13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 73,615 | $750,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 60,912 | $748,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10,000 | $742,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 33,815 | $742,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 48,205 | $741,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 68,756 | $741,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 14,629 | $740,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 18,497 | $740,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 66,456 | $740,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 29,622 | $739,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 48,754 | $738,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 27,481 | $737,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 43,762 | $737,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 92,323 | $737,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 35,136 | $736,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 15,172 | $736,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 6,157 | $735,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 42,233 | $735,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 52,634 | $734,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 12,031 | $732,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,862 | $731,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 25,600 | $730,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 45,641 | $730,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 39,470 | $729,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 77,012 | $729,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21,788 | $729,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 37,160 | $726,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 40,950 | $726,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 56,767 | $724,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 10,000 | $723,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 34,104 | $722,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 5,183 | $721,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 175,976 | $721,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 12,992 | $721,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 99,381 | $721,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 60,405 | $719,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 28,000 | $719,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 27,157 | $718,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 12,894 | $718,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 11,456 | $718,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 69,994 | $718,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 9,725 | $717,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 65,134 | $716,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 60,500 | $716,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 17,934 | $716,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 26,937 | $716,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 50,848 | $715,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 15,529 | $715,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 9,430 | $715,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 40,676 | $715,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 43,291 | $715,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 26,535 | $714,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 25,765 | $714,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 23,098 | $713,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 22,033 | $712,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 890,000 | $712,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 64,242 | $711,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 81,427 | $710,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 26,160 | $708,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 18,750 | $707,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 53,795 | $707,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 20,532 | $707,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 92,794 | $706,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 26,523 | $706,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 46,608 | $706,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 710,000 | $706,000 | thousands by filing date | principal |
| SELECTQUOTE INC | 816307300 | COM | 34,750 | $703,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 42,087 | $702,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 40,765 | $702,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 11,697 | $701,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 62,441 | $701,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 81,530 | $700,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 13,822 | $699,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 27,293 | $698,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 4,899,532 | $698,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 23,336 | $697,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 43,873 | $696,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,501 | $694,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,336 | $694,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,522 | $692,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 33,997 | $692,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 65,950 | $692,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 54,322 | $691,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 42,917 | $691,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 25,455 | $690,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 12,639 | $687,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,516 | $687,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $686,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 14,015 | $685,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 31,269 | $685,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 19,708 | $685,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 16,292 | $684,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 19,998 | $684,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 21,167 | $683,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 70,520 | $683,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 559,800 | $683,000 | thousands by filing date | put |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,500 | $683,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 845,000 | $682,000 | thousands by filing date | put |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 23,218 | $682,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,573 | $679,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 17,816 | $678,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 19,077 | $675,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 45,383 | $675,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 6,169 | $673,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 23,532 | $672,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,800 | $671,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,981 | $670,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 66,297 | $670,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 31,003 | $668,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 23,553 | $668,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 10,174 | $667,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 25,413 | $666,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 180,889 | $662,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,330 | $661,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 23,600 | $661,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 73,026 | $661,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 665,000 | $661,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 166,705 | $660,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 17,374 | $660,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 39,312 | $660,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 28,760 | $660,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 10,615 | $659,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 110,298 | $658,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 68,823 | $656,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 12,724 | $656,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 9,651 | $656,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 28,210 | $655,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 30,872 | $655,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 65,245 | $653,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 45,000 | $653,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 44,886 | $652,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 23,221 | $650,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 35,183 | $650,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 120,621 | $649,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 11,314 | $649,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 28,440 | $648,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 258,861 | $648,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 16,344 | $647,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 53,063 | $647,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 105,669 | $647,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 60,132 | $646,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 35,112 | $646,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,385 | $645,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 12,394 | $644,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 18,401 | $644,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 55,891 | $643,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 17,754 | $642,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 23,810 | $641,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 18,070 | $640,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 303,499 | $640,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 20,600 | $640,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 57,756 | $640,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 20,796 | $640,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 80,738 | $638,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 60,276 | $637,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 73,466 | $636,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 25,302 | $636,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 26,315 | $635,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,174 | $635,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 104,226 | $635,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 25,646 | $635,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,673 | $634,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 36,000 | $634,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 11,605 | $634,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 66,127 | $633,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 24,602 | $633,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 42,000 | $630,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 245,753 | $630,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 61,524 | $628,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 73,313 | $628,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 12,828 | $628,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 650,000 | $628,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 12,445 | $627,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 38,061 | $626,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 48,846 | $626,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 480,289 | $625,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 926,198 | $625,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 68,077 | $622,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 50,363 | $621,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 10,954 | $621,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 16,265 | $619,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 68,752 | $619,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 9,327 | $619,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 7,607 | $618,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 28,830 | $618,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 25,297 | $617,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 12,640 | $617,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 29,221 | $617,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 23,531 | $617,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 64,822 | $616,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 18,672 | $616,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 29,945 | $616,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 59,545 | $613,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 41,302 | $612,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 43,812 | $611,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,351 | $610,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 793,640 | $608,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 20,853 | $607,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 33,950 | $607,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 26,825 | $606,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 75,829 | $606,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,291 | $604,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 19,666 | $604,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 136,074 | $602,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,495 | $601,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 100,796 | $600,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,355 | $599,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 23,175 | $599,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 27,166 | $599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 7,792 | $597,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 30,530 | $597,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 344,376 | $596,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,969 | $595,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 36,350 | $595,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 19,536 | $594,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 22,944 | $594,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 27,729 | $593,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 22,786 | $593,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 31,225 | $590,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 22,890 | $590,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 76,846 | $590,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 23,227 | $590,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 24,987 | $589,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,515 | $589,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 11,200 | $589,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 27,282 | $588,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 145,839 | $586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 18,457 | $586,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 46,562 | $585,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 59,021 | $583,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,475 | $583,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 42,561 | $582,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 18,027 | $581,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 11,443 | $578,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100,000 | $577,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 69,010 | $576,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 39,300 | $575,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 14,877 | $574,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 20,428 | $574,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 14,729 | $574,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 12,068 | $573,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 10,731 | $571,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 39,829 | $570,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 43,379 | $569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 10,699 | $569,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 45,492 | $567,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 68,152 | $566,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 50,665 | $566,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 8,854 | $564,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 9,061 | $563,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 56,482 | $563,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 21,478 | $563,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 8,613 | $562,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 82,653 | $561,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 14,538 | $560,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 159,024 | $560,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 50,740 | $560,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 20,836 | $560,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 78,479 | $558,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 37,055 | $557,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,266 | $557,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 12,677 | $555,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 16,114 | $555,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 47,927 | $554,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 37,820 | $554,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 22,015 | $554,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20,979 | $552,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 298,364 | $552,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 35,847 | $552,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 12,831 | $550,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 68,730 | $549,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 21,796 | $548,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 146,457 | $547,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,912 | $547,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 54,500 | $546,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 10,928 | $546,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 17,612 | $545,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 36,213 | $545,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 122,508 | $545,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 15,201 | $545,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 79,460 | $544,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 118,688 | $544,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 40,927 | $542,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 22,122 | $542,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 34,772 | $541,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 12,946 | $539,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 239,236 | $539,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44,086 | $537,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 44,021 | $535,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 89,462 | $535,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 22,227 | $535,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 19,604 | $535,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,100 | $534,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 7,755 | $534,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 11,014 | $533,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 11,992 | $533,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 12,370 | $532,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 36,754 | $532,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 48,131 | $532,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10,096 | $531,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,025 | $529,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 6,421 | $529,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 19,273 | $529,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 43,816 | $528,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 24,680 | $528,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 68,521 | $527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 15,808 | $526,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 6,315 | $525,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 23,090 | $525,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,085 | $523,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 14,174 | $522,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 24,329 | $522,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,376 | $522,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 51,966 | $520,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 34,946 | $519,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 42,560 | $518,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 10,000 | $518,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 9,262 | $518,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 29,040 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 12,588 | $516,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 20,708 | $516,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 68,398 | $516,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 113,180 | $515,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 16,123 | $515,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 50,000 | $515,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 10,054 | $514,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 483,923 | $513,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 9,218 | $513,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 13,183 | $513,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 50,000 | $513,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 75,072 | $512,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,677 | $511,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 10,411 | $510,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 69,697 | $510,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 6,690 | $509,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,236 | $509,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 6,255 | $509,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 32,357 | $509,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 16,648 | $508,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 27,500 | $508,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 50,000 | $508,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 9,257 | $505,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 13,525 | $503,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 176,467 | $503,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,515 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 48,915 | $502,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,566 | $502,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 16,907 | $502,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $501,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 30,100 | $501,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 7,871 | $501,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 27,507 | $500,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 19,527 | $500,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 19,700 | $500,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 14,204 | $498,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,726 | $498,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 52,514 | $497,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 38,858 | $497,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 23,792 | $496,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 35,674 | $496,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 50,053 | $496,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 9,760 | $494,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,808 | $494,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 6,646 | $493,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,290 | $493,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 19,576 | $493,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 17,383 | $493,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 46,419 | $493,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 94,253 | $492,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 84,480 | $492,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 10,847 | $491,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 12,599 | $491,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 16,673 | $491,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 31,444 | $491,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 58,122 | $491,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 105,600 | $491,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 43,000 | $491,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 5,978 | $490,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 84,958 | $490,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 6,000 | $489,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 35,613 | $488,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 26,375 | $487,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 18,974 | $487,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 10,101 | $485,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,868,078 | $485,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6,396 | $485,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 35,006 | $485,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 11,532 | $484,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 103,858 | $484,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 12,811 | $483,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 80,640 | $483,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 44,812 | $483,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 12,599 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 28,456 | $481,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 40,000 | $481,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 35,575 | $481,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 35,480 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 66,491 | $480,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 43,913 | $480,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 13,313 | $480,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14,720 | $479,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,855 | $479,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 9,120 | $478,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 12,167 | $477,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,102 | $476,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,956 | $476,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 29,370 | $476,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 27,995 | $476,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 11,227 | $474,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 18,458 | $473,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 5,408 | $471,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 81,731 | $471,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 22,567 | $469,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 59,259 | $469,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 10,405 | $469,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 18,431 | $468,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 18,161 | $467,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 51,180 | $467,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,197 | $466,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 18,746 | $466,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 38,907 | $463,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 11,779 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 14,702 | $463,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 41,786 | $462,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 45,077 | $462,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 8,834 | $461,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,362 | $460,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 17,141 | $460,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,363 | $460,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,000 | $459,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y319 | CMN | 22,975 | $459,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,900 | $458,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 36,292 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 12,901 | $457,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 14,983 | $457,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 19,179 | $457,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 268,011 | $455,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 13,503 | $455,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 48,388 | $455,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 33,845 | $454,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,680 | $454,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 18,129 | $454,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 45,500 | $454,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 72,211 | $453,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 40,826 | $452,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 36,700 | $451,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 6,590 | $451,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 4,500 | $450,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,217 | $450,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 20,743 | $449,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 32,604 | $449,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 23,718 | $449,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 96,708 | $449,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 8,050 | $448,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,565 | $448,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 12,254 | $447,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 42,932 | $446,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,700 | $445,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 20,139 | $445,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 16,524 | $445,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 424,000 | $445,000 | thousands by filing date | principal |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 13,200 | $444,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 33,048 | $444,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 40,609 | $443,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 19,178 | $443,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,925 | $440,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 8,978 | $440,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 34,073 | $439,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 27,506 | $439,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,414 | $438,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 6,955 | $438,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 67,813 | $436,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 22,409 | $436,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 36,917 | $436,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 15,850 | $436,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 47,190 | $435,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 30,971 | $434,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 29,044 | $434,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 18,100 | $434,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 13,660 | $434,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 44,073 | $434,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 38,806 | $433,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 38,973 | $432,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 41,156 | $432,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,500 | $431,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,500 | $431,000 | thousands by filing date | call |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 24,616 | $431,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 32,229 | $431,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 20,655 | $431,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 18,494 | $430,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,596 | $429,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 22,300 | $428,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 52,714 | $428,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,818 | $428,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 36,453 | $428,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 38,424 | $428,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 441,000 | $428,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,609 | $428,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 53,356 | $427,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,087 | $426,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |