13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 769,525 | $17,776,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 223,091 | $17,718,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 720,769 | $17,703,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 546,229 | $17,696,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 738,135 | $17,678,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 909,081 | $17,655,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 33,000 | $17,635,000 | thousands by filing date | put |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 849,486 | $17,627,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 630,175 | $17,583,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,147,158 | $17,552,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 163,800 | $17,551,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 315,902 | $17,535,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 692,786 | $17,520,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 896,116 | $17,492,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 795,767 | $17,460,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 126,100 | $17,415,000 | thousands by filing date | put |
| UMB FINL CORP | 902788108 | COM | 251,742 | $17,368,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 9,310,000 | $17,327,000 | thousands by filing date | principal |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 703,885 | $17,316,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 98,086 | $17,258,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 510,244 | $17,230,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 590,308 | $17,226,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 590,000 | $17,181,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 886,326 | $17,150,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200,300 | $17,128,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 360,000 | $17,114,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 225,813 | $17,110,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 345,790 | $17,096,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 125,155 | $17,083,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 233,590 | $17,033,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 429,019 | $17,019,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,233,497 | $17,016,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 816,251 | $16,962,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 103,648 | $16,957,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,104,571 | $16,955,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 412,015 | $16,947,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 181,860 | $16,935,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,800,869 | $16,928,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 600,000 | $16,920,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 234,906 | $16,913,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 664,704 | $16,857,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 271,400 | $16,835,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 496,020 | $16,820,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,348,459 | $16,801,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 312,304 | $16,767,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 184,500 | $16,743,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 136,508 | $16,727,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 107,067 | $16,653,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 213,333 | $16,638,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,295,620 | $16,636,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 239,000 | $16,630,000 | thousands by filing date | call |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 650,646 | $16,624,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 128,000 | $16,614,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 128,000 | $16,614,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 239,369 | $16,602,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 74,082 | $16,579,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 124,864 | $16,550,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 385,352 | $16,540,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 236,349 | $16,514,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 498,594 | $16,503,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 131,049 | $16,501,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 303,969 | $16,493,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 377,254 | $16,489,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 212,200 | $16,473,000 | thousands by filing date | call |
| CONCENTRIX CORP | 20602D101 | COM | 166,877 | $16,471,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,882,998 | $16,458,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 221,833 | $16,437,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 140,191 | $16,390,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 120,000 | $16,380,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 273,400 | $16,373,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 357,286 | $16,372,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 848,148 | $16,369,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 93,933 | $16,352,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 11,001,000 | $16,332,000 | thousands by filing date | principal |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 319,793 | $16,310,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 366,829 | $16,308,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,216,061 | $16,295,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 137,755 | $16,285,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,113,922 | $16,241,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 743,000 | $16,220,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 706,408 | $16,205,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 232,195 | $16,204,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 195,800 | $16,191,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 287,843 | $16,188,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,045,729 | $16,177,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 499,244 | $16,160,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 16,243,000 | $16,144,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 209,595 | $16,102,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,102,626 | $16,098,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 287,738 | $16,078,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 268,212 | $16,058,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,111,799 | $16,055,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 404,559 | $16,044,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 403,775 | $16,042,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 157,671 | $16,035,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 318,601 | $16,018,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 171,900 | $15,961,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 474,108 | $15,935,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 268,500 | $15,917,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 478,003 | $15,854,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 269,493 | $15,822,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 203,736 | $15,810,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 957,313 | $15,796,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 290,440 | $15,765,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 157,003 | $15,752,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 150,000 | $15,748,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 503,029 | $15,745,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 1,627,550 | $15,740,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 193,172 | $15,728,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 534,363 | $15,699,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 282,532 | $15,696,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 453,966 | $15,666,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 263,446 | $15,660,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 691,919 | $15,658,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 32,400 | $15,653,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 144,088 | $15,647,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 234,929 | $15,641,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 332,600 | $15,615,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 127,131 | $15,612,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,478,445 | $15,597,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,855,738 | $15,592,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 591,319 | $15,586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 300,000 | $15,585,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 21,600 | $15,585,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,153,291 | $15,576,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 195,483 | $15,565,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 471,527 | $15,532,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 975,573 | $15,530,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 599,811 | $15,488,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 858,970 | $15,443,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 373,306 | $15,440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 307,345 | $15,423,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 763,211 | $15,409,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 58,000 | $15,406,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 414,639 | $15,375,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 93,646 | $15,359,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,410,276 | $15,354,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 847,500 | $15,348,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 305,471 | $15,344,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 537,027 | $15,327,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 107,288 | $15,316,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 199,514 | $15,316,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 332,102 | $15,306,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 242,773 | $15,289,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 661,245 | $15,288,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 251,635 | $15,286,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 844,900 | $15,284,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 2,080,870 | $15,274,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 264,455 | $15,272,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,626,875 | $15,228,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 763,192 | $15,211,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 62,000 | $15,192,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 204,527 | $15,191,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 863,995 | $15,188,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 138,500 | $15,165,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 157,244 | $15,158,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,287,596 | $15,155,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 361,700 | $15,061,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 216,022 | $15,059,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 271,918 | $15,055,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 581,776 | $14,995,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 168,070 | $14,949,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 366,079 | $14,941,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 666,318 | $14,919,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 321,543 | $14,868,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 131,049 | $14,862,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 100,200 | $14,859,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 444,627 | $14,810,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 4,964,000 | $14,809,000 | thousands by filing date | principal |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 622,965 | $14,795,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 405,755 | $14,738,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 82,313 | $14,737,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,750,000 | $14,723,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 194,533 | $14,699,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 465,278 | $14,698,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 117,103 | $14,698,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 303,174 | $14,678,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 462,485 | $14,675,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 556,953 | $14,581,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 367,760 | $14,563,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 176,873 | $14,561,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 31,200 | $14,532,000 | thousands by filing date | call |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 74,292 | $14,494,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,035,176 | $14,482,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 145,358 | $14,480,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 11,697,000 | $14,476,000 | thousands by filing date | principal |
| ACCELERON PHARMA INC | 00434H108 | COM | 112,736 | $14,425,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 450,205 | $14,416,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 301,002 | $14,389,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 211,945 | $14,381,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,194,879 | $14,362,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 90,479 | $14,353,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 56,607 | $14,344,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 152,802 | $14,340,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 441,013 | $14,302,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 696,003 | $14,296,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 7,000,000 | $14,204,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 691,713 | $14,202,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 683,974 | $14,193,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 185,191 | $14,189,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 291,792 | $14,161,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 485,248 | $14,160,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 107,493 | $14,153,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 12,500 | $14,150,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 820,053 | $14,147,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 392,540 | $14,139,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 155,287 | $14,120,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,041,799 | $14,116,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 104,500 | $14,092,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 107,422 | $14,086,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 166,737 | $14,070,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 10,530,000 | $14,060,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 115,469 | $14,052,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,042,016 | $14,049,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 246,118 | $14,021,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 276,500 | $13,999,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 245,042 | $13,927,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 972,924 | $13,912,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 546,680 | $13,897,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 995,360 | $13,895,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 765,361 | $13,891,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 244,688 | $13,841,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 233,322 | $13,812,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 408,288 | $13,800,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 362,356 | $13,795,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 186,957 | $13,791,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 725,069 | $13,746,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 815,497 | $13,741,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 118,665 | $13,704,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 508,407 | $13,701,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 83,673 | $13,675,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,463,841 | $13,644,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 172,426 | $13,619,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 312,999 | $13,614,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 866,411 | $13,585,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 121,304 | $13,552,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 515,500 | $13,499,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,270,536 | $13,492,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 95,307 | $13,471,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 188,450 | $13,406,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 215,058 | $13,400,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 161,500 | $13,371,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 196,576 | $13,342,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 276,368 | $13,309,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 146,682 | $13,308,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 74,419 | $13,307,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 528,853 | $13,306,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 564,114 | $13,301,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 223,420 | $13,293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 263,722 | $13,286,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 18,181 | $13,217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 269,892 | $13,214,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 261,465 | $13,174,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 368,247 | $13,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 564,634 | $13,156,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 38,800 | $13,134,000 | thousands by filing date | call |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 386,209 | $13,131,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 901,724 | $13,130,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 60,562 | $13,130,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,788,300 | $13,126,000 | thousands by filing date | put |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 325,283 | $13,126,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 346,233 | $13,112,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 895,524 | $13,111,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 354,945 | $13,079,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 364,328 | $13,069,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 438,459 | $13,049,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 304,422 | $13,020,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 26,900 | $12,996,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 106,058 | $12,990,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 299,777 | $12,971,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 77,310 | $12,970,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 506,081 | $12,955,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 276,597 | $12,945,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 380,000 | $12,920,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 5,800 | $12,918,000 | thousands by filing date | put |
| ONTERRIS INC | 615111101 | COM | 417,091 | $12,913,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,130,625 | $12,870,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 43,739 | $12,863,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 775,452 | $12,856,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 352,177 | $12,762,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 427,974 | $12,762,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 939,957 | $12,727,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,276,117 | $12,684,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 202,974 | $12,676,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 135,413 | $12,641,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 204,005 | $12,637,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 172,754 | $12,605,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 155,395 | $12,603,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 850,000 | $12,589,000 | thousands by filing date | principal |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 317,029 | $12,563,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 212,728 | $12,541,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100,000 | $12,533,000 | thousands by filing date | put |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 251,457 | $12,530,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 200,253 | $12,520,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 359,614 | $12,508,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 292,775 | $12,505,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 541,875 | $12,502,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 100,000 | $12,500,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 382,626 | $12,499,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 71,413 | $12,498,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 455,549 | $12,496,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 397,513 | $12,453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 587,985 | $12,441,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,120,682 | $12,440,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 145,005 | $12,429,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,825,960 | $12,416,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 185,024 | $12,415,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 318,475 | $12,404,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 355,496 | $12,403,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 270,600 | $12,399,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,430,344 | $12,386,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 218,755 | $12,369,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 279,177 | $12,367,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 223,431 | $12,354,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 163,519 | $12,350,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 198,105 | $12,343,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 151,262 | $12,320,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 354,650 | $12,316,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 485,541 | $12,274,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 660,607 | $12,267,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 64,832 | $12,267,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 354,456 | $12,258,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 460,542 | $12,255,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 359,449 | $12,253,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 107,500 | $12,240,000 | thousands by filing date | put |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 162,530 | $12,211,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 478,696 | $12,202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 53,465 | $12,200,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 196,572 | $12,175,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 679,451 | $12,155,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 186,214 | $12,145,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 911,301 | $12,112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 319,193 | $12,098,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 267,039 | $12,095,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 602,385 | $12,090,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 89,161 | $12,068,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 223,097 | $12,068,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 366,417 | $12,048,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 60,000 | $11,983,000 | thousands by filing date | put |
| ZSCALERINC | 98980G102 | STOK | 60,000 | $11,983,000 | thousands by filing date | call |
| STRIDE INC | 86333M108 | COM | 563,788 | $11,969,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 11,627,000 | $11,960,000 | thousands by filing date | principal |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 984,308 | $11,939,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 232,986 | $11,931,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 155,107 | $11,919,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 191,219 | $11,900,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 604,900 | $11,892,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 83,900 | $11,869,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 1,779,167 | $11,867,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 505,164 | $11,835,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 83,737 | $11,805,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 48,200 | $11,802,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 260,755 | $11,784,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,550,000 | $11,776,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 727,688 | $11,767,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 336,307 | $11,744,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 348,644 | $11,742,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 153,884 | $11,731,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 854,305 | $11,721,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 87,511 | $11,721,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,013,255 | $11,697,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 695,000 | $11,669,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,140,499 | $11,666,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 441,623 | $11,649,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 138,805 | $11,649,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 490,127 | $11,601,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 711,061 | $11,598,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 268,794 | $11,595,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 364,215 | $11,578,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 282,771 | $11,571,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 225,000 | $11,558,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 313,918 | $11,555,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 3,045,000 | $11,486,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 872,138 | $11,477,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 222,326 | $11,477,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,133,034 | $11,468,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 252,830 | $11,463,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 435,945 | $11,458,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 213,225 | $11,445,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 151,493 | $11,422,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 702,898 | $11,407,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 791,698 | $11,361,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 462,323 | $11,350,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 561,200 | $11,347,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 8,044,000 | $11,345,000 | thousands by filing date | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 230,490 | $11,315,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 156,794 | $11,302,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 354,436 | $11,277,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 142,301 | $11,263,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 378,310 | $11,240,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 78,684 | $11,233,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 482,205 | $11,231,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 250,351 | $11,230,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 900,000 | $11,214,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 434,024 | $11,133,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 742,038 | $11,101,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 245,998 | $11,087,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 499,743 | $11,072,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 214,893 | $11,056,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 353,810 | $11,043,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 867,995 | $11,032,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 158,792 | $11,024,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 239,426 | $11,016,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 75,307 | $10,974,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 152,226 | $10,969,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,363,537 | $10,895,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 90,807 | $10,870,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 127,571 | $10,859,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 67,600 | $10,851,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 456,850 | $10,841,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 104,958 | $10,834,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 352,502 | $10,833,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 912,419 | $10,822,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 139,954 | $10,822,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 199,602 | $10,805,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 322,000 | $10,793,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,040,000 | $10,785,000 | thousands by filing date | principal |
| TERADATA CORP DEL | 88076W103 | COM | 478,608 | $10,754,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 102,629 | $10,726,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 113,952 | $10,719,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 638,913 | $10,714,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 397,021 | $10,712,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 861,673 | $10,693,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 718,790 | $10,689,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 712,809 | $10,675,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 959,980 | $10,665,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 348,490 | $10,662,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 69,000 | $10,626,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 148,105 | $10,619,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 171,951 | $10,614,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 239,338 | $10,596,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 245,284 | $10,584,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 401,132 | $10,578,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200,000 | $10,570,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 841,448 | $10,560,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 76,494 | $10,552,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 157,070 | $10,551,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 376,693 | $10,547,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 435,119 | $10,539,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 641,610 | $10,535,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 202,951 | $10,533,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 39,800 | $10,496,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 385,164 | $10,465,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 64,900 | $10,435,000 | thousands by filing date | put |
| ARCH RESOURCES INC | 03940R107 | CL A | 238,392 | $10,434,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 162,407 | $10,418,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 59,000 | $10,415,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 711,451 | $10,410,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,752,000 | $10,404,000 | thousands by filing date | principal |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 448,441 | $10,399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 39,734 | $10,393,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 333,329 | $10,387,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 250,664 | $10,383,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 460,546 | $10,367,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 550,000 | $10,362,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 73,481 | $10,352,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 45,000 | $10,328,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 570,046 | $10,319,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 375,152 | $10,313,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 157,399 | $10,302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 66,812 | $10,296,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 86,700 | $10,273,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 98,566 | $10,264,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 268,008 | $10,261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 97,012 | $10,251,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 6,109,000 | $10,236,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 199,749 | $10,233,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 281,056 | $10,211,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 619,881 | $10,204,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 103,064 | $10,194,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 116,002 | $10,178,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,546,191 | $10,133,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 201,231 | $10,109,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 253,950 | $10,108,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 686,104 | $10,072,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 195,822 | $10,053,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 377,279 | $10,039,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 367,212 | $10,022,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 250,000 | $10,015,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 124,800 | $10,014,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 798,969 | $10,011,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 110,939 | $10,004,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 276,774 | $9,966,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 30,000 | $9,961,000 | thousands by filing date | put |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 228,691 | $9,947,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,019,909 | $9,943,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 225,198 | $9,918,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $9,900,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 113,076 | $9,892,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 547,210 | $9,877,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 795,036 | $9,866,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 364,123 | $9,864,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 412,027 | $9,860,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 641,424 | $9,859,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 309,524 | $9,858,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 63,345 | $9,853,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 63,963 | $9,839,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 521,260 | $9,820,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 497,900 | $9,754,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,694,656 | $9,744,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |