13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL SECURITIES CORP | 155123102 | COM | 46,675 | $1,354,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 12,744 | $1,353,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 67,501 | $1,353,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 154,581 | $1,348,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 40,000 | $1,348,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 40,000 | $1,348,000 | thousands by filing date | call |
| API GROUP CORP COM STK | 00187Y100 | Stock | 94,622 | $1,346,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 54,822 | $1,346,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 54,065 | $1,343,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 108,413 | $1,342,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 14,125 | $1,341,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 158,567 | $1,338,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 53,168 | $1,337,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,618 | $1,335,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 133,518 | $1,335,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 28,977 | $1,334,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 24,380 | $1,333,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 53,103 | $1,333,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 261,749 | $1,327,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 61,448 | $1,323,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 28,373 | $1,322,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 104,735 | $1,320,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 28,800 | $1,318,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 59,047 | $1,318,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 50,140 | $1,314,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 49,592 | $1,313,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 267,687 | $1,312,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 109,270 | $1,312,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,700 | $1,310,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 40,311 | $1,310,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 45,294 | $1,310,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,700 | $1,309,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 39,003 | $1,309,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 93,321 | $1,309,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 76,966 | $1,306,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 22,738 | $1,305,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 218,171 | $1,305,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 29,418 | $1,305,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 41,033 | $1,305,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 52,033 | $1,305,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 30,875 | $1,304,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 110,222 | $1,301,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 49,121 | $1,300,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 68,061 | $1,300,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 57,273 | $1,300,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 34,102 | $1,297,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 66,438 | $1,296,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 135,374 | $1,296,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 118,659 | $1,292,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 74,000 | $1,291,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 39,459 | $1,291,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 27,100 | $1,291,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 40,119 | $1,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 68,568 | $1,289,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 32,287 | $1,285,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 29,141 | $1,283,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 78,342 | $1,281,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 24,749 | $1,279,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 42,768 | $1,277,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 227,224 | $1,277,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 250,744 | $1,276,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 106,018 | $1,276,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 82,562 | $1,269,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 42,000 | $1,269,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,503,797 | $1,269,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 48,926 | $1,265,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 531,783 | $1,265,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 63,817 | $1,261,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 328,729 | $1,255,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 125,410 | $1,255,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 56,237 | $1,254,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 12,501 | $1,252,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 57,552 | $1,251,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 55,777 | $1,250,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 130,028 | $1,249,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 60,658 | $1,248,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 138,136 | $1,246,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 103,500 | $1,245,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 11,491 | $1,245,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 104,315 | $1,244,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 37,932 | $1,242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 16,048 | $1,242,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 106,677 | $1,240,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 65,039 | $1,239,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 134,477 | $1,238,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 71,245 | $1,237,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 57,367 | $1,234,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 69,290 | $1,233,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 49,643 | $1,228,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 121,698 | $1,228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 46,271 | $1,225,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 231,298 | $1,219,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 78,580 | $1,219,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 34,208 | $1,218,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 46,031 | $1,218,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 29,466 | $1,218,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 15,031 | $1,213,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 353,437 | $1,213,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 24,536 | $1,213,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 121,390 | $1,212,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 125,599 | $1,211,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 31,984 | $1,208,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 35,414 | $1,208,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 32,987 | $1,205,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 53,514 | $1,205,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 23,530 | $1,204,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 13,413 | $1,203,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 63,420 | $1,203,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 45,995 | $1,203,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 14,907 | $1,202,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 18,522 | $1,201,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,579 | $1,201,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 106,604 | $1,200,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 21,600 | $1,198,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 97,900 | $1,197,000 | thousands by filing date | call |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 17,209 | $1,196,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 136,255 | $1,195,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 41,988 | $1,195,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 243,498 | $1,193,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 30,188 | $1,192,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 28,787 | $1,191,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 201,585 | $1,191,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,387 | $1,191,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 217,593 | $1,190,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 24,181 | $1,190,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 35,249 | $1,189,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,526 | $1,188,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 16,841 | $1,183,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 36,000 | $1,182,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 23,337 | $1,181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 21,106 | $1,181,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 59,884 | $1,180,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 83,138 | $1,177,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 20,409 | $1,176,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 75,500 | $1,173,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 55,060 | $1,173,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 61,750 | $1,173,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 437,049 | $1,171,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 31,876 | $1,169,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 22,286 | $1,168,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 189,027 | $1,165,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 113,520 | $1,164,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 17,822 | $1,159,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 456,602 | $1,155,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,412 | $1,154,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 45,669 | $1,151,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 99,982 | $1,150,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 38,004 | $1,150,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 56,584 | $1,150,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 115,447 | $1,150,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 149,463 | $1,146,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 16,987 | $1,145,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 21,604 | $1,145,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 38,492 | $1,141,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 13,657 | $1,141,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 49,363 | $1,141,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 28,109 | $1,140,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,624 | $1,139,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 18,334 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 69,085 | $1,138,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 84,536 | $1,136,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 94,542 | $1,135,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 18,911 | $1,134,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 42,260 | $1,134,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 46,130 | $1,132,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 10,474 | $1,131,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 176,040 | $1,130,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 176,040 | $1,130,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 21,340 | $1,130,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 25,000 | $1,129,000 | thousands by filing date | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,089 | $1,128,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 14,856 | $1,128,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 55,980 | $1,127,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 52,469 | $1,126,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 105,985 | $1,126,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,632 | $1,123,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 88,118 | $1,118,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 95,641 | $1,117,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,936 | $1,114,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 96,077 | $1,114,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,700 | $1,113,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 53,084 | $1,113,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 74,081 | $1,110,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 21,187 | $1,109,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 52,623 | $1,101,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 8,206 | $1,101,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 107,968 | $1,101,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 127,123 | $1,100,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 109,389 | $1,100,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 16,663 | $1,099,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 591,254 | $1,095,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 10,771 | $1,094,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 217,651 | $1,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 194,639 | $1,090,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10,624 | $1,088,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 104,609 | $1,088,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 47,915 | $1,087,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 11,554 | $1,085,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,955 | $1,085,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 112,247 | $1,084,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 19,562 | $1,081,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 32,975 | $1,079,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 26,489 | $1,079,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 15,731 | $1,077,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 89,796 | $1,077,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 60,470 | $1,073,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 122,800 | $1,073,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 80,141 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 45,520 | $1,070,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 20,991 | $1,069,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 17,341 | $1,068,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 75,779 | $1,065,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,044,000 | $1,065,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 211,308 | $1,062,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 647,036 | $1,060,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 105,182 | $1,059,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 97,200 | $1,054,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 30,794 | $1,051,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 53,366 | $1,051,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 93,430 | $1,049,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 36,300 | $1,046,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 259,627 | $1,046,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 50,848 | $1,044,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 20,838 | $1,043,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,097 | $1,043,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 74,888 | $1,042,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 54,005 | $1,041,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 13,387 | $1,039,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 46,409 | $1,038,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 199,929 | $1,037,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 60,863 | $1,037,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 73,142 | $1,037,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 64,805 | $1,036,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 63,430 | $1,033,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 27,529 | $1,033,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 79,884 | $1,032,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 113,935 | $1,032,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 39,090 | $1,029,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 67,700 | $1,028,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 26,450 | $1,026,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 41,304 | $1,021,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 40,298 | $1,021,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 94,821 | $1,020,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 25,583 | $1,019,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 101,045 | $1,019,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 32,117 | $1,017,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 65,304 | $1,017,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 11,710 | $1,014,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 20,186 | $1,014,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 23,424 | $1,011,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 100,000 | $1,010,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 38,759 | $1,008,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 134,496 | $1,008,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 82,511 | $1,007,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 53,522 | $1,007,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 72,723 | $1,007,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 27,800 | $1,006,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 63,508 | $1,006,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 22,092 | $1,003,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 92,001 | $1,003,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 18,347 | $1,002,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 244,041 | $998,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 53,400 | $997,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 13,050 | $996,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 167,951 | $996,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 62,100 | $994,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 79,532 | $994,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,090,000 | $992,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 25,000 | $991,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 69,248 | $990,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 6,125 | $989,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 95,828 | $989,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 39,298 | $988,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 7,906 | $986,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 50,329 | $984,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 67,834 | $982,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 34,302 | $981,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 52,000 | $981,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 78,838 | $981,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 56,315 | $978,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,962 | $978,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 24,405 | $972,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 15,105 | $969,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 46,923 | $968,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 28,420 | $967,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,769 | $964,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 72,704 | $963,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 24,014 | $962,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 31,276 | $962,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 25,345 | $961,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 30,000 | $961,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 39,367 | $960,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,307 | $959,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 15,980 | $959,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 154,485 | $959,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 9,086 | $957,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 57,548 | $957,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21,439 | $957,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 110,358 | $956,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 41,139 | $956,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 38,981 | $955,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 74,064 | $954,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 49,747 | $948,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 77,405 | $948,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 64,700 | $946,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 18,000 | $946,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 118,622 | $944,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 63,047 | $944,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 29,409 | $942,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 18,264 | $941,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 33,528 | $941,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 25,992 | $939,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 51,119 | $937,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 77,500 | $934,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 30,027 | $933,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 150,201 | $931,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 17,398 | $929,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 29,825 | $928,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 61,811 | $928,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,965 | $927,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 21,148 | $926,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 17,811 | $926,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 33,893 | $925,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 15,446 | $925,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 34,732 | $925,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 65,777 | $924,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 78,952 | $923,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 29,147 | $923,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 102,862 | $921,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 7,971 | $920,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 21,466 | $920,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 23,600 | $918,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 31,419 | $917,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 32,195 | $917,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 19,245 | $917,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 15,563 | $916,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 90,000 | $916,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8,977 | $914,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 32,929 | $914,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 73,282 | $913,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 47,043 | $911,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 126,656 | $911,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 30,564 | $911,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 104,546 | $909,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 42,202 | $908,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 17,744 | $905,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 184,044 | $904,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 33,303 | $904,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 354,561 | $904,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 69,143 | $903,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 29,499 | $902,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 45,158 | $900,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 67,568 | $900,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 116,234 | $900,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 44,550 | $898,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 98,882 | $896,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 109,037 | $894,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,827 | $893,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 21,832 | $892,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 15,000 | $890,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 26,889 | $889,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 89,489 | $889,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 79,801 | $888,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 23,600 | $888,000 | thousands by filing date | call |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 87,086 | $888,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 27,615 | $887,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 26,938 | $887,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 44,972 | $887,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 20,404 | $887,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 134,086 | $885,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 32,694 | $884,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 32,349 | $882,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42,056 | $880,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 38,785 | $880,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 66,716 | $878,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 875,000 | $877,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 323,328 | $874,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 65,078 | $873,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 60,277 | $871,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 133,909 | $871,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 27,474 | $870,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 70,034 | $869,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 31,222 | $869,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 13,624 | $867,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 21,013 | $867,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 52,730 | $865,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,130 | $865,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 38,735 | $864,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 27,983 | $859,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,638 | $859,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 30,495 | $858,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 13,636 | $855,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,388 | $854,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 28,177 | $850,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 36,387 | $850,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 17,083 | $849,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 496,000 | $849,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 4,969 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 48,219 | $846,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 43,308 | $844,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,452 | $844,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 39,353 | $841,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 40,588 | $841,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 45,000 | $840,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 30,773 | $839,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 55,069 | $836,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 121,000 | $836,000 | thousands by filing date | principal |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 108,966 | $834,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 41,091 | $834,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 29,000 | $833,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 37,832 | $833,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 36,030 | $830,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 79,258 | $829,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 54,634 | $828,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 39,208 | $827,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 55,398 | $826,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 32,733 | $825,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 74,346 | $824,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 229,001 | $824,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 25,911 | $823,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,500 | $823,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,500 | $823,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,841 | $823,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 39,279 | $823,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 71,463 | $822,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 34,922 | $821,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,596 | $821,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 238,192 | $820,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 63,586 | $816,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 133,230 | $815,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 49,669 | $815,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 115,562 | $815,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 33,141 | $814,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 55,275 | $814,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 175,265 | $813,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 33,259 | $812,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 9,744 | $812,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 35,771 | $812,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,500 | $812,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 38,777 | $812,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 8,636 | $810,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 126,509 | $810,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 67,492 | $807,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 50,447 | $806,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 38,611 | $804,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 20,725 | $804,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 18,041 | $804,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 14,828 | $803,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 7,136 | $802,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 28,652 | $802,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 33,250 | $802,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 9,867 | $800,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 81,350 | $798,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 52,243 | $797,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 24,087 | $795,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 79,698 | $793,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 57,344 | $792,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 8,932 | $790,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 26,803 | $789,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 309,544 | $789,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 34,230 | $789,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 20,443 | $789,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 71,289 | $788,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 48,162 | $788,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 121,026 | $788,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 28,300 | $786,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 62,260 | $785,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 5,748 | $783,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 42,621 | $781,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 26,479 | $781,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 24,992 | $780,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,500 | $779,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 21,819 | $779,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 411,892 | $779,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 22,829 | $778,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 19,866 | $775,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 8,908 | $774,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 25,083 | $773,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 75,000 | $773,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 10,314 | $772,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 48,555 | $772,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 6,936 | $770,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 25,749 | $766,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,937 | $764,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 22,983 | $764,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 88,447 | $764,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 12,190 | $763,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 14,060 | $763,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 35,271 | $762,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 10,649 | $760,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 17,240 | $759,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 25,371 | $754,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 17,262 | $753,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 79,567 | $752,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 20,769 | $751,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 47,116 | $751,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 164,191 | $751,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 20,975 | $750,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 70,030 | $750,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 74,067 | $750,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |