13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 220,386 | $1,871,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 82,510 | $1,869,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 65,353 | $1,868,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 19,841 | $1,867,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 33,144 | $1,866,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 119,433 | $1,862,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 49,731 | $1,861,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 57,769 | $1,860,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 92,984 | $1,859,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 157,534 | $1,859,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 116,709 | $1,856,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 52,551 | $1,852,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,000 | $1,849,000 | thousands by filing date | call |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 57,697 | $1,849,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 124,642 | $1,848,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,500 | $1,846,000 | thousands by filing date | call |
| FRANCHISE GROUP INC | 35180X105 | COM | 60,539 | $1,843,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 76,807 | $1,841,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 88,851 | $1,841,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 94,035 | $1,840,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 187,387 | $1,830,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 40,938 | $1,830,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 36,400 | $1,829,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 43,229 | $1,829,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 137,313 | $1,828,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 53,536 | $1,828,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 33,700 | $1,825,000 | thousands by filing date | call |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 184,720 | $1,823,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 70,572 | $1,819,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,526,000 | $1,811,000 | thousands by filing date | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 52,174 | $1,810,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,000 | $1,807,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 174,154 | $1,806,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,204,243 | $1,806,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 103,985 | $1,805,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 37,753 | $1,805,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 29,483 | $1,803,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 69,464 | $1,802,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 180,000 | $1,802,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 51,900 | $1,799,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 48,053 | $1,799,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 84,263 | $1,799,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 82,278 | $1,796,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 44,501 | $1,795,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 78,804 | $1,791,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 140,229 | $1,787,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 105,083 | $1,786,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,270 | $1,785,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 69,584 | $1,785,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 155,982 | $1,784,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40,592 | $1,784,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 35,390 | $1,780,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 39,731 | $1,779,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 103,861 | $1,778,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 15,559 | $1,775,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 32,575 | $1,773,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 53,430 | $1,773,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 115,205 | $1,772,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 18,517 | $1,772,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 25,526 | $1,770,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 61,320 | $1,769,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 52,339 | $1,769,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 65,249 | $1,768,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,200 | $1,765,000 | thousands by filing date | put |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 175,000 | $1,764,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 16,200 | $1,759,000 | thousands by filing date | put |
| GENETRON HLDGS LTD | 37186H100 | ADS | 125,691 | $1,759,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 71,303 | $1,758,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 102,343 | $1,754,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 62,816 | $1,754,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 57,965 | $1,752,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 6,200 | $1,749,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 664,735 | $1,749,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,100 | $1,741,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 22,047 | $1,739,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 96,555 | $1,734,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 64,525 | $1,733,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 57,381 | $1,730,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 33,923 | $1,728,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 48,412 | $1,727,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 109,575 | $1,726,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 39,280 | $1,722,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 12,301 | $1,722,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 157,069 | $1,718,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 354,184 | $1,718,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 60,608 | $1,718,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 190,363 | $1,715,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 94,660 | $1,714,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 40,171 | $1,713,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 17,813 | $1,713,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 41,000 | $1,711,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 82,604 | $1,707,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 26,958 | $1,700,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 37,419 | $1,693,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 42,100 | $1,693,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 458,233 | $1,687,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 50,000 | $1,686,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 534,875 | $1,685,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 22,814 | $1,684,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 1,496,000 | $1,675,000 | thousands by filing date | principal |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 25,706 | $1,673,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 76,381 | $1,671,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 165,566 | $1,669,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 152,572 | $1,665,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 158,387 | $1,663,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 115,899 | $1,661,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 39,632 | $1,648,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 35,736 | $1,647,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 146,707 | $1,639,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 51,340 | $1,637,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 22,560 | $1,636,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25,000 | $1,636,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 196,935 | $1,630,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 45,602 | $1,629,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 85,096 | $1,617,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 103,248 | $1,616,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 21,221 | $1,615,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 162,219 | $1,615,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 53,965 | $1,614,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 297,182 | $1,614,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 81,512 | $1,613,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 670,849 | $1,610,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 28,041 | $1,610,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 144,997 | $1,608,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 24,678 | $1,607,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 85,786 | $1,606,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 231,851 | $1,605,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,000 | $1,603,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 36,244 | $1,603,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 165,657 | $1,601,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 55,577 | $1,601,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 11,542 | $1,600,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 51,200 | $1,598,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 32,020 | $1,598,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 33,668 | $1,597,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 104,879 | $1,594,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 258,171 | $1,594,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 22,400 | $1,593,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 190,047 | $1,590,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 50,000 | $1,588,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 156,478 | $1,586,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 555,305 | $1,582,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 74,391 | $1,577,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 305,826 | $1,575,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 64,668 | $1,574,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 79,500 | $1,573,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,800 | $1,572,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 109,703 | $1,571,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,600 | $1,568,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 61,017 | $1,568,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 150,155 | $1,562,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 35,744 | $1,560,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 221,017 | $1,558,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,841 | $1,556,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,100 | $1,554,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 669,439 | $1,553,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 150,000 | $1,552,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 387,373 | $1,550,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 46,322 | $1,549,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 32,898 | $1,548,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 92,916 | $1,544,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 102,956 | $1,544,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 89,800 | $1,542,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 40,000 | $1,539,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 40,000 | $1,539,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 56,691 | $1,536,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,700 | $1,533,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,000,000 | $1,532,000 | thousands by filing date | principal |
| COWEN GROUP INC | 223622AE1 | BOND | 1,000,000 | $1,530,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 30,511 | $1,517,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 40,909 | $1,515,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 23,500 | $1,514,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 31,888 | $1,514,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 37,902 | $1,513,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 40,499 | $1,508,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,598 | $1,507,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 521,695 | $1,507,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 21,275 | $1,506,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 142,183 | $1,501,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 43,163 | $1,501,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 30,313 | $1,500,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 125,542 | $1,500,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 445,398 | $1,497,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 38,881 | $1,493,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 24,042 | $1,493,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 1,500,000 | $1,493,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 25,000 | $1,493,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 18,200 | $1,488,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 50,053 | $1,486,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 23,649 | $1,485,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 286,394 | $1,483,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 60,760 | $1,482,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 101,748 | $1,478,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 75,089 | $1,477,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 27,255 | $1,474,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,472,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 7,454 | $1,471,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 100,000 | $1,471,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 100,000 | $1,471,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 27,292 | $1,468,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 59,895 | $1,467,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 117,663 | $1,464,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 31,682 | $1,463,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 38,525 | $1,462,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 33,816 | $1,461,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 134,791 | $1,461,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 108,759 | $1,460,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 137,347 | $1,459,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 97,787 | $1,458,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 21,509 | $1,452,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 67,706 | $1,452,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 81,634 | $1,450,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 34,122 | $1,444,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 47,386 | $1,443,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 56,910 | $1,442,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 147,500 | $1,438,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 193,640 | $1,437,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 27,352 | $1,436,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 86,522 | $1,436,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 112,411 | $1,434,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 37,196 | $1,432,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 28,259 | $1,432,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 113,675 | $1,428,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 21,996 | $1,428,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 30,155 | $1,426,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 56,941 | $1,423,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 32,722 | $1,423,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 180,224 | $1,415,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 95,000 | $1,414,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 95,000 | $1,414,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 73,265 | $1,414,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 102,138 | $1,413,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 250,618 | $1,411,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 150,000 | $1,410,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 37,716 | $1,409,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 34,690 | $1,404,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,400 | $1,402,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 32,771 | $1,402,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 169,199 | $1,401,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 33,462 | $1,388,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 86,850 | $1,386,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 44,604 | $1,386,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 870,000 | $1,386,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 20,211 | $1,385,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 42,239 | $1,385,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,300 | $1,381,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 22,300 | $1,381,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 30,914 | $1,376,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 91,639 | $1,375,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 90,767 | $1,373,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 167,975 | $1,371,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 33,974 | $1,370,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 133,301 | $1,368,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,571 | $1,368,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 155,725 | $1,366,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 90,215 | $1,366,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,203,000 | $1,362,000 | thousands by filing date | principal |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 85,901 | $1,360,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 129,656 | $1,358,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,083,000 | $1,358,000 | thousands by filing date | principal |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 102,246 | $1,357,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 1,283,000 | $1,354,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,700 | $1,351,000 | thousands by filing date | call |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 36,000 | $1,344,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 51,212 | $1,342,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 64,680 | $1,339,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 107,426 | $1,338,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 90,871 | $1,337,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 27,796 | $1,332,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 793,000 | $1,329,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 12,800 | $1,328,000 | thousands by filing date | call |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 39,979 | $1,328,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10,000 | $1,326,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,063 | $1,325,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 877,218 | $1,324,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 103,482 | $1,320,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 86,669 | $1,318,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,300 | $1,314,000 | thousands by filing date | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 51,866 | $1,313,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42,000 | $1,311,000 | thousands by filing date | call |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,309,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 92,492 | $1,307,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 114,216 | $1,302,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 249,696 | $1,301,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 99,000 | $1,299,000 | thousands by filing date | put |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 49,004 | $1,298,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 85,736 | $1,294,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 107,955 | $1,290,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 89,309 | $1,286,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 325,638 | $1,286,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 597,000 | $1,286,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 10,700 | $1,285,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 40,843 | $1,285,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 19,298 | $1,282,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 71,165 | $1,282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 23,112 | $1,282,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 17,200 | $1,280,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 62,187 | $1,279,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 33,442 | $1,277,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 29,622 | $1,271,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 920,000 | $1,270,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 29,314 | $1,268,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 269,446 | $1,267,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 22,138 | $1,267,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 76,049 | $1,265,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 247,107 | $1,263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 25,815 | $1,263,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 14,500 | $1,261,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 25,332 | $1,261,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 24,500 | $1,255,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 61,546 | $1,252,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 176,054 | $1,250,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,100 | $1,249,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 99,060 | $1,248,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 30,078 | $1,245,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 130,090 | $1,244,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 44,238 | $1,241,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 26,868 | $1,240,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 42,586 | $1,238,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 12,500 | $1,238,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 16,400 | $1,237,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 19,616 | $1,237,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 59,573 | $1,233,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 62,419 | $1,233,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 30,100 | $1,233,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 13,500 | $1,232,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 21,584 | $1,232,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 18,320 | $1,230,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 154,411 | $1,228,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 45,788 | $1,226,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 82,424 | $1,225,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 70,861 | $1,224,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 26,681 | $1,224,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 140,958 | $1,222,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 104,749 | $1,220,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 28,731 | $1,219,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 58,400 | $1,218,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R102 | COM | 62,145 | $1,217,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 84,466 | $1,216,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 15,000 | $1,215,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 318,810 | $1,215,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 284,670 | $1,215,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,941 | $1,215,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 143,147 | $1,215,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 51,851 | $1,212,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 58,737 | $1,210,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 23,127 | $1,207,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 193,872 | $1,206,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 44,703 | $1,205,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 44,462 | $1,204,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 44,885 | $1,204,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,900 | $1,203,000 | thousands by filing date | put |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 117,463 | $1,203,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 48,250 | $1,199,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 17,100 | $1,199,000 | thousands by filing date | call |
| JAMF HLDG CORP COM | 47074L105 | Stock | 40,024 | $1,197,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 39,823 | $1,196,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 20,669 | $1,195,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 100,000 | $1,194,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 350,222 | $1,194,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 170,938 | $1,190,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 282,845 | $1,188,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 15,414 | $1,188,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 53,049 | $1,186,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 29,848 | $1,182,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 72,264 | $1,181,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 27,510 | $1,181,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 60,131 | $1,180,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9,900 | $1,179,000 | thousands by filing date | call |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 75,080 | $1,179,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 79,672 | $1,179,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 81,542 | $1,177,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 33,283 | $1,177,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 30,686 | $1,174,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 19,528 | $1,172,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,416 | $1,170,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 155,853 | $1,170,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 41,629 | $1,168,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 89,433 | $1,167,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 65,000 | $1,167,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 65,000 | $1,167,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 75,613 | $1,166,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 73,304 | $1,165,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 25,004 | $1,162,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,700 | $1,161,000 | thousands by filing date | call |
| NKARTA INC | 65487U108 | COMMON STOCK | 18,714 | $1,151,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 87,379 | $1,151,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 27,355 | $1,150,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 117,273 | $1,149,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 21,387 | $1,148,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 76,300 | $1,148,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 23,355 | $1,148,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 50,000 | $1,144,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,200 | $1,143,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 28,600 | $1,142,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 154,396 | $1,142,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 84,828 | $1,140,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 97,539 | $1,140,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 113,909 | $1,140,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 57,177 | $1,138,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 62,364 | $1,137,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821106 | COM CL A | 73,145 | $1,137,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 41,454 | $1,132,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 82,788 | $1,130,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,471 | $1,129,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 154,553 | $1,127,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 120,541 | $1,126,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 230,275 | $1,126,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 105,532 | $1,125,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 278,271 | $1,124,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 35,951 | $1,120,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,200 | $1,118,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 49,653 | $1,118,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 147,484 | $1,118,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,000 | $1,115,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 800 | $1,109,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 98,682 | $1,109,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 100,011 | $1,106,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,900 | $1,103,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 55,126 | $1,102,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,700 | $1,100,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 123,603 | $1,096,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 48,910 | $1,091,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 52,997 | $1,090,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,577,732 | $1,089,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 74,604 | $1,088,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 13,900 | $1,085,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 186,290 | $1,081,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 100,000 | $1,079,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 12,721 | $1,078,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 36,349 | $1,078,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 20,008 | $1,076,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 29,755 | $1,075,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 100,002 | $1,075,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 16,583 | $1,071,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 50,000 | $1,070,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 68,327 | $1,070,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 100,002 | $1,070,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 72,855 | $1,069,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 25,739 | $1,067,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 75,880 | $1,066,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 50,000 | $1,062,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 7,200 | $1,062,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 120,990 | $1,062,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 17,143 | $1,061,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 100,002 | $1,061,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 19,800 | $1,060,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 57,121 | $1,059,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 19,900 | $1,058,000 | thousands by filing date | call |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 38,275 | $1,056,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 271,593 | $1,056,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 153,063 | $1,056,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 502,567 | $1,056,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 25,930 | $1,054,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 60,697 | $1,051,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 71,501 | $1,048,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 72,317 | $1,048,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 93,577 | $1,047,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 114,030 | $1,047,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 13,503 | $1,046,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 48,062 | $1,046,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 30,951 | $1,045,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 40,701 | $1,045,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 481,175 | $1,044,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 53,940 | $1,044,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,700 | $1,041,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 67,938 | $1,041,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,500 | $1,039,000 | thousands by filing date | call |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 99,800 | $1,039,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 58,799 | $1,037,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 46,627 | $1,037,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 411,543 | $1,037,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 64,000 | $1,032,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 58,962 | $1,031,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,900 | $1,030,000 | thousands by filing date | call |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 100,000 | $1,030,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 6,352 | $1,029,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 100,002 | $1,029,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 17,749 | $1,027,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 38,917 | $1,027,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,727 | $1,027,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 44,758 | $1,025,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,045 | $1,024,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 112,842 | $1,020,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 80,919 | $1,020,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 83,996 | $1,020,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,000 | $1,019,000 | thousands by filing date | call |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 327,000 | $1,019,000 | thousands by filing date | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 69,957 | $1,018,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 100,000 | $1,017,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 30,300 | $1,016,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 956,000 | $1,016,000 | thousands by filing date | principal |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 133,206 | $1,015,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 47,855 | $1,015,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 100,000 | $1,015,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 15,850 | $1,015,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,000,000 | $1,014,000 | thousands by filing date | principal |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 97,049 | $1,014,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 136,393 | $1,013,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 100,100 | $1,013,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |