13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRATON CORPORATION | 50077C106 | COM | 12,027 | $215,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 32,327 | $215,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 55,000 | $214,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 10,672 | $214,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 71,034 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 35,006 | $213,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,500 | $213,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 6,641 | $212,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 22,141 | $212,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 12,486 | $212,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 16,472 | $212,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 11,751 | $212,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,126 | $211,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,773 | $211,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 7,675 | $211,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 4,318 | $211,000 | thousands by filing date | principal |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,625 | $210,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 13,572 | $210,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,510 | $210,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 112,700 | $210,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 206,000 | $210,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 11,008 | $210,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,367 | $209,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,092 | $209,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 10,868 | $209,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,172 | $209,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,000 | $208,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 4,976 | $208,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 14,382 | $208,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 9,550 | $208,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 5,196 | $208,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 7,021 | $207,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 25,154 | $207,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 7,226 | $207,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 36,945 | $206,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,027 | $206,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 4,425 | $206,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 7,874 | $205,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 10,997 | $205,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 16,650 | $204,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 6,630 | $204,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 56,568 | $204,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,280 | $204,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 5,002 | $204,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 28,890 | $204,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 7,002 | $203,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 23,068 | $203,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 8,000 | $203,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 7,790 | $201,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,467 | $201,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 15,507 | $201,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 11,506 | $200,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,468 | $200,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,249 | $200,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 29,144 | $199,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 9,817 | $198,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 104,750 | $198,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,549 | $198,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,283 | $198,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 6,854 | $198,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 42,016 | $197,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,200 | $197,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 13,215 | $197,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,421 | $197,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 24,942 | $197,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 7,368 | $197,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 5,198 | $197,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 5,034 | $196,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 27,716 | $196,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 50,000 | $195,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,767 | $195,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 19,376 | $195,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 9,273 | $194,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,365 | $194,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,091 | $194,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 1,838 | $194,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 3,711 | $194,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 24,118 | $193,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,137 | $193,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,827 | $193,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 19,496 | $193,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 18,670 | $193,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 7,066 | $192,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,315 | $192,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,900 | $192,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 127,180 | $192,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 111,115 | $192,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,645 | $191,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 25,136 | $190,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 6,041 | $190,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 29,148 | $190,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,231 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,495 | $189,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $189,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 2,977 | $188,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 22,306 | $188,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,317 | $188,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 44,667 | $188,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 45,993 | $188,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $188,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 16,850 | $188,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,642 | $187,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 66,448 | $187,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 20,829 | $186,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,645 | $185,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 11,886 | $185,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,038 | $183,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,735 | $183,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,292 | $183,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 70,285 | $183,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 19,996 | $182,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 6,420 | $182,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,027 | $182,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 42,918 | $181,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 39,270 | $181,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 1,788 | $180,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,706 | $180,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 17,208 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 10,720 | $180,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 3,666 | $180,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 3,275 | $179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 5,473 | $179,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 28,400 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,171 | $178,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,620 | $178,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,028 | $177,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 8,196 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 4,895 | $177,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,689 | $177,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,794 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 88,974 | $177,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 40,477 | $177,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,148 | $176,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,025 | $176,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 545 | $175,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,358 | $175,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33,600 | $175,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 39,360 | $174,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6,286 | $174,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 3,232 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 2,955 | $174,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 6,370 | $174,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 19,225 | $174,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 14,602 | $173,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 10,580 | $172,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 53,421 | $172,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,400 | $172,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 99,243 | $172,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 21,419 | $171,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,102 | $171,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,553 | $171,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 10,282 | $170,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,731 | $170,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 41,189 | $170,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 10,250 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 12,176 | $169,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 21,211 | $169,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,876 | $168,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 22,648 | $168,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,549 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 18,031 | $168,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 14,168 | $168,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 12,481 | $167,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 2,436 | $167,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,417 | $167,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 52,200 | $167,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 29,324 | $167,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 6,930 | $166,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,416 | $165,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 20,367 | $165,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 6,755 | $165,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 6,952 | $165,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,129 | $165,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 25,931 | $165,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 6,459 | $165,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 8,406 | $164,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,835 | $164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,839 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,139 | $163,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 5,695 | $163,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 1,458 | $163,000 | thousands by filing date | principal |
| ADVANSIX INC | 00773T101 | COM | 12,538 | $162,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 8,226 | $162,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,688 | $161,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 7,885 | $161,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,624 | $161,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,731 | $161,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 7,847 | $161,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 2,950 | $160,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $160,000 | thousands by filing date | put |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 11,984 | $160,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,744 | $160,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 5,802 | $160,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 4,400 | $160,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,602 | $159,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 5,927 | $159,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 32,500 | $159,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 5,807 | $159,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 3,400 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,908 | $159,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,900 | $158,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,198 | $158,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 4,323 | $157,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,059 | $157,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 19,037 | $157,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,421 | $157,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 36,445 | $157,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,300 | $157,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 28,402 | $157,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 23,847 | $157,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 62,775 | $156,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 38,179 | $155,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,804 | $155,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,202 | $155,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 29,551 | $155,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,822 | $154,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,800 | $154,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 6,033 | $154,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,260 | $153,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,071 | $153,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 16,820 | $153,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 15,000 | $153,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,950 | $152,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,115 | $152,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,292 | $151,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 24,646 | $151,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 12,373 | $151,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,124 | $150,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 42,145 | $150,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 11,000 | $150,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 35,989 | $150,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,012 | $149,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 12,237 | $149,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,792 | $147,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,613 | $147,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 13,052 | $147,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,968 | $147,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 27,455 | $147,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 7,549 | $147,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,831 | $146,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 81,241 | $146,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 8,356 | $146,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,325 | $146,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 57,399 | $146,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 19,186 | $146,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,443 | $146,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,500 | $145,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 10,697 | $145,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 7,000 | $145,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 7,882 | $144,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 5,396 | $144,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 18,883 | $144,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,675 | $144,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 3,826 | $144,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,610 | $144,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,856 | $144,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 53,920 | $144,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 9,776 | $143,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 7,401 | $143,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,280 | $143,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 5,989 | $143,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,324 | $142,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,982 | $142,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 13,767 | $142,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 4,699 | $142,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 9,239 | $142,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,915 | $141,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,366 | $141,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 3,607 | $141,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 7,824 | $140,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,557 | $140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 4,075 | $140,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,928 | $140,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 50,716 | $139,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,846 | $139,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,280 | $139,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,706 | $139,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,455 | $139,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,559 | $139,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 9,876 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 17,705 | $139,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,120 | $138,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,742 | $138,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 5,106 | $138,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,373 | $138,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 3,743 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 6,276 | $137,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 40,252 | $137,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,432 | $137,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 49,517 | $137,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 16,649 | $137,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 38,482 | $136,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,779 | $136,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 18,356 | $136,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,935 | $136,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 41,108 | $136,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 127,955 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,000 | $135,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 15,644 | $135,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 7,424 | $135,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 54,108 | $134,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,841 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 3,626 | $134,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 36,489 | $134,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 7,992 | $134,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 60,750 | $134,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,162 | $134,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 19,314 | $134,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 8,428 | $133,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,768 | $133,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,000 | $133,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 6,656 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 9,069 | $133,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $132,000 | thousands by filing date | call |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 5,513 | $132,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 5,151 | $132,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8,089 | $132,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,545 | $132,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,795 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 6,808 | $131,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 11,655 | $131,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,807 | $131,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,833 | $131,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 6,065 | $131,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,339 | $131,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,745 | $131,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 9,510 | $130,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,533 | $130,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 9,070 | $130,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 9,330 | $130,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 5,453 | $130,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 58,288 | $130,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 53,557 | $129,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,200 | $129,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,144 | $129,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 17,277 | $129,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 2,765 | $129,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 3,001 | $128,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 2,369 | $128,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 4,492 | $127,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 28,151 | $127,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 4,622 | $127,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,244 | $126,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 9,329 | $126,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 8,027 | $126,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,204 | $126,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 5,937 | $126,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 19,615 | $125,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 5,435 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,493 | $125,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 5,426 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 3,984 | $125,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 9,510 | $125,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 35,455 | $124,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,359 | $124,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,823 | $124,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,862 | $124,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,639 | $124,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 5,596 | $124,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 29,596 | $123,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,560 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,407 | $123,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 35,510 | $122,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,268 | $122,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 16,726 | $122,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 4,680 | $121,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,423 | $120,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 9,810 | $120,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 11,151 | $119,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 9,400 | $119,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 9,800 | $119,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 11,130 | $118,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,000 | $118,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,296 | $118,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,065 | $118,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,720 | $118,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 26,617 | $117,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 4,356 | $117,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 188 | $117,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 27,134 | $117,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,142 | $117,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 21,654 | $116,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 3,569 | $116,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 14,449 | $116,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 12,822 | $116,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 178,851 | $116,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 2,490 | $116,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 2,232 | $115,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 16,671 | $115,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 4,231 | $115,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,226 | $114,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,041 | $114,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,583 | $114,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 7,248 | $113,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,814 | $113,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 18,756 | $113,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3,728 | $112,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 6,302 | $112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,118 | $112,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 5,501 | $112,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,600 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 5,240 | $112,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 6,599 | $112,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 28,097 | $112,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 2,539 | $112,000 | thousands by filing date | principal |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,613 | $111,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,163 | $111,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 2,227 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,500 | $110,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 3,752 | $110,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 3,639 | $110,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 165,724 | $110,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,698 | $110,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 4,259 | $110,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,400 | $110,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 68,557 | $109,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,811 | $109,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 12,950 | $109,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,237 | $109,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 13,798 | $109,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 11,140 | $109,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 600 | $109,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,602 | $109,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,673 | $108,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,823 | $108,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 4,124 | $108,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 16,527 | $108,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 77,000 | $108,000 | thousands by filing date | principal |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 70,000 | $108,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 35,719 | $108,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 1,130 | $107,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 6,349 | $107,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,288 | $107,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 11,420 | $107,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 75,300 | $107,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,941 | $107,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 5,225 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,493 | $107,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,420 | $107,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,309 | $106,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,000 | $106,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,062 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 7,781 | $106,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,540 | $106,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 8,488 | $106,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,040 | $105,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 16,318 | $105,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 4,126 | $105,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 2,400 | $105,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 8,152 | $104,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 30,758 | $104,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 49,891 | $104,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 7,185 | $104,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 232 | $104,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 2,778 | $103,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,593 | $103,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 38,651 | $103,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 17,769 | $103,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 5,861 | $103,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 2,406 | $103,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 10,531 | $103,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 23,205 | $103,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 35,532 | $103,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 113,976 | $103,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,817 | $103,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 18,144 | $102,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 4,405 | $102,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 6,955 | $102,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 5,150 | $102,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 2,614 | $102,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 300 | $101,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 124,852 | $101,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,803 | $101,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,839 | $101,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 30,750 | $100,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,700 | $100,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,471 | $100,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 20,663 | $100,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,050 | $100,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 57,924 | $100,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 11,262 | $100,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 4,000 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,791 | $99,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,607 | $99,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 4,109 | $99,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 10,388 | $98,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,500 | $98,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 735 | $98,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 11,838 | $97,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,540 | $97,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,402 | $97,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,921 | $97,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 12,600 | $97,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,913 | $97,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 3,995 | $97,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,587 | $96,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $96,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,347 | $96,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 7,351 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 2,150 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |