13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 136,009 | $3,336,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 129,651 | $3,333,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,000 | $3,327,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 486,517 | $3,327,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 490,559 | $3,326,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 344,795 | $3,324,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 95,891 | $3,324,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 72,035 | $3,313,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 62,635 | $3,312,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 15,900 | $3,310,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 87,131 | $3,309,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 122,394 | $3,309,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 648,158 | $3,299,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 67,100 | $3,287,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 109,700 | $3,275,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 281,812 | $3,274,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 499,769 | $3,273,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 324,000 | $3,269,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 133,431 | $3,263,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 65,067 | $3,260,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 69,940 | $3,259,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 44,303 | $3,256,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 696,940 | $3,255,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 286,385 | $3,250,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,900 | $3,247,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 245,104 | $3,242,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 97,998 | $3,235,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,400 | $3,232,000 | thousands by filing date | put |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 60,597 | $3,229,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 71,770 | $3,225,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 154,265 | $3,224,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 25,000 | $3,222,000 | thousands by filing date | put |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 513,186 | $3,222,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 182,842 | $3,216,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 154,721 | $3,215,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 257,159 | $3,212,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,630,699 | $3,212,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 77,661 | $3,210,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 103,057 | $3,206,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 91,579 | $3,201,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 185,655 | $3,201,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 153,600 | $3,195,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 410,831 | $3,192,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 276,535 | $3,177,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 83,270 | $3,176,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 178,768 | $3,171,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 75,000 | $3,167,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 166,802 | $3,166,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 334,332 | $3,149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 217,668 | $3,145,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 66,550 | $3,145,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 36,400 | $3,144,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 34,520 | $3,144,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,054,375 | $3,142,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 67,428 | $3,140,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 176,254 | $3,134,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,727,000 | $3,128,000 | thousands by filing date | principal |
| Aussie $ ETF | 46090N103 | ETF | 40,690 | $3,126,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 198,349 | $3,119,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 106,158 | $3,116,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 33,409 | $3,115,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 87,308 | $3,115,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 40,548 | $3,112,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 40,259 | $3,108,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,874,000 | $3,106,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 67,199 | $3,105,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 120,954 | $3,103,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,492,000 | $3,102,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 66,500 | $3,100,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 234,892 | $3,093,000 | thousands by filing date | |
| RH | 74967X103 | COM | 6,900 | $3,088,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 213,302 | $3,086,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 39,985 | $3,085,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 103,416 | $3,072,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 67,592 | $3,070,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 71,400 | $3,069,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 231,100 | $3,067,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 80,999 | $3,063,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 100,000 | $3,061,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 100,000 | $3,061,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 656,622 | $3,053,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 75,000 | $3,052,000 | thousands by filing date | put |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 307,358 | $3,046,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 15,200 | $3,039,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 9,000 | $3,036,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 145,694 | $3,033,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,300,000 | $3,032,000 | thousands by filing date | principal |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 241,102 | $3,026,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 68,909 | $3,017,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 301,010 | $3,013,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 134,217 | $3,011,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 60,767 | $3,009,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 249,329 | $3,008,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 212,788 | $3,002,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 110,039 | $3,001,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 56,949 | $2,999,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,293,800 | $2,989,000 | thousands by filing date | call |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 104,652 | $2,986,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 41,123 | $2,981,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 202,244 | $2,979,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 2,745,000 | $2,978,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,917 | $2,974,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 124,301 | $2,963,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 227,716 | $2,962,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 302,525 | $2,960,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 153,147 | $2,960,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 354,196 | $2,955,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 174,909 | $2,945,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 67,395 | $2,943,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 50,300 | $2,941,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 49,044 | $2,939,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 218,131 | $2,930,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 68,845 | $2,925,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 12,600 | $2,922,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 247,542 | $2,919,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 139,802 | $2,918,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 2,242,000 | $2,917,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 268,790 | $2,903,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 226,271 | $2,901,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 134,345 | $2,895,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 50,000 | $2,894,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 84,605 | $2,891,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 109,024 | $2,888,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 279,223 | $2,887,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 78,300 | $2,882,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 18,800 | $2,878,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 218,963 | $2,878,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 143,300 | $2,876,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 50,000 | $2,875,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 109,838 | $2,873,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 72,000 | $2,871,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 14,627 | $2,870,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 70,910 | $2,867,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 27,426 | $2,865,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 294,429 | $2,862,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 38,300 | $2,861,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 356,894 | $2,855,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 315,891 | $2,845,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 102,457 | $2,843,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 163,054 | $2,840,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 136,058 | $2,826,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 164,092 | $2,822,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 66,600 | $2,812,000 | thousands by filing date | put |
| INTERDIGITAL INC | 45867GAB7 | BOND | 2,671,000 | $2,810,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,618,000 | $2,809,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 106,502 | $2,802,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 137,382 | $2,800,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 207,545 | $2,799,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 276,000 | $2,799,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 245,528 | $2,797,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 639,423 | $2,794,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 189,139 | $2,794,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 39,705 | $2,794,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 146,710 | $2,790,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 87,005 | $2,789,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 49,019 | $2,787,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 30,000 | $2,786,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 186,061 | $2,776,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 213,765 | $2,775,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 26,385 | $2,772,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 182,626 | $2,770,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 159,358 | $2,768,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 158,234 | $2,764,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 38,565 | $2,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 47,345 | $2,760,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 89,749 | $2,756,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 99,016 | $2,748,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 200,000 | $2,748,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 72,287 | $2,747,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 46,121 | $2,747,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 109,951 | $2,740,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 200,532 | $2,738,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 42,665 | $2,734,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 43,504 | $2,728,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 59,860 | $2,718,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 154,723 | $2,714,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 168,537 | $2,713,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,088,854 | $2,712,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 143,400 | $2,711,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 6,600 | $2,708,000 | thousands by filing date | put |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 119,547 | $2,703,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 230,466 | $2,703,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 35,522 | $2,702,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 93,010 | $2,701,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,600 | $2,698,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 203,327 | $2,698,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 6,669 | $2,695,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 92,027 | $2,690,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 239,390 | $2,686,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 282,532 | $2,684,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 90,159 | $2,680,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 40,676 | $2,669,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 87,938 | $2,669,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 500,423 | $2,667,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 81,963 | $2,666,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 132,992 | $2,666,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 45,396 | $2,665,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 384,017 | $2,665,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 101,078 | $2,655,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 504,707 | $2,654,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 193,671 | $2,652,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 61,430 | $2,645,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 121,398 | $2,644,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 128,929 | $2,643,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 210,256 | $2,641,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 90,692 | $2,640,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 141,223 | $2,631,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 75,597 | $2,628,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 92,531 | $2,627,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 432,059 | $2,623,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 93,413 | $2,621,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 167,244 | $2,616,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 152,141 | $2,614,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 194,694 | $2,612,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 377,929 | $2,608,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 353,900 | $2,598,000 | thousands by filing date | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 35,893 | $2,591,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 130,000 | $2,587,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 130,000 | $2,587,000 | thousands by filing date | put |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 40,744 | $2,581,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 166,714 | $2,581,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 254,255 | $2,568,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,800 | $2,566,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 125,759 | $2,563,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 146,493 | $2,557,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 17,300 | $2,556,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 31,800 | $2,556,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 95,755 | $2,555,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 66,135 | $2,551,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 42,199 | $2,547,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 83,377 | $2,547,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 72,107 | $2,546,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 33,844 | $2,545,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 2,393,000 | $2,544,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 247,678 | $2,542,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 238,314 | $2,541,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 41,490 | $2,539,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 7,900 | $2,537,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 135,718 | $2,537,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 147,340 | $2,535,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 58,000 | $2,532,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 57,168 | $2,531,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 64,971 | $2,528,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 250,001 | $2,512,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 104,908 | $2,510,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 158,095 | $2,508,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 177,606 | $2,506,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 11,900 | $2,503,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 143,943 | $2,502,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 35,356 | $2,496,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 48,064 | $2,496,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 167,420 | $2,492,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 202,944 | $2,492,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 46,500 | $2,491,000 | thousands by filing date | call |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 250,000 | $2,490,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 33,475 | $2,486,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 84,686 | $2,482,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 75,981 | $2,481,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 56,675 | $2,479,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 24,393 | $2,478,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18,917 | $2,474,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16,300 | $2,469,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 123,493 | $2,469,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 46,064 | $2,468,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 14,914 | $2,468,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 651,869 | $2,464,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 173,459 | $2,464,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,200 | $2,456,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 307,231 | $2,435,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 109,684 | $2,433,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 11,998 | $2,432,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 92,098 | $2,431,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 194,313 | $2,429,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 223,924 | $2,427,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 187,889 | $2,425,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 244,233 | $2,425,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 122,509 | $2,423,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 59,408 | $2,421,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 246,474 | $2,420,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,883,000 | $2,412,000 | thousands by filing date | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 33,600 | $2,403,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 41,444 | $2,402,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 240,423 | $2,402,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 169,240 | $2,401,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 63,197 | $2,400,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 30,700 | $2,397,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $2,396,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,856,000 | $2,396,000 | thousands by filing date | principal |
| PERDOCEO ED CORP | 71363P106 | COM | 189,582 | $2,395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 78,850 | $2,395,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 241,361 | $2,389,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 312,082 | $2,388,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 115,260 | $2,387,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 36,685 | $2,386,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 54,745 | $2,384,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 171,979 | $2,382,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 51,943 | $2,379,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 100,000 | $2,376,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 93,340 | $2,374,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 89,456 | $2,370,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 91,665 | $2,367,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 74,617 | $2,362,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 975,436 | $2,361,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 85,647 | $2,360,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 272,920 | $2,360,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 17,877 | $2,353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 107,379 | $2,343,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 67,400 | $2,341,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 21,308 | $2,340,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 72,426 | $2,339,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 45,084 | $2,338,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 132,730 | $2,335,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 105,200 | $2,334,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 202,157 | $2,333,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 51,235 | $2,331,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 94,569 | $2,325,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 41,811 | $2,321,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 180,877 | $2,319,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 169,196 | $2,319,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 13,200 | $2,316,000 | thousands by filing date | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 286,505 | $2,315,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 85,037 | $2,313,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 104,791 | $2,313,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 47,572 | $2,312,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 184,254 | $2,312,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 43,812 | $2,310,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 71,400 | $2,309,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 73,530 | $2,307,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 392,870 | $2,306,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 88,586 | $2,302,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 144,997 | $2,297,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 424,545 | $2,288,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 201,171 | $2,286,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 81,351 | $2,283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 21,995 | $2,282,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 30,000 | $2,280,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 82,799 | $2,280,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,100 | $2,278,000 | thousands by filing date | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 195,938 | $2,278,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 189,200 | $2,274,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 221,762 | $2,273,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 36,641 | $2,272,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 79,282 | $2,270,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 63,170 | $2,267,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 112,409 | $2,261,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 52,143 | $2,261,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 75,287 | $2,257,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 310,836 | $2,257,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 78,909 | $2,256,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,800,000 | $2,254,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 21,881 | $2,252,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 53,736 | $2,244,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 24,519 | $2,243,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 241,129 | $2,237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 106,928 | $2,235,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,200 | $2,233,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 92,694 | $2,230,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 359,000 | $2,229,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25,400 | $2,227,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 244,739 | $2,223,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 158,245 | $2,219,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 109,006 | $2,217,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 154,701 | $2,210,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 52,293 | $2,208,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 176,734 | $2,207,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 211,010 | $2,205,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,000 | $2,204,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 20,400 | $2,204,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 257,445 | $2,204,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 79,032 | $2,201,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 96,275 | $2,197,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 65,068 | $2,194,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 47,825 | $2,194,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 18,900 | $2,191,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 18,900 | $2,191,000 | thousands by filing date | call |
| CUREVAC N V | N2451R105 | COM | 27,031 | $2,191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 98,588 | $2,189,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 79,751 | $2,187,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 150,000 | $2,184,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 805,566 | $2,183,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 153,075 | $2,183,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 1,300,000 | $2,181,000 | thousands by filing date | principal |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 176,301 | $2,179,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 77,431 | $2,176,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 18,500 | $2,172,000 | thousands by filing date | put |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 52,897 | $2,172,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 81,034 | $2,171,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 41,349 | $2,166,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 256,201 | $2,165,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 65,907 | $2,165,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 38,254 | $2,164,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 41,420 | $2,163,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 50,157 | $2,158,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 261,185 | $2,154,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 44,363 | $2,153,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 140,645 | $2,150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 40,080 | $2,148,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 164,538 | $2,145,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 42,932 | $2,144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 33,541 | $2,143,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 245,632 | $2,142,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 34,966 | $2,138,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 61,607 | $2,134,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 99,470 | $2,133,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 111,167 | $2,132,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 150,000 | $2,128,000 | thousands by filing date | put |
| ISHARES TR | 464288125 | 3YRTB ETF | 24,975 | $2,127,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 92,884 | $2,125,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 158,504 | $2,124,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 54,946 | $2,120,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 15,300 | $2,113,000 | thousands by filing date | call |
| CIIG MERGER CORP | 12559C103 | COM CL A | 75,000 | $2,109,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 75,000 | $2,109,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 325,171 | $2,106,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 50,295 | $2,106,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 70,051 | $2,103,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 30,000 | $2,098,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 46,850 | $2,098,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 398,573 | $2,097,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 38,700 | $2,096,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 117,640 | $2,093,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 128,500 | $2,092,000 | thousands by filing date | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 177,231 | $2,089,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 133,573 | $2,087,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 145,688 | $2,081,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 99,255 | $2,075,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 55,000 | $2,063,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 194,100 | $2,055,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 29,307 | $2,052,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 312,181 | $2,045,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 62,302 | $2,040,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 87,565 | $2,039,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 50,274 | $2,037,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 49,576 | $2,037,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 25,001 | $2,036,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 107,078 | $2,036,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 141,392 | $2,036,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 101,228 | $2,035,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,000,013 | $2,030,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 96,316 | $2,027,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 156,508 | $2,024,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 186,973 | $2,021,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 139,321 | $2,017,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 100,284 | $2,016,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 195,711 | $2,015,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,558,000 | $2,013,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 34,089 | $2,011,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 23,667 | $2,006,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,400 | $1,998,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 115,800 | $1,995,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 137,858 | $1,993,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 44,416 | $1,992,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 29,937 | $1,991,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 104,262 | $1,988,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 139,639 | $1,986,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 44,487 | $1,985,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 142,327 | $1,982,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 164,800 | $1,981,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 290,260 | $1,981,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 142,957 | $1,980,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 166,166 | $1,978,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 139,782 | $1,977,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 101,755 | $1,977,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 109,794 | $1,977,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 976,000 | $1,974,000 | thousands by filing date | principal |
| NCINO INC | 63947U107 | COM | 27,259 | $1,973,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 19,325 | $1,970,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 43,116 | $1,969,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 84,412 | $1,962,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 148,428 | $1,961,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 138,000 | $1,958,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 122,484 | $1,955,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 48,916 | $1,952,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 78,552 | $1,946,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 24,360 | $1,938,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 54,438 | $1,937,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 444,222 | $1,932,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 53,902 | $1,928,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 222,892 | $1,926,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 25,000 | $1,921,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 161,123 | $1,916,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 129,135 | $1,916,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 217,033 | $1,915,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 153,741 | $1,910,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,000 | $1,908,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 503,000 | $1,907,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 35,900 | $1,904,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,200 | $1,899,000 | thousands by filing date | call |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 633,944 | $1,892,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 233,896 | $1,888,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 16,116 | $1,887,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 24,380 | $1,886,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 31,136 | $1,885,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 58,200 | $1,882,000 | thousands by filing date | call |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 113,793 | $1,877,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 183,864 | $1,876,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 533,752 | $1,873,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 272,272 | $1,873,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 105,108 | $1,872,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 27,500 | $1,872,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |