13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 33,875 | $507,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 32,540 | $506,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 95,136 | $506,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 12,394 | $506,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,342 | $505,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 49,906 | $504,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 20,238 | $503,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 19,149 | $502,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,669 | $501,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 28,792 | $500,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 48,158 | $499,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 69,564 | $499,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 12,415 | $498,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 17,594 | $498,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 10,851 | $497,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 56,147 | $497,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 18,047 | $497,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,310 | $495,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 87,443 | $494,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 14,852 | $494,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 44,277 | $493,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 56,200 | $492,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,717 | $491,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 37,603 | $491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 15,795 | $491,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 18,927 | $490,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 235,691 | $490,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 101,412 | $489,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 17,252 | $487,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 502,000 | $487,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 525,000 | $487,000 | thousands by filing date | principal |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 36,380 | $486,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 10,871 | $485,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 20,027 | $485,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 19,501 | $484,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 54,067 | $484,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 24,821 | $483,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 64,377 | $483,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 249,999 | $480,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 47,170 | $478,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 73,260 | $478,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 6,746 | $477,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 15,945 | $476,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 17,362 | $475,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 12,702 | $475,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 32,383 | $474,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 16,465 | $474,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 70,227 | $474,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 15,314 | $473,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 32,762 | $472,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 39,225 | $472,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 10,587 | $470,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 12,584 | $469,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 28,933 | $469,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 40,090 | $468,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 42,926 | $467,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 45,670 | $466,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,209 | $466,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,948 | $466,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,297 | $465,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 69,626 | $464,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 20,359 | $464,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 31,852 | $464,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 18,306 | $463,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 26,152 | $462,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 27,303 | $462,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 48,155 | $461,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,000 | $460,000 | thousands by filing date | call |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 9,544 | $460,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 18,366 | $459,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 24,326 | $458,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,718 | $458,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,166 | $456,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 23,868 | $456,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 83,942 | $455,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 13,987 | $454,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 8,191 | $453,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 19,010 | $453,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 18,433 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 6,204 | $450,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,285 | $450,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 16,371 | $450,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 22,954 | $450,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 551,757 | $448,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 68,043 | $447,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 31,598 | $447,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 10,101 | $446,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,027 | $445,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 28,600 | $445,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 44,538 | $444,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 20,558 | $444,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 4,630 | $443,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 514,011 | $442,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 41,000 | $440,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 53,561 | $437,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 52,068 | $437,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 34,230 | $434,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 21,031 | $433,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 103,109 | $433,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,607 | $432,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 3,263 | $431,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,263 | $431,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 331,975 | $431,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 23,509 | $430,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,648 | $430,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 58,093 | $429,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 37,465 | $429,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 69,658 | $428,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 35,107 | $428,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 27,534 | $427,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 23,874 | $426,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 6,894 | $426,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 45,817 | $424,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 27,740 | $423,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 5,365 | $422,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,601 | $421,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 3,969 | $421,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 30,805 | $420,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 12,151 | $420,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 46,464 | $419,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,054 | $419,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 43,656 | $419,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 40,226 | $419,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,605 | $418,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 104,685 | $417,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 37,576 | $416,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 23,193 | $415,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 26,783 | $414,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,774 | $414,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 44,884 | $413,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,927 | $412,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $412,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 25,689 | $411,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 20,641 | $410,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 37,814 | $410,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 26,039 | $410,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 66,774 | $410,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 7,809 | $409,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 12,988 | $409,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 12,682 | $409,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,031 | $408,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,137 | $407,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 37,943 | $407,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,300 | $406,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 18,897 | $406,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 23,130 | $405,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 14,585 | $405,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 29,548 | $404,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 65,995 | $403,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 9,433 | $402,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,893 | $402,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 29,977 | $401,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 70,000 | $400,000 | thousands by filing date | put |
| VERITONE INC | 92347M100 | COM | 14,064 | $400,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 30,134 | $398,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 28,540 | $398,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 31,002 | $398,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,446 | $397,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 23,324 | $396,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 13,592 | $396,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 12,839 | $396,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 85,153 | $394,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 65,522 | $393,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,800 | $392,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 48,210 | $392,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,129 | $392,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,284 | $392,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,600 | $390,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 55,505 | $390,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 304,149 | $390,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 19,500 | $390,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 29,410 | $389,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 21,325 | $389,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 91,620 | $389,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 17,955 | $388,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 11,622 | $385,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,161 | $385,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,200 | $384,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 12,755 | $384,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 42,138 | $384,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,348 | $384,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 37,000 | $383,000 | thousands by filing date | put |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 9,039 | $383,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 3,151 | $382,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 35,609 | $382,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 20,689 | $382,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 10,218 | $381,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 50,592 | $380,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 10,034 | $380,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 25,359 | $379,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 27,620 | $379,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 21,036 | $378,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 19,415 | $377,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,556 | $377,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 24,195 | $375,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 23,648 | $375,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,935 | $375,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 29,039 | $374,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 84,252 | $372,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 25,689 | $372,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,407 | $371,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 30,302 | $370,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 34,655 | $370,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 7,779 | $370,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 11,631 | $370,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 27,844 | $370,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,408 | $369,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,900 | $368,000 | thousands by filing date | put |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 35,697 | $367,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 9,259 | $366,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,735 | $366,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 7,084 | $365,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 20,873 | $365,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,551 | $363,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 22,107 | $363,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 292,928 | $363,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 31,808 | $362,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 14,309 | $361,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,533 | $361,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 9,700 | $360,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 62,582 | $360,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 10,360 | $360,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 6,154 | $359,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,212 | $358,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 23,984 | $358,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 10,958 | $358,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 26,039 | $358,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 182,688 | $358,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 16,807 | $358,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 19,236 | $358,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 10,908 | $357,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 65,937 | $356,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,441 | $356,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 28,427 | $356,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 13,161 | $355,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 9,342 | $355,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 268,233 | $354,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 15,600 | $354,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,700 | $354,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,596 | $353,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 41,033 | $352,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 24,289 | $352,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 8,439 | $350,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,179 | $350,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,671 | $349,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 109,864 | $348,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 28,956 | $348,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 31,315 | $348,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 13,604 | $347,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 23,395 | $347,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 40,185 | $347,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 78,333 | $347,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 24,397 | $346,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 6,725 | $345,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 129,172 | $345,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 11,483 | $345,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 15,100 | $343,000 | thousands by filing date | put |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 31,601 | $343,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 35,000 | $343,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 31,614 | $342,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 24,561 | $341,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 21,434 | $340,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,700 | $340,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 27,702 | $339,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,454 | $338,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 13,724 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 12,353 | $336,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 46,403 | $335,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 9,500 | $335,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,925 | $334,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 12,339 | $334,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 7,668 | $334,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 54,241 | $333,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 36,170 | $332,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 36,111 | $332,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 7,800 | $330,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 31,514 | $330,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 77,815 | $328,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 85,932 | $328,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 7,048 | $327,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,607 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,341 | $327,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 17,244 | $326,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,327 | $326,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 9,354 | $326,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 9,700 | $326,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 32,170 | $326,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 16,474 | $326,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 14,663 | $325,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 16,636 | $325,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 32,873 | $325,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 43,877 | $324,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 33,978 | $324,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 18,170 | $323,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 11,537 | $323,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 22,856 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 5,377 | $321,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 94,108 | $321,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 6,526 | $320,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 17,806 | $319,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 37,436 | $318,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,442 | $318,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 19,750 | $318,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 85,821 | $318,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 123,184 | $318,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 7,846 | $317,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 76,359 | $317,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,446 | $314,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 38,525 | $314,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 8,329 | $313,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 30,347 | $312,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,981 | $312,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 5,718 | $312,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 38,402 | $312,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 36,612 | $312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 15,524 | $311,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,432 | $310,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 58,682 | $310,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 20,998 | $310,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,483 | $309,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 6,354 | $307,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 6,867 | $307,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 10,497 | $307,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 72,988 | $307,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 24,171 | $307,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 18,676 | $306,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 39,400 | $305,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 47,928 | $305,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 12,891 | $305,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,690 | $305,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,635 | $304,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 9,087 | $304,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 33,140 | $304,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 71,089 | $303,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 200,421 | $303,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 58,841 | $303,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 12,540 | $302,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,300 | $301,000 | thousands by filing date | call |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 19,750 | $301,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 10,435 | $301,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 600 | $300,000 | thousands by filing date | call |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 6,915 | $300,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,797 | $300,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 34,200 | $299,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 28,021 | $299,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,513 | $298,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,800 | $297,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 77,479 | $296,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,000 | $295,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 28,598 | $295,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 9,732 | $295,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 8,131 | $294,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 11,279 | $294,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 48,244 | $294,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 14,304 | $292,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 42,340 | $292,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 11,490 | $292,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,184 | $291,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,476 | $291,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 18,326 | $291,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 28,417 | $291,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 14,478 | $290,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 7,686 | $289,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 18,059 | $289,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 17,456 | $288,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 16,517 | $288,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 6,891 | $287,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 6,990 | $287,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 196,000 | $287,000 | thousands by filing date | principal |
| EASTERN CO | 276317104 | COM | 11,892 | $286,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,100 | $285,000 | thousands by filing date | put |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 11,626 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,190 | $285,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 11,445 | $284,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 191,678 | $284,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,092 | $283,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 6,166 | $282,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,735 | $282,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,492 | $280,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 40,479 | $280,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 34,826 | $280,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 7,780 | $279,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 48,517 | $279,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 9,066 | $279,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 14,426 | $278,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 10,829 | $277,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 12,548 | $277,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 42,647 | $276,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 17,220 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,949 | $275,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 22,704 | $275,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 16,182 | $275,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 80,300 | $274,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 4,446 | $273,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 4,529 | $272,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 19,320 | $272,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 15,287 | $272,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 24,719 | $272,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 13,423 | $271,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,584 | $271,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 24,047 | $271,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 18,859 | $270,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 11,607 | $269,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,713 | $269,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 13,280 | $269,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 32,545 | $268,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,200 | $267,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 6,858 | $267,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 16,803 | $267,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 23,085 | $267,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 30,826 | $266,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 13,980 | $266,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 13,810 | $266,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 11,500 | $265,000 | thousands by filing date | put |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 12,639 | $265,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,470 | $265,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,036 | $265,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 29,655 | $264,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,010 | $264,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,941 | $264,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 25,594 | $263,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 19,296 | $263,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 19,719 | $263,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 33,297 | $263,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 22,541 | $263,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 8,854 | $262,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 10,377 | $262,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 123,745 | $262,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,295 | $262,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 940 | $260,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 69,904 | $260,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 15,871 | $260,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 21,741 | $260,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 29,780 | $260,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 59,160 | $260,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,217 | $259,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,297 | $259,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,000 | $258,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,564 | $258,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 19,108 | $257,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 34,152 | $257,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 16,406 | $256,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 26,817 | $256,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 5,096 | $256,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 15,395 | $255,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 237,000 | $255,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18,428 | $254,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 10,168 | $254,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 19,022 | $254,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,077 | $253,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 9,218 | $253,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 12,055 | $253,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 43,922 | $253,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 425,000 | $253,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 5,500 | $252,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 57,597 | $252,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,443 | $252,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,465 | $251,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 43,996 | $251,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 12,845 | $251,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 700 | $250,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,375 | $250,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,700 | $250,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 63,241 | $250,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 7,736 | $250,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 13,187 | $250,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 24,870 | $249,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 14,961 | $249,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 33,209 | $248,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,931 | $248,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 23,688 | $247,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 84,811 | $247,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 18,920 | $247,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 21,648 | $246,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 53,230 | $245,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 27,931 | $245,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 33,837 | $244,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 36,315 | $244,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 23,143 | $243,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,595 | $243,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 80,793 | $242,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 88,387 | $242,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 16,182 | $242,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,475 | $241,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 14,465 | $240,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 7,257 | $239,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 20,424 | $238,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 8,200 | $238,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,294 | $238,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,793 | $237,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 8,145 | $237,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 8,607 | $237,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 3,804 | $236,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,392 | $236,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,584 | $236,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 39,658 | $236,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 32,308 | $236,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 37,623 | $235,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 49,078 | $235,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 241,000 | $234,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |