13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 7,199 holding rows worth $776,237,853,000.
- Accession
- 0001567619-21-002692
- Filer
- CIK 70858
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,720 entries on the cover page, a total value of $776,237,853,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,237,853,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 119,013 | $233,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 31,337 | $233,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 28,286 | $233,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 23,653 | $233,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 13,238 | $232,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 35,398 | $232,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,198 | $232,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 18,812 | $232,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,814 | $231,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,506 | $231,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,247 | $231,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,798 | $231,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 14,952 | $230,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,610 | $230,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 15,353 | $230,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 9,499 | $229,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,474 | $229,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 34,809 | $229,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,100 | $228,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742110 | *W EXP 08/29/202 | 63,239 | $228,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 10,590 | $227,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 22,732 | $227,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,622 | $226,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 39,529 | $226,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 26,700 | $226,000 | thousands by filing date | principal |
| ESCALADE INC | 296056104 | COMMON STOCK | 10,603 | $225,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 47,958 | $224,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,195 | $224,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,838 | $223,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 54,395 | $223,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,574 | $223,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 11,242 | $223,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,109 | $222,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,897 | $221,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 53,357 | $221,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 16,441 | $221,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,508 | $220,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,204 | $220,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 43,570 | $220,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $219,000 | thousands by filing date | call |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,529 | $219,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 15,312 | $219,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 9,996 | $219,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 7,787 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 15,676 | $219,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 200,000 | $219,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 21,294 | $218,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 14,424 | $217,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 14,203 | $215,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 14,950 | $215,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 9,509 | $215,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 7,952 | $215,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,269 | $214,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 6,380 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 9,852 | $214,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 47,806 | $213,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,110 | $213,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 46,869 | $213,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,039 | $213,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 5,975 | $213,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,250 | $212,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,318 | $212,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15,958 | $211,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,977 | $211,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 31,717 | $211,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 15,081 | $211,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 26,542 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 8,262 | $211,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,011 | $210,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 20,235 | $210,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,081 | $210,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 15,567 | $210,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 19,541 | $209,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 33,272 | $209,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 4,403 | $209,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 74,082 | $208,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 6,925 | $208,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 79,394 | $208,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 17,762 | $208,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 11,832 | $207,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 7,872 | $207,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 10,143 | $207,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 4,850 | $207,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,538 | $206,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 5,299 | $206,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 9,573 | $206,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 15,075 | $206,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 125,000 | $206,000 | thousands by filing date | principal |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 8,937 | $205,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,811 | $205,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 6,130 | $203,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,832 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 7,448 | $203,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 31,239 | $202,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 16,713 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 7,986 | $202,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 9,671 | $201,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,242 | $201,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 5,000 | $200,000 | thousands by filing date | put |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 16,972 | $199,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 8,082 | $199,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,400 | $198,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,472 | $198,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,094 | $198,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 32,237 | $198,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 7,477 | $198,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,722 | $197,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 25,871 | $197,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 10,623 | $197,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 79,457 | $196,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 4,300 | $196,000 | thousands by filing date | put |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 12,249 | $195,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 39,805 | $195,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,000 | $194,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 27,500 | $194,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 7,556 | $194,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 7,532 | $194,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 41,993 | $194,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 32,296 | $194,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,600 | $193,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 12,292 | $193,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 19,089 | $193,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 31,992 | $193,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 6,087 | $192,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 9,677 | $192,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 11,879 | $192,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 14,469 | $192,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 35,275 | $191,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 8,468 | $191,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 6,326 | $191,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 6,175 | $191,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 5,205 | $191,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 40,698 | $190,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,240 | $190,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,999 | $189,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 37,587 | $189,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 12,384 | $189,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 32,731 | $188,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 2,823 | $188,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 1,350 | $187,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,304 | $187,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 27,009 | $187,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 5,183 | $187,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,100 | $186,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $186,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,884 | $186,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 5,808 | $186,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 16,375 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 16,016 | $185,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 54,610 | $184,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 16,364 | $184,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 2,506 | $184,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 13,761 | $184,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 47,295 | $184,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 50,220 | $184,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 5,690 | $184,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,900 | $183,000 | thousands by filing date | put |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 20,003 | $183,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 6,993 | $183,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 20,921 | $182,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 5,406 | $182,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 10,076 | $182,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 15,003 | $181,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 77,201 | $181,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 15,292 | $181,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,375 | $181,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,608 | $181,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 5,564 | $181,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 24,835 | $180,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,945 | $180,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,525 | $180,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 33,501 | $180,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 22,789 | $180,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,500 | $179,000 | thousands by filing date | call |
| CANAAN INC | 134748102 | SPONSORED ADS | 30,103 | $179,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 47,991 | $179,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 39,796 | $178,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,303 | $178,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 27,221 | $178,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,298 | $177,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 33,922 | $176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,422 | $175,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 18,611 | $175,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,708 | $175,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 6,556 | $174,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 8,969 | $174,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 26,556 | $174,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 11,001 | $174,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,506 | $173,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,994 | $172,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,438 | $172,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 20,542 | $172,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 11,205 | $172,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,073 | $171,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 506,808 | $171,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 27,083 | $171,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 39,813 | $170,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 6,386 | $170,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,665 | $170,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,241 | $170,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,948 | $170,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 37,552 | $170,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 46,120 | $170,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,754 | $169,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,943 | $169,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 9,815 | $169,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 12,818 | $168,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 15,000 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 4,579 | $168,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,604 | $167,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,570 | $167,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 13,332 | $166,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,253 | $166,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 22,305 | $166,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 12,285 | $166,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,100 | $165,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,000 | $165,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 72,188 | $165,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,864 | $164,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 17,744 | $164,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 11,840 | $164,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 22,055 | $163,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 15,699 | $163,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 15,000 | $163,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 17,217 | $163,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 15,346 | $162,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 6,733 | $162,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 94,828 | $162,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 34,954 | $160,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 24,774 | $160,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 34,870 | $160,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,165 | $160,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 51,210 | $160,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 13,496 | $160,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,716 | $160,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 28,738 | $159,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 37,959 | $159,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 13,669 | $159,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 10,449 | $159,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 7,228 | $158,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 8,639 | $158,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 700 | $158,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 1,400 | $158,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 6,880 | $158,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 22,511 | $158,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 33,636 | $157,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 18,747 | $157,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 6,053 | $157,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,300 | $156,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 10,933 | $156,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 9,789 | $156,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 22,725 | $156,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,114,047 | $155,000 | thousands by filing date | principal |
| CARPARTS COM INC | 14427M107 | COM | 12,485 | $155,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 21,985 | $155,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,520 | $155,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 70,421 | $155,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,587 | $155,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 21,476 | $154,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 12,653 | $154,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,927 | $153,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,867 | $153,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,432 | $153,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,108 | $153,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 10,878 | $152,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,533 | $151,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 56,826 | $151,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 84,903 | $151,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 9,023 | $151,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 10,236 | $150,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 20,210 | $150,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 5,047 | $150,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 8,552 | $150,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 47,424 | $150,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,749 | $149,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,053 | $149,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,129 | $149,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 5,470 | $149,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,530 | $149,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 2,099 | $148,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 13,188 | $148,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,090 | $147,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 150,000 | $147,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 7,262 | $147,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 5,391 | $147,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 20,302 | $147,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,900 | $146,000 | thousands by filing date | call |
| FISKER INC | 33813J106 | CL A COM STK | 10,000 | $146,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 16,380 | $146,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,459 | $146,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,752 | $146,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 11,718 | $146,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 9,505 | $146,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 7,956 | $146,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,761 | $146,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 8,776 | $145,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 21,822 | $145,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 5,725 | $145,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 900 | $144,000 | thousands by filing date | call |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 9,993 | $144,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 11,231 | $143,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,711 | $143,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 20,374 | $143,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 17,597 | $143,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,584 | $142,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 20,250 | $142,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 1,586 | $142,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 24,821 | $142,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 9,707 | $142,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 5,719 | $142,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 15,062 | $142,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 133,413 | $142,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 909 | $142,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 26,151 | $141,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 5,005 | $141,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,550 | $141,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 21,279 | $140,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 14,553 | $140,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,780 | $139,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 4,346 | $139,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 14,671 | $139,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 66,943 | $139,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,500 | $138,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 5,530 | $138,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 42,410 | $138,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 24,067 | $138,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 17,443 | $137,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,930 | $137,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,100 | $136,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,709 | $136,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 103,665 | $136,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 13,555 | $136,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,340 | $134,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,357 | $134,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 14,502 | $134,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 20,127 | $134,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,577 | $133,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 14,115 | $133,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 7,781 | $132,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,507 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 3,142 | $132,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 15,774 | $132,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,400 | $132,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,017 | $131,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 16,721 | $131,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 5,467 | $131,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 27,990 | $131,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,500 | $130,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 47,068 | $130,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 3,215 | $130,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 2,545 | $130,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,927 | $129,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 2,469 | $128,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 8,529 | $128,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,049 | $128,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 15,667 | $127,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,607 | $127,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 10,719 | $127,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,208 | $126,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 19,650 | $126,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 7,968 | $126,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 21,571 | $126,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 17,273 | $126,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,659 | $126,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 24,296 | $126,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,829 | $125,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,641 | $125,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 22,346 | $125,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 7,082 | $124,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 4,856 | $124,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 11,145 | $124,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,711 | $124,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7,409 | $124,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,396 | $124,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 56,037 | $124,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,200 | $123,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,678 | $123,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 17,051 | $123,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,104 | $123,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 38,950 | $122,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,369 | $122,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,893 | $122,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 24,074 | $122,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 20,201 | $122,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q381 | BETABLDRS 1-5YR | 4,688 | $122,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,533 | $121,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $121,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 4,721 | $121,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 6,313 | $121,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 8,188 | $120,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 50,165 | $120,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,683 | $120,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 22,345 | $119,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 3,258 | $119,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,181 | $119,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 7,359 | $118,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 4,100 | $118,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 11,000 | $118,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 35,775 | $117,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,300 | $117,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1,310 | $117,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 7,500 | $117,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 24,880 | $117,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,896 | $117,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,909 | $117,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 11,000 | $117,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 24,341 | $116,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,378 | $116,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,630 | $116,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 110,000 | $116,000 | thousands by filing date | principal |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 29,628 | $116,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,400 | $115,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 3,600 | $115,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,088 | $115,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 4,139 | $115,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,864 | $115,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 5,972 | $115,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,500 | $114,000 | thousands by filing date | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 15,840 | $114,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,669 | $114,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 7,345 | $114,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 11,252 | $114,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 30,745 | $114,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,286 | $113,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 6,662 | $113,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 5,903 | $112,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 3,445 | $112,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,253 | $112,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 15,473 | $112,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 4,602 | $112,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 8,356 | $112,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 59,114 | $112,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 8,416 | $111,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 3,622 | $111,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 5,474 | $111,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,693 | $111,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 44,197 | $111,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 24,223 | $111,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 23,619 | $111,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 964 | $110,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,125 | $110,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 18,645 | $110,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 8,555 | $110,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 40,004 | $108,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15,151 | $108,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,148 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 4,188 | $108,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 2,798 | $108,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,761 | $107,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,085 | $107,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,382 | $107,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 5,350 | $107,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 16,767 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,985 | $107,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 10,000 | $107,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,980 | $106,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 13,517 | $106,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,927 | $105,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 4,757 | $105,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 8,860 | $105,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 18,121 | $105,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 13,390 | $105,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 700 | $104,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 38,499 | $104,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 6,214 | $104,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,430 | $104,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,737 | $104,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 3,660 | $104,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 500 | $103,000 | thousands by filing date | put |
| FLEX LNG LTD | G35947202 | SHS | 11,801 | $103,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,125 | $103,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,145 | $103,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 7,534 | $103,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 9,991 | $103,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 18,373 | $102,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 19,153 | $102,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 26,396 | $102,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 8,916 | $102,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,355 | $102,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 4,359 | $102,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 6,131 | $102,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 57,170 | $101,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,008 | $101,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,266 | $101,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,860 | $101,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,000 | $100,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 4,700 | $100,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 3,161 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,275 | $100,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 7,050 | $99,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 2,531 | $99,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 19,388 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 2,539 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 3,853 | $99,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 6,882 | $99,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,827 | $99,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 7,514 | $99,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 16,237 | $99,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 22,560 | $99,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 12,908 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-002692 | this filing | 2021-02-10 | acceptance time not in the bulk data set |