13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY CASINOS INC | 156492100 | COM | 15,351 | $98,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 12,456 | $98,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,600 | $97,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 5,005 | $97,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,230 | $97,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 13,774 | $97,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,736 | $96,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,366 | $96,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 97,482 | $96,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 17,695 | $95,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 9,593 | $95,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,807 | $95,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 6,430 | $95,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,603 | $95,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,799 | $95,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 26,497 | $95,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 69,000 | $95,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 29,512 | $94,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 23,000 | $94,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 15,238 | $94,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 3,526 | $93,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,580 | $93,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 21,000 | $93,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,807 | $93,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 3,000 | $92,000 | thousands by filing date | call |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,787 | $92,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,604 | $92,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 66,559 | $92,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 17,355 | $92,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 26,344 | $92,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 16,374 | $92,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 36,938 | $92,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 2,783 | $92,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,791 | $91,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,025 | $91,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 3,644 | $91,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,762 | $91,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $91,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 57,123 | $91,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,086 | $91,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 13,591 | $91,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 41,349 | $91,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 20,375 | $90,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 28,197 | $90,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 2,346 | $89,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 2,653 | $89,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 88,198 | $89,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,775 | $88,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $88,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,715 | $88,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 4,669 | $88,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 4,473 | $88,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,196 | $88,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,264 | $87,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,341 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 4,508 | $87,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 2,931 | $86,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,403 | $86,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 10,490 | $86,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $86,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 3,955 | $86,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,956 | $86,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 47,418 | $86,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 2,945 | $86,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 86,000 | $86,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 4,900 | $85,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 8,133 | $85,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 7,597 | $85,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 27,880 | $85,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 5,475 | $85,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 7,006 | $85,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,390 | $85,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 52,000 | $85,000 | thousands by filing date | principal |
| LIMESTONE BANCORP INC | 53262L105 | COM | 6,740 | $85,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 4,200 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 2,542 | $84,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 24,301 | $84,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 16,160 | $84,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,500 | $83,000 | thousands by filing date | call |
| KURA SUSHI USA INC | 501270102 | CL A COM | 4,264 | $83,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 5,112 | $83,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 3,452 | $82,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,000 | $82,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 6,720 | $82,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 8,837 | $82,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 2,545 | $82,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,363 | $82,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,766 | $82,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 2,905 | $82,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 2,821 | $81,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 9,417 | $81,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 7,288 | $80,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 20,570 | $80,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,000 | $80,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,068 | $80,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 9,003 | $80,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 14,650 | $80,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 2,000 | $80,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 49,786 | $79,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,766 | $79,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,501 | $79,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 19,298 | $79,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,875 | $78,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,925 | $78,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 1,858 | $78,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,817 | $78,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 3,107 | $78,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 5,503 | $78,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,665 | $78,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,635 | $78,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 11,300 | $78,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 22,970 | $77,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,779 | $77,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 4,629 | $77,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 2,417 | $77,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 925 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,650 | $77,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 17,030 | $77,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 2,703 | $77,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 21,618 | $77,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 17,849 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 200 | $76,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,800 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 800 | $76,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 5,602 | $76,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,097 | $76,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 2,097 | $76,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,400 | $76,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,917 | $75,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 7,555 | $75,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 7,800 | $75,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 19,272 | $75,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,820 | $75,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 4,524 | $75,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 26,935 | $75,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,562 | $74,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,708 | $74,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,054 | $74,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 650 | $73,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,500 | $73,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,542 | $73,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 3,428 | $73,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,758 | $73,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,803 | $73,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,467 | $73,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 5,514 | $72,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,117 | $72,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 6,603 | $72,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 3,075 | $72,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 2,815 | $71,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 11,831 | $71,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14,452 | $71,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,000 | $71,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,042 | $71,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 12,411 | $71,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,500 | $71,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 5,314 | $71,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 62,000 | $71,000 | thousands by filing date | principal |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,159 | $70,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,626 | $70,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 18,620 | $70,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 13,314 | $70,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,253 | $70,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 14,523 | $70,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,563 | $70,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 6,700 | $70,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 2,905 | $70,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,000 | $69,000 | thousands by filing date | call |
| TELA BIO INC | 872381108 | COM | 4,555 | $69,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 117 | $69,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,064 | $69,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 8,898 | $69,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 2,905 | $69,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 23,368 | $69,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 6,500 | $69,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,369 | $68,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 9,874 | $68,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,494 | $68,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 9,828 | $68,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 6,384 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,672 | $68,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,657 | $68,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,912 | $68,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,001 | $68,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 3,646 | $68,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 18,089 | $68,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 40,000 | $68,000 | thousands by filing date | principal |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 6,301 | $68,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 800 | $67,000 | thousands by filing date | put |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 2,540 | $67,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 4,407 | $67,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 2,532 | $67,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,852 | $67,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,350 | $67,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,269 | $67,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 49,995 | $67,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,660 | $67,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 14,696 | $67,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 2,700 | $67,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 4,000 | $66,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 9,287 | $66,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,854 | $66,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 2,533 | $66,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,586 | $66,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,898 | $66,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 182,854 | $66,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 2,546 | $66,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,978 | $65,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 1,962 | $65,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,208 | $65,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 17,896 | $65,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 12,071 | $65,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $65,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 71,820 | $65,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,432 | $65,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 5,882 | $64,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 3,000 | $64,000 | thousands by filing date | call |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 3,213 | $64,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 2,434 | $64,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,781 | $64,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1,758 | $64,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,194 | $64,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 5,950 | $64,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 4,370 | $64,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 200 | $63,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,000 | $63,000 | thousands by filing date | put |
| DOCEBO INC COM | 25609L105 | Stock | 959 | $63,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 959 | $63,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,238 | $63,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 833 | $63,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 9,179 | $63,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 4,376 | $63,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,100 | $62,000 | thousands by filing date | put |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 2,376 | $62,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 2,000 | $62,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,700 | $62,000 | thousands by filing date | put |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 1,769 | $62,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 872 | $62,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 130 | $61,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,573 | $61,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 1,483 | $61,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 4,516 | $61,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,000 | $61,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 800 | $60,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 1,379 | $60,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,069 | $60,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,525 | $60,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 4,261 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 769 | $60,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,989 | $60,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,078 | $60,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 3,014 | $60,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 4,000 | $60,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $60,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,508 | $60,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 2,437 | $60,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 2,576 | $59,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1,979 | $59,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 5,866 | $59,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 15,422 | $59,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 11,449 | $59,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,053 | $58,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 1,594 | $58,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 6,669 | $58,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 4,568 | $58,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 4,416 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 4,700 | $58,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,815 | $58,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 55,000 | $58,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 624 | $57,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 700 | $57,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 4,888 | $57,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 20,786 | $57,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,521 | $57,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,095 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 3,858 | $57,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 3,384 | $57,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,041 | $56,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 2,328 | $56,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 29,192 | $56,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,000 | $56,000 | thousands by filing date | call |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 1,654 | $56,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 31,447 | $56,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,007 | $56,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 4,488 | $56,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,030 | $55,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,257 | $55,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 3,667 | $55,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 9,190 | $54,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 3,621 | $54,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 5,036 | $54,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 2,695 | $54,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 33,914 | $54,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,533 | $54,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 26,600 | $54,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 20,528 | $54,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 300 | $53,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 3,646 | $53,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 573 | $53,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 24,387 | $53,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 43,000 | $53,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 52,000 | $53,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 39,000 | $53,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,688 | $53,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 29,000 | $53,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 823 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 3,460 | $53,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 4,755 | $53,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 16,148 | $53,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 3,250 | $52,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 11,054 | $52,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,665 | $52,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,927 | $52,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 6,308 | $52,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 871 | $52,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,000 | $52,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,093 | $52,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 25,560 | $52,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 54,861 | $52,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 4,900 | $52,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,400 | $51,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,469 | $51,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,697 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $51,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 5,975 | $51,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 16,378 | $51,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 2,093 | $51,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 2,101 | $51,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 2,526 | $50,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 21,052 | $50,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,468 | $50,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 2,332 | $50,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 10,390 | $49,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,225 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,309 | $49,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,011 | $49,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,999 | $49,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 2,233 | $49,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 200 | $48,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 22,248 | $48,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 10,492 | $48,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 3,316 | $48,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 20,712 | $48,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 15,835 | $48,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 31,543 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 623 | $48,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 2,535 | $47,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 115 | $47,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 2,656 | $47,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 1,840 | $47,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 10,300 | $47,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 9,706 | $47,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 9,800 | $47,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 5,455 | $47,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 2,358 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 401 | $46,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,160 | $46,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 9,935 | $46,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 2,533 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,791 | $46,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 6,944 | $46,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 37,029 | $46,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,239 | $45,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 5,955 | $45,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 11,419 | $45,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 11,162 | $45,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 200 | $44,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,858 | $44,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,804 | $44,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,120 | $44,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 8,528 | $44,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $44,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7,010 | $44,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 35,652 | $44,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 1,506 | $44,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 18,865 | $44,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 4,176 | $44,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 65,228 | $43,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 500 | $43,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,384 | $43,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,680 | $43,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 18,055 | $43,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 9,918 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,500 | $42,000 | thousands by filing date | put |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,015 | $42,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 8,403 | $42,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 19,350 | $42,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 12,218 | $42,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 12,720 | $42,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 588 | $41,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,920 | $41,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,283 | $41,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,152 | $41,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 23,560 | $41,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,033 | $41,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 33,826 | $41,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,662 | $41,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 1,382 | $41,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,159 | $40,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,000 | $40,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 3,170 | $40,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,196 | $40,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,900 | $40,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,005 | $40,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 10,138 | $40,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 38,520 | $40,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,469 | $40,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,793 | $40,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 3,000 | $39,000 | thousands by filing date | put |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2,200 | $39,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 300 | $39,000 | thousands by filing date | call |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,283 | $39,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,682 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 748 | $39,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,660 | $39,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,319 | $39,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 1,609 | $39,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 15,867 | $39,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,629 | $39,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,481 | $39,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,800 | $38,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 900 | $38,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,352 | $38,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 795 | $38,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 475 | $38,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 4,400 | $38,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 649 | $37,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 1,021 | $37,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 749 | $37,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 16,812 | $37,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,132 | $37,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 1,605 | $37,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,110 | $37,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 14,929 | $37,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 26,275 | $37,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 12,521 | $36,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 914 | $36,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 3,600 | $36,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,399 | $36,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 4,398 | $36,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,000 | $36,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 2,800 | $36,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 2,000 | $36,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 13,785 | $36,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 3,746 | $36,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 30,348 | $35,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 2,323 | $35,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 830 | $35,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,250 | $35,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 490 | $35,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,003 | $35,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,426 | $35,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 4,437 | $35,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 100 | $34,000 | thousands by filing date | put |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1,004 | $34,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,505 | $34,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 1,654 | $34,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 5,342 | $34,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,698 | $34,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,358 | $34,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,100 | $34,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,315 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 640 | $33,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,283 | $33,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 6,895 | $33,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 7,322 | $33,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,289 | $32,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 1,503 | $32,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 4,100 | $32,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 965 | $32,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,300 | $32,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 939 | $32,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 700 | $32,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 7,497 | $32,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 39,900 | $32,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 800 | $31,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 4,642 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 400 | $31,000 | thousands by filing date | put |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,918 | $31,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 4,000 | $31,000 | thousands by filing date | principal |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 14,239 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 412 | $30,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 925 | $30,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,162 | $30,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,027 | $30,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,593 | $30,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 1,500 | $30,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 34,090 | $30,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 1,250 | $30,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,105 | $30,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 3,768 | $30,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 7,419 | $30,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 3,000 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,086 | $29,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,983 | $29,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,056 | $29,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 42,750 | $29,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,700 | $29,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 1,631 | $29,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 2,295 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |