13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 205 | $11,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 1,100 | $11,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,435 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $10,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $10,000 | thousands by filing date | call |
| REKOR SYSTEMS INC | 759419104 | COM | 522 | $10,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,157 | $10,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 652 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 441 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 480 | $10,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,254 | $10,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 80 | $10,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 788 | $10,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,535 | $10,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 180 | $10,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,771 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 500 | $10,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 574 | $10,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 2,273 | $10,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,000 | $10,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 1,000 | $10,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 3,559 | $10,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 10,474 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $9,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,039 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $9,000 | thousands by filing date | put |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 424 | $9,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,801 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 330 | $9,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $9,000 | thousands by filing date | principal |
| MV OIL TR | 553859109 | TR UNITS | 2,135 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 250 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 290 | $9,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 649 | $9,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 525 | $9,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,000 | $9,000 | thousands by filing date | call |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 7,000 | $9,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 3,000 | $9,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 544 | $9,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,701 | $9,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 900 | $9,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 6,500 | $9,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 12,875 | $9,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K116 | *W EXP 04/16/202 | 807 | $9,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 210 | $9,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 7,694 | $9,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 700 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,868 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 282 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 867 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 141 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $8,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,748 | $8,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,316 | $8,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,000 | $8,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,512 | $8,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 4,799 | $8,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 2,000 | $8,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $8,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 720 | $8,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $8,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 800 | $8,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,000 | $8,000 | thousands by filing date | principal |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 5,900 | $8,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 100 | $7,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 100 | $7,000 | thousands by filing date | put |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 211 | $7,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 288 | $7,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,107 | $7,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 680 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 74 | $7,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 583 | $7,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 8,504 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,000 | $7,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 406 | $7,000 | thousands by filing date | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 404 | $7,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 10,538 | $7,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,025 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 263 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 675 | $7,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 4,000 | $7,000 | thousands by filing date | principal |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 997 | $7,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 1,615 | $7,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 1,321 | $7,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 500 | $7,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,321 | $7,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 666 | $7,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100 | $6,000 | thousands by filing date | put |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 178 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 60 | $6,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 626 | $6,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 238 | $6,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 575 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 993 | $6,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 1,655 | $6,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 170 | $6,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 587 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000 | $6,000 | thousands by filing date | principal |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 980 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 199 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 220 | $6,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 3,117 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 2,000 | $6,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000 | $6,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 299 | $6,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,001 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 71 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 182 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 332 | $5,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 264 | $5,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 152 | $5,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 554 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 949 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 100 | $5,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 200 | $5,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 120 | $5,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,031 | $5,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 414 | $5,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 1,627 | $5,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 4,116 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $5,000 | thousands by filing date | principal |
| GULF IS FABRICATION INC | 402307102 | COM | 1,255 | $5,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 1,000 | $5,000 | thousands by filing date | principal |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,408 | $5,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,512 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 400 | $5,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 284 | $5,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 910 | $5,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 184 | $5,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $5,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,231 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $5,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,083 | $5,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 299 | $5,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 1,538 | $5,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 634 | $4,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 100 | $4,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 100 | $4,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 994 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 137 | $4,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,326 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $4,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 5,084 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 784 | $4,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 534 | $4,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 5,767 | $4,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 33,131 | $4,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 1,062 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,000 | $4,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 3,000 | $4,000 | thousands by filing date | principal |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 1,200 | $4,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $4,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 4,000 | $4,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 700 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,092 | $4,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 400 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 400 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 139 | $4,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 159 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 4,000 | $4,000 | thousands by filing date | principal |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 637 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 847 | $4,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 3,000 | $4,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 2,121 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,546 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 120 | $3,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 750 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 250 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 100 | $3,000 | thousands by filing date | put |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 175 | $3,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 400 | $3,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 166 | $3,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 213 | $3,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 475 | $3,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 767 | $3,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 37 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 246 | $3,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 26 | $3,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 666 | $3,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 130 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 149 | $3,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,456 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 214 | $3,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 381 | $3,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 105 | $3,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,000 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,762 | $3,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 171 | $3,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 112 | $3,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 1,400 | $3,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 852 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 531 | $3,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,048 | $3,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,822 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | principal |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 300 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,109 | $3,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 2,504 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,260 | $3,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,000 | $3,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 432 | $3,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 2,500 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E665 | CORBETT ROAD TAC | 120 | $3,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 2,500 | $3,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 450 | $3,000 | thousands by filing date | principal |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 729 | $3,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 400 | $3,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 2,000 | $3,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 34 | $2,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 50 | $2,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 800 | $2,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 300 | $2,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,500 | $2,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 186 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 178 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $2,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 121 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 234 | $2,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 1,423 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 49 | $2,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 307 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 662 | $2,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 117 | $2,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 71 | $2,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 77 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 701 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 140 | $2,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 201 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 500 | $2,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 400 | $2,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 565 | $2,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 97 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 120 | $2,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 3,594 | $2,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,286 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 502 | $2,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 533 | $2,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 174 | $2,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| GULF RES INC | 40251W408 | COM | 400 | $2,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 3,418 | $2,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 834 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 208 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 480 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,065 | $2,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 184 | $2,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 10 | $2,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 636 | $2,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 221 | $2,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 186 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,288 | $2,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 2,500 | $2,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 500 | $2,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 54 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 168 | $2,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 86 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 39 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 100 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,213 | $2,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,496 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 802 | $2,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 220 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 955 | $2,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 175 | $2,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 63 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 75 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,000 | $2,000 | thousands by filing date | principal |
| NOVAN INC | 66988N106 | COM | 971 | $2,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 252 | $2,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 51 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 66 | $1,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 245 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 101 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 57 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 161 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 774 | $1,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 124 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 46 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 67 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 139 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 150 | $1,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 36 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,555 | $1,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 100 | $1,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 267 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 296 | $1,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 42 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 313 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 49 | $1,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 512 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 15 | $1,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 145 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 12 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 100 | $1,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 42 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 34 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 4,220 | $1,000 | thousands by filing date | principal |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 225 | $1,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 441 | $1,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 40 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 100 | $1,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 79 | $1,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $1,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 25 | $1,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 100 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 324 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 300 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 532 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 232 | $1,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 134 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,500 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 750 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 60 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 141 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 493 | $1,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 300 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 800 | $1,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 82 | $1,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 52 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 59 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 71 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 224 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,000 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 31 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 200 | $1,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 44 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 380 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 32 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 24 | $1,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 103 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 149 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 2,295 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 100 | $1,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 572 | $1,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 200 | $1,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 300 | $1,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 300 | $1,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 70 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 213 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 135 | $1,000 | thousands by filing date | principal |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 308 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 692 | $1,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 979 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 235 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 160 | $1,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,135 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 547 | $1,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 65 | $1,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 338 | $1,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 23 | $1,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 231 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 150 | $1,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 346 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PAC INC | 47012E403 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,820 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANNOVIS BIO INC | 03615A108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RES CORP | 02927U208 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREXENDO INC | 226552107 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIREQUEST INC | 433535101 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120202 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 42727E103 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galiano Gold Inc | 36352H100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED GUARDIAN INC | 910571108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP | 967590209 | COMMON | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERASH HLDGS US INC | 47632P101 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M709 | CMN | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTRA INC | 92827K301 | CMN | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087302 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERGROUP CORP | 458685104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATA I O CORP | 237690102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 1,674 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goal Acquisitions Corp | 38021H115 | Warrant | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408200 | CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XWELL INC COM NEW | 98420U703 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |