13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENNANT CO | 880345103 | COM | 7,062 | $426,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 4,015 | $425,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,322 | $425,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 92,700 | $425,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 13,689 | $424,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32,100 | $424,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,779 | $424,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 33,988 | $424,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,176 | $423,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,847 | $423,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 114,690 | $423,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,901 | $421,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 94,714 | $420,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 10,701 | $419,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 51,184 | $418,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 47,488 | $418,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 38,066 | $418,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 34,282 | $418,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 46,763 | $417,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 44,003 | $416,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 31,454 | $414,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,402 | $414,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 321,000 | $413,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 59,152 | $412,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 20,815 | $411,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 27,834 | $409,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,268 | $409,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 37,057 | $408,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 35,393 | $408,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 40,000 | $408,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,298 | $407,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 28,581 | $407,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 18,995 | $406,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 47,855 | $406,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 46,674 | $405,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 31,524 | $405,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 4,592 | $405,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 105,637 | $404,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,376 | $404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 14,629 | $404,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 44,206 | $402,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 12,318 | $402,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 357,000 | $402,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 442,000 | $401,000 | thousands by filing date | principal |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 40,155 | $401,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 50,359 | $400,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 11,612 | $400,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 6,550 | $400,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 19,720 | $400,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 27,425 | $399,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 45,090 | $399,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 25,153 | $398,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 28,725 | $397,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 20,802 | $396,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 20,590 | $396,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 25,343 | $396,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,552 | $396,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 38,739 | $395,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,000 | $394,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,000 | $394,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 23,230 | $394,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 18,077 | $394,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 40,598 | $393,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,951 | $393,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 35,426 | $393,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 47,645 | $393,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 11,929 | $392,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 41,300 | $392,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 22,537 | $391,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,106,813 | $391,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 7,618 | $391,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,562 | $390,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 15,210 | $390,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 40,020 | $389,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,403 | $389,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 22,192 | $389,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,062 | $388,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 91,200 | $386,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 35,824 | $386,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 77,999 | $386,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 51,968 | $386,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,000 | $385,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 318,445 | $385,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 33,158 | $385,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 14,451 | $384,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 22,650 | $384,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 4,381 | $383,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 30,767 | $383,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 47,593 | $383,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,708 | $382,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 12,405 | $382,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 37,768 | $382,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $382,000 | thousands by filing date | principal |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 21,132 | $381,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,293 | $379,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,005 | $376,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 27,747 | $373,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 14,767 | $372,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 35,455 | $372,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 19,960 | $372,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 73,006 | $372,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,600 | $371,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 28,876 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,591 | $371,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,042 | $370,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 18,072 | $369,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 10,702 | $368,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 48,541 | $368,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 44,408 | $368,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 38,745 | $366,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 9,052 | $366,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 8,900 | $366,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 10,075 | $366,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 29,635 | $366,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 21,750 | $365,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 87,920 | $365,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 5,880 | $363,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 103,686 | $363,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 12,588 | $362,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 9,382 | $362,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 20,409 | $361,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 50,696 | $361,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 21,298 | $361,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 35,893 | $361,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,889 | $358,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 17,541 | $354,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,349 | $354,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,500 | $353,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 56,437 | $353,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 14,355 | $353,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 31,060 | $353,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 33,987 | $352,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 31,275 | $351,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,801 | $351,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $350,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 37,819 | $349,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,987 | $349,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 125,000 | $349,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 46,315 | $348,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 14,940 | $347,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 11,930 | $347,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 25,139 | $347,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 10,429 | $346,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,900 | $345,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 52,916 | $345,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 33,873 | $345,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 27,413 | $345,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 22,694 | $345,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 10,218 | $344,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 27,000 | $344,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 49,669 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 12,489 | $344,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 22,733 | $344,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 34,902 | $344,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 62,209 | $343,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 30,756 | $342,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,893 | $342,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 24,183 | $341,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 11,899 | $341,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 7,771 | $341,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 211,222 | $340,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 339,092 | $340,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 34,400 | $339,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 6,566 | $338,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 52,576 | $338,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 10,374 | $337,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 22,758 | $337,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 55,234 | $337,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 18,223 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 18,373 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,450 | $336,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 33,270 | $336,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,600 | $336,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 13,802 | $336,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,681 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,259 | $336,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,282 | $336,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 17,800 | $336,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 26,071 | $336,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,874 | $334,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $334,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,487 | $334,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 9,060 | $334,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 52,859 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 17,343 | $333,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 19,111 | $333,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 23,914 | $333,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 35,463 | $332,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 24,557 | $332,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 32,491 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 14,131 | $330,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 34,019 | $330,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,624 | $329,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 7,461 | $328,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 25,144 | $328,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 99,461 | $328,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 17,372 | $327,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 10,758 | $327,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 10,870 | $327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,416 | $325,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 26,515 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 8,495 | $325,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 14,723 | $324,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,744 | $323,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 21,250 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 15,602 | $323,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 44,712 | $322,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 28,505 | $322,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,605 | $322,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 11,155 | $322,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 10,906 | $322,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 18,000 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 9,140 | $320,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 122,000 | $320,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 36,098 | $320,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,564 | $318,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,371 | $318,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 6,745 | $318,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 33,791 | $318,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23,101 | $317,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 23,701 | $317,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,885 | $317,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 11,986 | $316,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,545 | $316,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 42,981 | $314,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 41,621 | $313,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 26,528 | $313,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 18,022 | $312,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 62,783 | $311,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 51,097 | $309,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 13,817 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 14,696 | $309,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,445 | $309,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 4,566 | $307,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 31,729 | $307,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 5,124 | $306,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 89,306 | $305,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 14,252 | $305,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,565 | $304,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 129,282 | $304,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 22,857 | $303,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,676 | $302,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $302,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,641 | $302,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 272,000 | $301,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 15,607 | $300,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 53,899 | $300,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 215,000 | $299,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 9,157 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 11,923 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,807 | $297,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 450,000 | $297,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 7,029 | $296,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 69,863 | $296,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 48,018 | $296,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,352 | $296,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,188 | $295,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,000 | $295,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 7,212 | $294,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 24,269 | $294,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 26,426 | $294,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 13,979 | $293,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 21,496 | $293,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,802 | $293,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 22,614 | $292,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 19,695 | $292,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 11,421 | $292,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,587 | $292,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 78,560 | $291,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 13,715 | $291,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $291,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 10,918 | $290,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 8,374 | $290,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 30,995 | $290,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 37,977 | $290,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 19,352 | $290,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 126,790 | $290,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 16,238 | $289,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,557 | $289,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 30,162 | $289,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 7,537 | $289,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,902 | $287,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 23,796 | $287,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,717 | $286,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 35,195 | $286,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 7,439 | $286,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 7,291 | $286,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $285,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 33,471 | $285,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 36,408 | $285,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,262 | $285,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 10,653 | $285,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 22,361 | $285,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 22,560 | $285,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 6,712 | $284,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,069 | $284,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 15,161 | $284,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 20,193 | $283,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 300,000 | $283,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,033 | $282,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 50,129 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 5,340 | $282,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,200 | $282,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 9,696 | $282,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 3,887 | $282,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,372 | $281,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 21,335 | $280,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 30,843 | $280,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 20,520 | $278,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 27,453 | $278,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 7,191 | $277,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 9,516 | $276,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,545 | $276,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 22,000 | $276,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 14,990 | $275,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 27,864 | $275,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 11,953 | $274,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 675 | $274,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 7,114 | $274,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 50,557 | $274,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 35,416 | $274,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 8,166 | $274,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,615 | $274,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,229 | $273,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 24,348 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 15,010 | $272,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 46,428 | $271,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 15,457 | $270,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,856 | $270,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 17,928 | $270,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 19,202 | $269,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 28,147 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 10,376 | $268,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 5,073 | $267,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 22,168 | $267,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 28,703 | $266,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 15,153 | $266,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,552 | $264,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 48,457 | $264,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,413 | $263,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,852 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,898 | $263,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 178,722 | $263,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 21,600 | $263,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 16,724 | $262,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $262,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,906 | $262,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 11,862 | $261,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,253 | $261,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,362 | $261,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 13,759 | $259,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,545 | $259,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,849 | $259,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 17,896 | $258,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,792 | $258,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 17,844 | $258,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 4,193 | $257,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,360 | $257,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,659 | $257,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 6,067 | $257,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 4,194 | $257,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,500 | $256,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 71,620 | $256,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 61,095 | $256,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,817 | $255,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 33,592 | $255,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,576 | $255,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 19,220 | $255,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 19,979 | $255,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 53,158 | $255,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 10,000 | $255,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,867 | $255,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 42,181 | $254,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 24,260 | $254,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,837 | $253,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 23,749 | $253,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 39,000 | $252,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 15,144 | $252,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 69,207 | $252,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 250,000 | $252,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,633 | $251,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 11,119 | $251,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 40,654 | $250,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 18,040 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,792 | $250,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 22,500 | $250,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 30,403 | $249,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,699 | $247,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,175 | $247,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 15,400 | $247,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 24,815 | $247,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 63,705 | $247,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,266 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 6,088 | $247,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,830 | $247,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,510 | $246,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 38,014 | $246,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,668 | $246,000 | thousands by filing date | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 9,984 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 4,325 | $246,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 82,500 | $245,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 16,800 | $244,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,228 | $244,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 31,343 | $244,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 16,305 | $244,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 6,396 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 6,545 | $243,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 27,120 | $242,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,802 | $242,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 7,421 | $242,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,480 | $242,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 16,395 | $241,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 100,409 | $241,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 8,726 | $240,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,377 | $240,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 44,100 | $240,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 27,083 | $239,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 45,726 | $239,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,885 | $238,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,337 | $238,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 23,941 | $238,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 35,854 | $238,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 19,914 | $238,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,189 | $238,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,460 | $238,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 8,185 | $238,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 79,558 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 18,554 | $237,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 2,412 | $237,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,096 | $236,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 29,900 | $236,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 14,840 | $235,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 8,175 | $234,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 29,924 | $234,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,284 | $234,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 17,012 | $234,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,730 | $233,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 6,571 | $233,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 16,506 | $232,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 41,226 | $232,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12,299 | $232,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,007 | $231,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 17,200 | $231,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,560 | $231,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 11,752 | $231,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 15,504 | $231,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 16,816 | $230,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,387 | $230,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 10,673 | $230,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,475 | $230,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,663 | $229,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 19,872 | $229,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 13,366 | $229,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 10,570 | $228,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,307 | $228,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 20,922 | $228,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,935 | $227,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 19,204 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,774 | $226,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 10,482 | $225,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 10,534 | $225,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 83,238 | $225,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 24,358 | $225,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,550 | $224,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,645 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,132 | $223,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 43,167 | $223,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 31,296 | $223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,355 | $223,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 18,978 | $222,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 8,268 | $222,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 7,700 | $222,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 16,447 | $222,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 19,518 | $222,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 122,945 | $222,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 17,340 | $221,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,314 | $221,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,610 | $220,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 8,565 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 3,517 | $220,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 21,411 | $220,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 10,306 | $219,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 14,782 | $219,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 38,100 | $219,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,676 | $218,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 14,080 | $218,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,102 | $218,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,848 | $218,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 49,426 | $218,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 40,000 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 5,438 | $218,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,000 | $217,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 10,501 | $217,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 19,065 | $217,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 20,019 | $217,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 6,722 | $216,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 60,556 | $216,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 13,950 | $216,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,100 | $215,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 12,423 | $215,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |