13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 8,023,000 | $9,733,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 20,600 | $9,729,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 216,729 | $9,727,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 258,700 | $9,714,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 327,513 | $9,695,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 541,972 | $9,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 257,788 | $9,672,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 440,861 | $9,662,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,659,703 | $9,660,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 11,800 | $9,654,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 4,406,900 | $9,652,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 61,398 | $9,644,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,688,255 | $9,640,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 125,235 | $9,638,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,044,617 | $9,631,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 187,900 | $9,628,000 | thousands by filing date | call |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 281,744 | $9,616,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 275,772 | $9,615,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 206,828 | $9,587,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 6,889,000 | $9,533,000 | thousands by filing date | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 404,100 | $9,517,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 386,071 | $9,513,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 166,620 | $9,497,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 67,611 | $9,494,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 186,917 | $9,490,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 44,500 | $9,465,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 171,048 | $9,462,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 174,329 | $9,458,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 156,272 | $9,454,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 595,016 | $9,439,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 192,729 | $9,431,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 301,363 | $9,423,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 316,034 | $9,417,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 40,206 | $9,416,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 231,016 | $9,411,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 199,492 | $9,398,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 505,706 | $9,380,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 65,300 | $9,377,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 160,922 | $9,376,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,091,000 | $9,367,000 | thousands by filing date | principal |
| R1 RCM INC | 749397105 | COM | 389,869 | $9,364,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 8,078,000 | $9,362,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 79,900 | $9,360,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 133,485 | $9,359,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 330,449 | $9,338,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 578,131 | $9,319,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 266,355 | $9,309,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 567,934 | $9,303,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 503,954 | $9,292,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 182,001 | $9,290,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 107,131 | $9,268,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 384,511 | $9,255,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 100,458 | $9,244,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,469,419 | $9,214,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 82,066 | $9,213,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 622,000 | $9,212,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 176,373 | $9,182,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,000 | $9,181,000 | thousands by filing date | call |
| PPD INC | 69355F102 | COM | 267,948 | $9,170,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 343,636 | $9,165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 87,331 | $9,163,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 239,858 | $9,160,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,741,269 | $9,158,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 368,024 | $9,157,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 441,515 | $9,140,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 155,654 | $9,103,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 216,535 | $9,094,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 59,900 | $9,074,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 204,309 | $9,073,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 59,768 | $9,072,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 690,213 | $9,063,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 58,700 | $9,045,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 268,477 | $9,037,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 180,011 | $9,028,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 182,074 | $9,024,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 84,800 | $9,019,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 130,902 | $8,985,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 223,663 | $8,977,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 754,395 | $8,977,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 433,042 | $8,969,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 53,100 | $8,965,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 559,227 | $8,964,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 214,400 | $8,964,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 344,487 | $8,960,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 282,763 | $8,956,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 144,659 | $8,953,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 242,930 | $8,952,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 665,621 | $8,947,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 389,777 | $8,940,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 327,684 | $8,926,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 150,749 | $8,914,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 56,500 | $8,912,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 223,588 | $8,907,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 189,500 | $8,897,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 184,717 | $8,893,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 235,908 | $8,892,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 372,722 | $8,882,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 465,934 | $8,857,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 147,955 | $8,854,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 932,502 | $8,840,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,230,995 | $8,839,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 114,283 | $8,837,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 809,470 | $8,831,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 95,495 | $8,821,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 250,519 | $8,794,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 242,659 | $8,785,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 735,975 | $8,766,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 387,349 | $8,763,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 493,530 | $8,750,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 51,300 | $8,746,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 222,377 | $8,729,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 9,151,000 | $8,723,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 61,997 | $8,722,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,119,322 | $8,720,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 351,487 | $8,717,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 298,309 | $8,710,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 101,000 | $8,691,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 144,462 | $8,682,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 151,625 | $8,673,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 256,492 | $8,669,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400,000 | $8,664,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 304,756 | $8,649,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 566,499 | $8,645,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 48,800 | $8,614,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 154,485 | $8,593,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 566,730 | $8,574,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 177,309 | $8,573,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 70,900 | $8,572,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 187,957 | $8,569,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 339,268 | $8,563,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 254,917 | $8,558,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 130,385 | $8,552,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 222,242 | $8,544,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 284,010 | $8,531,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 108,166 | $8,531,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 211,056 | $8,526,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 218,081 | $8,524,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 130,603 | $8,517,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 67,600 | $8,509,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 102,384 | $8,502,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 215,835 | $8,487,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 439,753 | $8,478,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 70,000 | $8,475,000 | thousands by filing date | put |
| AZEK CO INC | 05478C105 | CL A | 220,379 | $8,473,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 300,638 | $8,469,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 374,401 | $8,465,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,861,000 | $8,454,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 55,771 | $8,440,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 234,883 | $8,431,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 52,000 | $8,429,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 651,646 | $8,413,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,032,093 | $8,412,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 236,558 | $8,409,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 53,710 | $8,400,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 131,478 | $8,389,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 108,018 | $8,387,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 192,418 | $8,376,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 152,422 | $8,363,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 236,204 | $8,359,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 201,662 | $8,342,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,612,508 | $8,337,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 346,515 | $8,334,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 293,990 | $8,332,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 97,500 | $8,327,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 474,782 | $8,321,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 244,424 | $8,316,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 173,496 | $8,313,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 299,606 | $8,304,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 348,886 | $8,294,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 31,700 | $8,280,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 606,308 | $8,270,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 42,077 | $8,262,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 351,123 | $8,259,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 97,790 | $8,251,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 313,226 | $8,250,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,244,439 | $8,250,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 361,368 | $8,249,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 540,200 | $8,243,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 256,005 | $8,240,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 106,700 | $8,232,000 | thousands by filing date | call |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 144,637 | $8,210,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 172,465 | $8,208,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 102,100 | $8,207,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 100,000 | $8,206,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30,000 | $8,197,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 132,785 | $8,192,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 7,267,000 | $8,191,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 313,509 | $8,189,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 254,383 | $8,188,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 201,932 | $8,178,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 245,439 | $8,163,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 417,539 | $8,158,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 510,538 | $8,155,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 470,129 | $8,143,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200,214 | $8,134,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 564,622 | $8,126,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 130,953 | $8,124,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 523,838 | $8,104,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 424,952 | $8,087,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 67,725 | $8,081,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 311,706 | $8,077,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 65,258 | $8,066,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 125,500 | $8,051,000 | thousands by filing date | put |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 6,169,000 | $8,048,000 | thousands by filing date | principal |
| VALVOLINE INC COM | 92047W101 | Stock | 347,716 | $8,047,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 99,118 | $8,047,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 127,492 | $8,044,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 948,173 | $8,031,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 106,860 | $8,031,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 272,774 | $8,030,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 195,962 | $8,028,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 711,153 | $8,000,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 66,458 | $7,992,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 331,788 | $7,989,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,114,000 | $7,989,000 | thousands by filing date | principal |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 83,496 | $7,988,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 557,650 | $7,985,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 127,843 | $7,982,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 263,922 | $7,910,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 198,285 | $7,900,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 204,391 | $7,894,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 189,899 | $7,886,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 7,772,000 | $7,878,000 | thousands by filing date | principal |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 384,044 | $7,869,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 358,457 | $7,861,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 109,750 | $7,847,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 114,900 | $7,846,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 633,109 | $7,845,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 192,258 | $7,836,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 211,141 | $7,831,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 54,500 | $7,826,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 212,717 | $7,817,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 273,812 | $7,806,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 69,801 | $7,806,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 413,650 | $7,792,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 181,915 | $7,791,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 163,655 | $7,770,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 154,973 | $7,764,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 24,300 | $7,755,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 393,320 | $7,752,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 192,692 | $7,737,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 8,154,000 | $7,733,000 | thousands by filing date | principal |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 171,037 | $7,718,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 180,323 | $7,712,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 102,456 | $7,710,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 187,538 | $7,709,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 103,480 | $7,691,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 96,407 | $7,687,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 704,535 | $7,686,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 458,862 | $7,686,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100,000 | $7,679,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 142,946 | $7,678,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 277,257 | $7,669,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 57,647 | $7,660,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 96,699 | $7,657,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 163,814 | $7,632,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 62,037 | $7,621,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 107,000 | $7,609,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 258,607 | $7,595,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 193,002 | $7,589,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 157,319 | $7,588,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 633,388 | $7,588,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 469,585 | $7,579,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 677,502 | $7,574,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,400 | $7,573,000 | thousands by filing date | call |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 252,491 | $7,555,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 5,500,000 | $7,550,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 7,361,000 | $7,545,000 | thousands by filing date | principal |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 36,806 | $7,542,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 365,917 | $7,538,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 84,810 | $7,534,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 66,139 | $7,530,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 43,500 | $7,527,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 156,159 | $7,497,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 184,210 | $7,493,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 239,950 | $7,480,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 109,500 | $7,478,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 344,619 | $7,468,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 40,549 | $7,465,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 125,198 | $7,459,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 81,754 | $7,456,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 402,191 | $7,445,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,004,585 | $7,436,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 399,250 | $7,430,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 133,148 | $7,430,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 128,116 | $7,389,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 284,112 | $7,389,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 166,100 | $7,385,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 195,962 | $7,382,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,099,243 | $7,365,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 97,524 | $7,365,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,900,000 | $7,362,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 152,942 | $7,355,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 798,995 | $7,343,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,076,908 | $7,334,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 443,828 | $7,332,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 65,862 | $7,330,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 790,664 | $7,329,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 135,388 | $7,315,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 592,522 | $7,305,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 683,428 | $7,292,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 160,322 | $7,287,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 65,035 | $7,278,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 39,602 | $7,276,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 233,085 | $7,254,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 92,596 | $7,241,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 125,909 | $7,227,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 348,489 | $7,224,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 275,987 | $7,195,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 421,822 | $7,193,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 494,415 | $7,188,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 247,639 | $7,184,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 198,198 | $7,178,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 250,149 | $7,169,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 416,993 | $7,153,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 41,300 | $7,149,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 330,237 | $7,142,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 183,311 | $7,142,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 54,931 | $7,124,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 407,601 | $7,117,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 5,284,000 | $7,114,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 141,400 | $7,105,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 282,518 | $7,075,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 76,014 | $7,067,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 884,168 | $7,065,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 55,477 | $7,062,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 255,168 | $7,045,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 167,109 | $7,044,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 621,564 | $7,041,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $7,039,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 99,800 | $7,037,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 79,234 | $7,022,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 279,879 | $7,007,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 421,200 | $6,974,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 164,214 | $6,970,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 810,786 | $6,965,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100,000 | $6,958,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 262,366 | $6,955,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 254,519 | $6,950,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 197,917 | $6,947,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 57,016 | $6,946,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 68,901 | $6,940,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 95,800 | $6,935,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 6,130,000 | $6,929,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 105,930 | $6,925,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 119,376 | $6,923,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 67,461 | $6,922,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 231,800 | $6,901,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 383,591 | $6,894,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 189,705 | $6,891,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 44,714 | $6,885,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 117,000 | $6,841,000 | thousands by filing date | put |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 310,008 | $6,839,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 209,915 | $6,825,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 454,754 | $6,805,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 457,346 | $6,796,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 130,904 | $6,794,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 438,323 | $6,776,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 262,869 | $6,767,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 94,009 | $6,764,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 168,198 | $6,755,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 404,429 | $6,745,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 166,759 | $6,743,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 240,600 | $6,737,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 50,943 | $6,735,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 484,326 | $6,733,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,056,387 | $6,729,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 273,400 | $6,723,000 | thousands by filing date | put |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 229,728 | $6,717,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 39,700 | $6,703,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 72,617 | $6,687,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 41,386 | $6,685,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 397,700 | $6,677,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 539,003 | $6,673,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 519,492 | $6,670,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 5,001,000 | $6,669,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 79,521 | $6,659,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 340,621 | $6,643,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 66,347 | $6,638,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 72,200 | $6,611,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 171,002 | $6,602,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 242,775 | $6,597,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,000,000 | $6,597,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 157,159 | $6,585,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 227,944 | $6,583,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 264,756 | $6,563,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 105,924 | $6,559,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 304,283 | $6,557,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 94,536 | $6,552,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 3,000,000 | $6,545,000 | thousands by filing date | principal |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 350,469 | $6,544,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 233,622 | $6,541,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 325,307 | $6,538,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 344,623 | $6,531,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 101,359 | $6,530,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 81,300 | $6,523,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 342,808 | $6,506,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 38,273 | $6,502,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 134,103 | $6,486,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 111,187 | $6,473,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 501,559 | $6,460,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 167,081 | $6,423,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 128,386 | $6,422,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 203,772 | $6,418,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 107,100 | $6,414,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 271,662 | $6,378,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 709,443 | $6,378,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 244,829 | $6,377,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 379,291 | $6,365,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 330,338 | $6,355,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,283,266 | $6,352,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 197,642 | $6,345,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,745,842 | $6,342,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 66,478 | $6,337,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,395,049 | $6,319,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 155,597 | $6,311,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 105,100 | $6,309,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 115,480 | $6,308,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 213,769 | $6,299,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 72,133 | $6,297,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 606,534 | $6,287,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 743,657 | $6,284,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 69,349 | $6,261,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 72,042 | $6,260,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 441,482 | $6,248,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 113,465 | $6,245,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 343,884 | $6,224,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 141,794 | $6,222,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 520,933 | $6,220,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 79,387 | $6,214,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 62,000 | $6,212,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 434,425 | $6,177,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 165,757 | $6,165,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 123,371 | $6,159,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 426,157 | $6,158,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 591,266 | $6,137,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 76,689 | $6,134,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 417,780 | $6,133,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 152,004 | $6,127,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 991,400 | $6,127,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 112,577 | $6,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 278,669 | $6,109,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 212,909 | $6,108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 154,424 | $6,108,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 171,081 | $6,107,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 869,723 | $6,106,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 33,989 | $6,099,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 38,300 | $6,090,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 80,000 | $6,077,000 | thousands by filing date | call |
| SLEEP NUMBER CORP | 83125X103 | COM D | 74,202 | $6,075,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 117,100 | $6,062,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 11,000 | $6,054,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 192,996 | $6,052,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 401,249 | $6,050,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 71,195 | $6,047,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 81,382 | $6,046,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 65,017 | $6,045,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,000 | $6,043,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 583,434 | $6,038,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 90,560 | $6,034,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 426,198 | $6,031,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 203,557 | $6,030,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 492,142 | $6,028,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 202,400 | $6,023,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 72,700 | $6,019,000 | thousands by filing date | call |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 232,585 | $6,012,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 307,188 | $6,008,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 45,866 | $6,003,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 105,500 | $6,001,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 584,134 | $5,993,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 236,092 | $5,992,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 141,151 | $5,990,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 329,405 | $5,980,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 233,407 | $5,962,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 254,302 | $5,935,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 81,735 | $5,922,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 232,372 | $5,918,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,105,411 | $5,914,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 136,499 | $5,914,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 104,043 | $5,913,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 72,377 | $5,900,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 99,705 | $5,898,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 200,000 | $5,888,000 | thousands by filing date | put |
| HEALTH CATALYST INC | 42225T107 | COM | 135,000 | $5,877,000 | thousands by filing date | call |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 41,478 | $5,859,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 153,543 | $5,858,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 70,600 | $5,857,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 78,893 | $5,856,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 156,987 | $5,856,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 271,004 | $5,851,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 25,000 | $5,847,000 | thousands by filing date | call |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 198,635 | $5,845,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 199,941 | $5,840,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 5,777,000 | $5,831,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 256,660 | $5,814,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 94,099 | $5,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 71,750 | $5,812,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 478,663 | $5,791,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 141,200 | $5,789,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 453,917 | $5,773,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |