1,474 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 328 | $18,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 1,375 | $18,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 4,000 | $18,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5,507 | $18,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 2,901 | $18,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 1,200 | $18,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 15,608 | $18,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 1,800 | $18,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $17,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,200 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 588 | $17,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 5,189 | $17,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,150 | $17,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,578 | $17,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,100 | $17,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,040 | $17,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,429 | $17,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 4,458 | $17,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 7,322 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 709 | $17,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 2,422 | $17,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,465 | $17,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $16,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 300 | $16,000 | thousands by filing date | call |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,043 | $16,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 5,056 | $16,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 2,209 | $16,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 5,139 | $16,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 8,192 | $16,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 1,001 | $16,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 4,000 | $16,000 | thousands by filing date | principal |
| AKUMIN INC | 01021F109 | COM | 4,221 | $16,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 2,294 | $16,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,652 | $15,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,851 | $15,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 1,100 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 9,000 | $15,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,919 | $15,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,078 | $15,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,437 | $15,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,548 | $15,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 10,824 | $15,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 15,000 | $15,000 | thousands by filing date | principal |
| TRANSAMERICA ETF TR | 89349P107 | mc | 220 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $14,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,500 | $14,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 6,392 | $14,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,617 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 500 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 260 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 463 | $14,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 600 | $13,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 900 | $13,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 320 | $13,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 2,085 | $13,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,469 | $13,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,359 | $13,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 373 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 294 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 807 | $13,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 1,265 | $13,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 8,000 | $13,000 | thousands by filing date | principal |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 1,300 | $13,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 1,546 | $13,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,177 | $13,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 29,596 | $13,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 801 | $12,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,001 | $12,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,311 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 350 | $12,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $12,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,205 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 224 | $12,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,178 | $12,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 36,746 | $12,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 2,770 | $12,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,061 | $12,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 6,200 | $12,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 1,169 | $12,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 1,136 | $11,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,267 | $11,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2,355 | $11,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 148 | $11,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 1,363 | $11,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 900 | $11,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 11,000 | $11,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X310 | CMN | 347 | $11,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 4,333 | $11,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 9,210 | $11,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 2,145 | $11,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 1,100 | $11,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 6,250 | $11,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 11,000 | $11,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |