13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 35,247 | $1,011,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 13,131 | $1,007,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 56,893 | $1,007,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 100,143 | $1,007,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,023 | $1,005,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 67,711 | $1,005,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 42,057 | $1,001,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 70,034 | $1,001,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 55,073 | $1,000,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 51,423 | $999,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,547 | $998,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 13,050 | $997,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 30,464 | $995,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 168,000 | $995,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 54,691 | $993,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 49,655 | $993,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 32,445 | $988,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,600 | $987,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 31,071 | $985,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 21,100 | $983,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 13,917 | $982,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 77,359 | $982,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 60,201 | $981,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 48,884 | $981,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 35,362 | $977,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 431,417 | $975,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 128,552 | $974,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,723 | $973,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 42,772 | $972,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 22,517 | $970,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 37,266 | $969,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 335,564 | $967,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,495 | $967,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 45,227 | $965,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 44,253 | $965,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 32,766 | $964,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 24,977 | $963,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 216,119 | $962,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 11,325 | $962,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 84,070 | $962,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 27,813 | $961,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 27,700 | $960,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 23,209 | $959,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 101,644 | $957,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 147,228 | $956,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 491,000 | $956,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 4,300 | $955,000 | thousands by filing date | call |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 33,673 | $955,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 51,064 | $951,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 61,081 | $948,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 64,730 | $948,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 70,000 | $948,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 15,549 | $947,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 22,300 | $946,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 107,823 | $946,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 92,800 | $946,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 36,397 | $945,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 29,725 | $944,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 17,145 | $940,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 18,331 | $939,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 34,778 | $939,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,042 | $937,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 14,500 | $937,000 | thousands by filing date | call |
| CLS | 14070Y101 | Stock | 92,343 | $937,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 140,573 | $937,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,600 | $936,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 12,600 | $936,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 824,000 | $936,000 | thousands by filing date | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 11,360 | $934,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 65,938 | $934,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 104,805 | $932,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 118,988 | $932,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,000 | $931,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 38,520 | $931,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 17,916 | $929,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 68,258 | $928,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,219 | $926,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 21,629 | $925,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,100 | $924,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 192,570 | $924,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 26,826 | $921,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 52,434 | $920,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 778,000 | $916,000 | thousands by filing date | principal |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 209,546 | $914,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 70,450 | $913,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 138,685 | $911,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 90,746 | $909,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 57,117 | $909,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 63,271 | $908,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 36,907 | $908,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 64,900 | $907,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 47,213 | $904,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 32,346 | $903,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 112,889 | $900,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 106,460 | $900,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 81,479 | $899,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,100 | $898,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 143,327 | $897,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 95,089 | $896,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 18,961 | $896,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 264,719 | $894,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 95,189 | $893,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 120,142 | $892,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 54,390 | $891,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 57,142 | $891,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,900 | $886,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 49,760 | $886,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 21,845 | $885,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 86,701 | $884,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 15,000 | $882,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,300 | $878,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 158,776 | $878,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 36,892 | $876,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 46,013 | $876,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 60,688 | $875,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,260 | $874,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 82,707 | $873,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 102,050 | $873,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 18,236 | $873,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 34,312 | $873,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 42,013 | $872,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 21,747 | $869,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 14,462 | $865,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 131,462 | $863,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 97,534 | $863,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 11,049 | $861,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 80,282 | $859,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 43,000 | $858,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 49,539 | $857,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,600 | $855,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 2,600 | $855,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 28,550 | $854,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 90,426 | $854,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 27,387 | $853,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 123,550 | $852,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,619 | $851,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 22,241 | $850,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 17,760 | $849,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 44,610 | $849,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 56,934 | $848,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5,500 | $847,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 28,852 | $847,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 29,067 | $843,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,700 | $842,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 29,784 | $841,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 36,634 | $840,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 28,172 | $839,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 42,786 | $837,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 25,961 | $836,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 57,265 | $835,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 188,873 | $833,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 19,739 | $831,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 191,338 | $831,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,300 | $829,000 | thousands by filing date | put |
| GROWGENERATION CORP | 39986L109 | COM | 20,624 | $829,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 21,436 | $828,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100,000 | $826,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 40,844 | $825,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 104,837 | $825,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 57,939 | $824,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,638 | $823,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 78,052 | $821,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 27,196 | $818,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 65,029 | $817,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 22,740 | $816,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 197,479 | $815,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 26,259 | $815,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 823,000 | $815,000 | thousands by filing date | principal |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,200 | $813,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 203,766 | $813,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 91,644 | $812,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,000 | $808,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 241,185 | $806,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 58,998 | $806,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 95,166 | $803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 7,403 | $802,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 40,057 | $802,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 54,436 | $800,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 73,769 | $797,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 15,007 | $796,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 49,742 | $793,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 15,546 | $793,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,564 | $789,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 23,298 | $789,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 69,454 | $788,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 15,108 | $787,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 30,860 | $787,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70,634 | $786,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 22,892 | $786,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 69,500 | $785,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 25,134 | $780,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 18,486 | $780,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 24,109 | $779,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 79,518 | $779,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 25,881 | $779,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 62,358 | $779,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 120,207 | $778,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 16,502 | $777,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 57,905 | $777,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 37,273 | $775,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,434 | $774,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 10,949 | $773,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 33,309 | $773,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 14,686 | $773,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 20,925 | $770,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 28,248 | $769,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 31,957 | $768,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 149,050 | $767,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 32,732 | $767,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 72,402 | $765,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 106,591 | $764,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 62,533 | $762,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 38,493 | $761,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 24,810 | $760,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 15,700 | $757,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 150,289 | $755,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 18,154 | $752,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 130,642 | $751,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 30,847 | $749,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 144,054 | $748,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,791 | $748,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 66,184 | $748,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 50,642 | $747,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,900 | $745,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 14,000 | $745,000 | thousands by filing date | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 10,031 | $745,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 84,611 | $743,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 9,102 | $743,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 11,695 | $743,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 67,124 | $740,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 60,508 | $740,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 25,392 | $739,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 64,866 | $739,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 33,546 | $738,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 60,038 | $738,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,400 | $737,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 17,537 | $735,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 34,441 | $734,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 93,373 | $734,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 76,189 | $733,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 11,463 | $731,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 31,211 | $731,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 22,963 | $730,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 19,916 | $729,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,200 | $727,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 118,785 | $727,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 50,354 | $727,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 45,280 | $726,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 66,808 | $726,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 32,010 | $724,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 49,758 | $723,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 58,604 | $723,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,147 | $721,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 456,218 | $721,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 49,965 | $720,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 74,325 | $719,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 21,732 | $719,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 23,349 | $717,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 146,726 | $717,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 28,112 | $716,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 136,569 | $715,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 16,500 | $714,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 193,261 | $712,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 25,940 | $711,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,000 | $709,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 40,800 | $709,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 625,000 | $709,000 | thousands by filing date | principal |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 62,697 | $708,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 711,000 | $707,000 | thousands by filing date | principal |
| A10 NETWORKS INC | 002121101 | COM | 71,569 | $706,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 17,163 | $705,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 79,196 | $702,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 70,970 | $702,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 31,458 | $701,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 273,150 | $697,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,485 | $697,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 25,899 | $694,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 54,371 | $694,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 71,096 | $693,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 49,273 | $693,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 58,798 | $691,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 67,699 | $686,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 19,390 | $685,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 23,398 | $684,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,304 | $683,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 76,930 | $682,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 580,000 | $682,000 | thousands by filing date | principal |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 28,409 | $682,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 58,314 | $681,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 62,481 | $678,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 50,408 | $678,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,749 | $677,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $676,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $676,000 | thousands by filing date | call |
| PCSB FINL CORP COM | 69324R104 | Stock | 42,381 | $676,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 15,611 | $675,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 25,276 | $674,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 332,000 | $674,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,000 | $671,000 | thousands by filing date | call |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 44,346 | $671,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 12,232 | $671,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,949 | $670,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 21,098 | $669,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 36,927 | $669,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 13,281 | $668,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,622 | $668,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 220 | $666,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 95,021 | $665,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,252 | $665,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 73,770 | $664,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 15,300 | $662,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 95,994 | $661,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 31,142 | $659,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 42,011 | $657,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 15,270 | $657,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 33,962 | $657,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 89,082 | $656,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30,000 | $655,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,400 | $655,000 | thousands by filing date | call |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 19,692 | $655,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 42,075 | $654,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 65,000 | $651,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 8,200 | $650,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,082 | $650,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 17,549 | $650,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 227,271 | $648,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 22,471 | $647,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 19,785 | $647,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 8,202 | $646,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 42,794 | $646,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 35,682 | $646,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 57,966 | $645,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 15,925 | $645,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 47,770 | $642,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 84,000 | $640,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,000 | $639,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 23,783 | $638,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 41,524 | $637,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 28,521 | $637,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,625 | $637,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 25,000 | $636,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 50,000 | $636,000 | thousands by filing date | call |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 51,482 | $633,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 361,870 | $633,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 14,582 | $631,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 189,089 | $630,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 19,400 | $629,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 56,704 | $628,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 18,407 | $625,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 48,254 | $624,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 130,000 | $624,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 2,800 | $622,000 | thousands by filing date | put |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 24,309 | $621,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 16,600 | $620,000 | thousands by filing date | put |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 61,161 | $620,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 35,060 | $618,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,223 | $617,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 18,082 | $617,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 34,186 | $616,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 33,990 | $616,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 21,059 | $615,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 28,354 | $613,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 7,110 | $613,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 69,924 | $612,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 39,354 | $612,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 116,713 | $612,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 25,139 | $611,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 57,471 | $610,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 22,533 | $610,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,741 | $609,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 16,174 | $609,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 30,819 | $608,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 30,086 | $607,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 64,104 | $607,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 30,400 | $606,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,500 | $606,000 | thousands by filing date | call |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 49,576 | $604,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 24,792 | $604,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 38,286 | $604,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 59,626 | $603,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 18,694 | $602,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 12,228 | $602,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 234,296 | $600,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 110,689 | $600,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 77,186 | $599,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,200 | $594,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 36,134 | $594,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 43,721 | $594,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 23,707 | $593,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 36,927 | $593,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 14,192 | $593,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 14,715 | $592,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 51,999 | $591,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 53,250 | $590,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 87,292 | $589,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 23,015 | $589,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 43,183 | $589,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 73,765 | $588,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 199,039 | $587,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,263 | $585,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 32,949 | $585,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 655,000 | $585,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 18,956 | $584,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 39,982 | $583,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 33,224 | $583,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 12,796 | $583,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 15,226 | $583,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,800 | $582,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,973 | $581,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 12,797 | $579,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 39,053 | $579,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 35,116 | $579,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 8,898 | $579,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 71,700 | $579,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 63,980 | $579,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 53,981 | $575,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $574,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 192,500 | $574,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 47,364 | $574,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 72,579 | $573,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 346,578 | $572,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 69,156 | $570,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 19,238 | $569,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 6,995 | $569,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 20,382 | $569,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 46,237 | $567,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 13,098 | $567,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 52,083 | $567,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,532 | $566,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 14,573 | $565,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 9,099 | $565,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 54,116 | $565,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,100 | $564,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 10,787 | $564,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 14,389 | $563,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 30,608 | $563,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,769 | $563,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 30,593 | $563,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 16,514 | $561,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 36,225 | $561,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 35,265 | $560,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 70,978 | $560,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 22,404 | $558,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,391 | $558,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 42,188 | $556,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 68,759 | $556,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 42,131 | $554,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 42,229 | $554,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 53,967 | $553,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 35,835 | $551,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 56,400 | $550,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 64,625 | $545,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 49,154 | $545,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 40,394 | $543,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 3,924 | $542,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 52,856 | $542,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 11,883 | $541,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,756 | $540,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 14,054 | $540,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 35,709 | $538,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 17,488 | $538,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 500,000 | $538,000 | thousands by filing date | principal |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 40,400 | $537,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 73,461 | $537,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 61,099 | $536,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 48,079 | $536,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 111,195 | $534,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 30,159 | $534,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 21,005 | $533,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,500 | $533,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 26,975 | $533,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,207 | $533,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 48,968 | $533,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 50,001 | $533,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 8,438 | $530,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 40,655 | $530,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 12,349 | $527,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 20,403 | $527,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8,108 | $527,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 56,824 | $526,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 62,177 | $525,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 49,659 | $525,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 49,364 | $523,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 20,311 | $523,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 4,666 | $522,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 77,989 | $521,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,732 | $519,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 40,600 | $518,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 42,757 | $518,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 66,845 | $516,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 12,200 | $515,000 | thousands by filing date | call |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 50,000 | $515,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 13,943 | $512,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 7,069 | $512,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 6,781 | $512,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 37,955 | $511,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 23,346 | $510,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,000 | $510,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 16,277 | $509,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 19,507 | $507,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |