13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALLIBURTON CO COM | 406216101 | Stock | 305,200 | $5,768,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 27,100 | $5,764,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 279,243 | $5,744,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 95,500 | $5,733,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 149,125 | $5,731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 124,654 | $5,726,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 250,032 | $5,723,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 62,400 | $5,713,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 79,927 | $5,706,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 506,480 | $5,693,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,500,000 | $5,684,000 | thousands by filing date | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 20,000 | $5,679,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 52,452 | $5,675,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 54,300 | $5,673,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 143,119 | $5,670,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 325,687 | $5,667,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 199,883 | $5,667,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 220,000 | $5,665,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 96,827 | $5,665,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 85,839 | $5,663,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 205,822 | $5,649,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 77,323 | $5,648,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 913,500 | $5,645,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100,000 | $5,642,000 | thousands by filing date | put |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,024,000 | $5,638,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 79,925 | $5,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 437,735 | $5,630,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 81,965 | $5,613,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 20,383,047 | $5,605,000 | thousands by filing date | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 288,860 | $5,604,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 140,070 | $5,592,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 329,358 | $5,579,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 404,007 | $5,579,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 84,742 | $5,578,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 189,423 | $5,578,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 530,159 | $5,578,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 238,670 | $5,576,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 98,722 | $5,560,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 258,818 | $5,560,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 118,483 | $5,554,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 109,243 | $5,554,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 45,161 | $5,532,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 129,616 | $5,524,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 135,736 | $5,513,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,525,000 | $5,497,000 | thousands by filing date | principal |
| CHAMPION HOMES INC | 830830105 | COM | 177,140 | $5,481,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 50,700 | $5,478,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 137,264 | $5,476,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 171,886 | $5,467,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 475,342 | $5,456,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 273,318 | $5,454,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 324,696 | $5,449,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 324,761 | $5,447,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 120,833 | $5,440,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,665,120 | $5,437,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 35,500 | $5,435,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 353,816 | $5,431,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 242,936 | $5,411,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 3,618,000 | $5,409,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 725,859 | $5,407,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 231,719 | $5,397,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 130,300 | $5,389,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 35,500 | $5,389,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 156,085 | $5,388,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 280,169 | $5,379,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 540,000 | $5,373,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 31,655 | $5,371,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 218,400 | $5,370,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 225,487 | $5,353,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 57,437 | $5,340,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 100,847 | $5,325,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 122,851 | $5,309,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 94,383 | $5,305,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 257,747 | $5,305,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 576,651 | $5,305,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 100,388 | $5,304,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 143,895 | $5,291,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 61,300 | $5,290,000 | thousands by filing date | call |
| COVETRUS INC | 22304C100 | COM | 184,010 | $5,289,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 55,070 | $5,281,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 142,324 | $5,275,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 346,946 | $5,274,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,500 | $5,249,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 813,005 | $5,243,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 375,448 | $5,237,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 241,946 | $5,237,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 239,059 | $5,235,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 501,663 | $5,222,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 235,239 | $5,216,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 230,261 | $5,209,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,900 | $5,201,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 220,220 | $5,200,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 59,487 | $5,186,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 426,946 | $5,170,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 200,000 | $5,156,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 176,625 | $5,155,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 100,000 | $5,155,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 202,895 | $5,153,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 125,138 | $5,150,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 77,419 | $5,141,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 58,413 | $5,137,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 127,734 | $5,132,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 168,874 | $5,125,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 263,387 | $5,123,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 150,812 | $5,120,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 181,613 | $5,116,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 100,908 | $5,109,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 240,000 | $5,105,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 42,200 | $5,102,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 66,100 | $5,100,000 | thousands by filing date | put |
| INMODE LTD SHS | M5425M103 | Stock | 107,403 | $5,100,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 313,965 | $5,087,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 135,056 | $5,085,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 96,300 | $5,084,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 66,057 | $5,074,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 732,939 | $5,072,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 205,289 | $5,071,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 123,600 | $5,068,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 75,000 | $5,064,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 500,000 | $5,055,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 281,617 | $5,037,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 157,915 | $5,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 334,050 | $5,021,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,500,000 | $5,018,000 | thousands by filing date | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 138,987 | $5,014,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,400 | $5,013,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,468 | $5,007,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 114,864 | $5,002,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 314,063 | $5,000,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 170,982 | $4,993,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 336,681 | $4,980,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 550,435 | $4,976,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 160,000 | $4,973,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 57,386 | $4,972,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 176,100 | $4,957,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 184,534 | $4,957,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 241,641 | $4,956,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 190,100 | $4,947,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 50,000 | $4,944,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 95,000 | $4,935,000 | thousands by filing date | put |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 422,500 | $4,926,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 337,996 | $4,924,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 3,500,000 | $4,924,000 | thousands by filing date | principal |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 443,259 | $4,904,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 40,000 | $4,900,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 154,668 | $4,896,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 111,745 | $4,882,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 198,825 | $4,873,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 83,755 | $4,872,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 359,755 | $4,867,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 372,986 | $4,863,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 317,978 | $4,859,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,907,000 | $4,857,000 | thousands by filing date | principal |
| TENNECO INC | 880349105 | COM | 457,807 | $4,853,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 241,601 | $4,852,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 54,124 | $4,852,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 60,999 | $4,849,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 59,300 | $4,849,000 | thousands by filing date | call |
| UBIQUITI INC | 90353W103 | COM | 17,409 | $4,849,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 13,100 | $4,847,000 | thousands by filing date | put |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 148,167 | $4,842,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 102,609 | $4,838,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 3,535,000 | $4,836,000 | thousands by filing date | principal |
| ICL GROUP LTD SHS | M53213100 | Stock | 955,719 | $4,827,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 261,652 | $4,823,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 308,600 | $4,816,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 267,314 | $4,809,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 43,066 | $4,801,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,766,000 | $4,801,000 | thousands by filing date | principal |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 402,842 | $4,798,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 15,700 | $4,794,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 27,500 | $4,783,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 62,736 | $4,775,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 36,000 | $4,770,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 122,629 | $4,763,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 56,122 | $4,762,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 84,128 | $4,756,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 135,593 | $4,750,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 284,020 | $4,743,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 66,660 | $4,740,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 393,496 | $4,738,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 173,583 | $4,734,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 240,595 | $4,728,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 150,000 | $4,726,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 130,209 | $4,711,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 251,194 | $4,707,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 666,497 | $4,705,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 181,324 | $4,704,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,281,642 | $4,703,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 531,455 | $4,703,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50,600 | $4,698,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 102,413 | $4,695,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 59,241 | $4,692,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 158,640 | $4,673,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 97,360 | $4,671,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 46,280 | $4,669,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 177,367 | $4,668,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 23,715 | $4,665,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 140,058 | $4,662,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 347,824 | $4,658,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 156,019 | $4,652,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 87,985 | $4,644,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 731,696 | $4,633,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 100,920 | $4,617,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 55,700 | $4,615,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 258,236 | $4,614,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 416,969 | $4,612,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 3,476,000 | $4,591,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 867,672 | $4,581,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 329,246 | $4,579,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 869,870 | $4,576,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 642,072 | $4,559,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 2,428,000 | $4,559,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 86,300 | $4,556,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 146,717 | $4,551,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 146,010 | $4,549,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 63,294 | $4,548,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 69,423 | $4,548,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 83,355 | $4,545,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 56,554 | $4,541,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 42,882 | $4,540,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 11,900 | $4,520,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 138,386 | $4,519,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 299,332 | $4,517,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 150,000 | $4,514,000 | thousands by filing date | put |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 119,843 | $4,512,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 139,297 | $4,512,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 191,042 | $4,512,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 345,567 | $4,510,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 897,731 | $4,507,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 166,800 | $4,504,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 13,300 | $4,502,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 299,245 | $4,488,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 89,700 | $4,473,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 119,090 | $4,472,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 199,749 | $4,470,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 81,356 | $4,469,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 330,703 | $4,458,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 160,112 | $4,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 200,044 | $4,445,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 922,453 | $4,438,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 104,696 | $4,436,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 849,182 | $4,433,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 90,659 | $4,428,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 187,023 | $4,423,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 123,000 | $4,422,000 | thousands by filing date | put |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 83,448 | $4,415,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 354,791 | $4,406,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 273,367 | $4,393,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250,000 | $4,390,000 | thousands by filing date | call |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 65,000 | $4,386,000 | thousands by filing date | put |
| DESKTOP METAL INC | 25058X105 | COM CL A | 255,000 | $4,386,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,000 | $4,384,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 139,834 | $4,383,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 152,017 | $4,383,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 253,806 | $4,360,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 45,033 | $4,358,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 152,011 | $4,356,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,000,000 | $4,335,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 213,605 | $4,334,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 157,313 | $4,334,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 132,615 | $4,329,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 234,086 | $4,324,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 118,797 | $4,321,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 89,923 | $4,320,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 288,738 | $4,305,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 250,000 | $4,300,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 58,600 | $4,295,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 111,567 | $4,288,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 3,530,000 | $4,288,000 | thousands by filing date | principal |
| MRC GLOBAL INC | 55345K103 | COM | 646,466 | $4,287,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 85,232 | $4,283,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 555,262 | $4,281,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 249,619 | $4,278,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 176,989 | $4,276,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 201,666 | $4,269,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 246,698 | $4,266,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 182,080 | $4,264,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,390,620 | $4,256,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 173,663 | $4,255,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 341,100 | $4,250,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 573,023 | $4,246,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 238,090 | $4,246,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 10,909 | $4,239,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 95,654 | $4,236,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 21,100 | $4,219,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 137,420 | $4,213,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 127,757 | $4,209,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 40,064 | $4,208,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 131,657 | $4,203,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 302,339 | $4,196,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 140,777 | $4,189,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 152,178 | $4,187,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 120,148 | $4,187,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 126,349 | $4,180,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 71,828 | $4,179,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 400,121 | $4,170,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 501,738 | $4,169,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 159,750 | $4,168,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 278,907 | $4,166,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 50,000 | $4,164,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 133,662 | $4,157,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 157,463 | $4,156,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 102,978 | $4,140,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 112,980 | $4,136,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 74,731 | $4,131,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 605,607 | $4,125,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 36,500 | $4,118,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 68,500 | $4,112,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 690,798 | $4,110,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 251,451 | $4,099,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 855,315 | $4,096,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 22,788 | $4,093,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 74,546 | $4,087,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 109,976 | $4,083,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 60,955 | $4,078,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 77,679 | $4,075,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 49,911 | $4,073,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 283,104 | $4,067,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 148,250 | $4,065,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 63,224 | $4,064,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 13,300 | $4,061,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 146,345 | $4,058,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 277,210 | $4,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 130,340 | $4,048,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 455,195 | $4,047,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 280,347 | $4,042,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 3,907,000 | $4,042,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 154,132 | $4,030,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 118,741 | $4,018,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 87,950 | $4,012,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 52,500 | $4,002,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 52,500 | $4,002,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 27,456 | $3,998,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 42,900 | $3,997,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 76,355 | $3,989,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 56,823 | $3,988,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 1,705,000 | $3,987,000 | thousands by filing date | principal |
| DROPBOX INC CL A | 26210C104 | Stock | 179,500 | $3,983,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 49,415 | $3,982,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 54,599 | $3,980,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 115,433 | $3,977,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 289,082 | $3,969,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 3,975,000 | $3,967,000 | thousands by filing date | principal |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 47,294 | $3,961,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 253,170 | $3,951,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 22,600 | $3,950,000 | thousands by filing date | put |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 103,917 | $3,948,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 361,833 | $3,948,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 347,243 | $3,948,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,069,301 | $3,946,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 160,000 | $3,942,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 141,729 | $3,939,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 83,534 | $3,926,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 259,487 | $3,924,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 178,054 | $3,923,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 711,707 | $3,914,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 120,474 | $3,912,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 152,604 | $3,899,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 274,396 | $3,896,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 40,000 | $3,888,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 153,468 | $3,878,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 139,205 | $3,877,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 346,571 | $3,871,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 259,581 | $3,868,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,700,000 | $3,868,000 | thousands by filing date | principal |
| MGE ENERGY INC | 55277P104 | COM | 54,881 | $3,844,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 436,415 | $3,827,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 66,143 | $3,824,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 223,204 | $3,817,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 221,370 | $3,813,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 45,145 | $3,812,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 172,107 | $3,812,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 25,934 | $3,809,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 195,510 | $3,808,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 124,243 | $3,806,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 94,600 | $3,804,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 22,300 | $3,802,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 461,118 | $3,800,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 283,778 | $3,796,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 208,805 | $3,794,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 164,856 | $3,793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 80,323 | $3,786,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 373,179 | $3,777,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20,700 | $3,768,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 121,200 | $3,763,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 52,216 | $3,762,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 70,191 | $3,761,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 56,506 | $3,759,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 148,901 | $3,748,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 254,205 | $3,747,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 148,286 | $3,747,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 86,200 | $3,728,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 119,538 | $3,725,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 325,700 | $3,723,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 261,603 | $3,712,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 207,915 | $3,711,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 64,557 | $3,708,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 337,487 | $3,708,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 128,803 | $3,706,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 16,500 | $3,704,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,960,000 | $3,699,000 | thousands by filing date | principal |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 826,924 | $3,696,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 82,453 | $3,696,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 207,800 | $3,690,000 | thousands by filing date | call |
| ATHIRA PHARMA INC | 04746L104 | COM | 107,429 | $3,680,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 214,200 | $3,678,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 155,000 | $3,678,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 351,893 | $3,677,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 31,300 | $3,675,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 100,524 | $3,674,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 77,125 | $3,674,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 23,900 | $3,673,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 132,029 | $3,671,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 109,500 | $3,662,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 88,770 | $3,661,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 52,734 | $3,657,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 229,719 | $3,657,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 51,738 | $3,654,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 91,711 | $3,651,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 279,501 | $3,650,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 182,708 | $3,647,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 97,116 | $3,646,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 266,123 | $3,645,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 236,410 | $3,645,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 194,966 | $3,644,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 23,300 | $3,640,000 | thousands by filing date | put |
| 8X8 INC NEW | 282914AB6 | BOND | 2,507,000 | $3,638,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,654,000 | $3,636,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 282,638 | $3,629,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 115,955 | $3,626,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,700 | $3,618,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 92,722 | $3,608,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 38,700 | $3,606,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 51,379 | $3,603,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 207,154 | $3,603,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 250,154 | $3,595,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 136,005 | $3,592,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 75,529 | $3,591,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 121,516 | $3,591,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 236,157 | $3,590,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 79,117 | $3,589,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 63,739 | $3,586,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 353,107 | $3,584,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 78,032 | $3,584,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 204,265 | $3,582,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 127,646 | $3,580,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 804,312 | $3,579,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 65,612 | $3,578,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 303,096 | $3,577,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 50,000 | $3,576,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 70,808 | $3,573,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 17,500 | $3,572,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 17,500 | $3,572,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 58,641 | $3,571,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 61,505 | $3,571,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 139,710 | $3,565,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 422,462 | $3,561,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 350,000 | $3,549,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 241,284 | $3,543,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 385,133 | $3,543,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 94,603 | $3,539,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 223,483 | $3,537,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 403,926 | $3,535,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 465,359 | $3,531,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 239,812 | $3,527,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 50,200 | $3,520,000 | thousands by filing date | put |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 134,987 | $3,509,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,498,456 | $3,506,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 412,343 | $3,501,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 238,174 | $3,498,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 96,717 | $3,497,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 96,870 | $3,490,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 124,446 | $3,484,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,143,000 | $3,480,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 127,839 | $3,478,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 209,745 | $3,473,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 146,120 | $3,468,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 239,429 | $3,465,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 72,067 | $3,463,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 19,775 | $3,458,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 110,685 | $3,456,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 49,653 | $3,454,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 13,100 | $3,452,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,594 | $3,450,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 137,246 | $3,445,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 60,500 | $3,441,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 142,747 | $3,437,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 512,628 | $3,435,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 53,871 | $3,432,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 149,923 | $3,427,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 90,065 | $3,425,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 50,000 | $3,424,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 244,111 | $3,413,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 90,456 | $3,395,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 266,548 | $3,393,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 222,867 | $3,378,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 329,200 | $3,378,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 29,200 | $3,366,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,827,000 | $3,348,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |