13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V514 | MSCI CHINA A | 68,281 | $2,506,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 81,563 | $2,505,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 41,203 | $2,504,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 81,290 | $2,496,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 125,497 | $2,495,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 8,000 | $2,489,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,061,896 | $2,485,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 51,026 | $2,485,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 435,500 | $2,482,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 44,337 | $2,472,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 31,770 | $2,469,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 477,211 | $2,468,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 18,200 | $2,467,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 65,020 | $2,467,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 63,600 | $2,458,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 25,500 | $2,455,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 183,809 | $2,455,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 250,800 | $2,453,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 280,445 | $2,449,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24,248 | $2,448,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 431,305 | $2,446,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75,385 | $2,446,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 175,500 | $2,443,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 58,353 | $2,443,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 323,128 | $2,443,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 90,173 | $2,438,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 64,642 | $2,431,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 51,700 | $2,427,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 31,935 | $2,425,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 140,128 | $2,423,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 51,770 | $2,419,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 886,484 | $2,419,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 83,478 | $2,415,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 454,500 | $2,413,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 74,080 | $2,409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 38,538 | $2,408,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 419,591 | $2,408,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 150,056 | $2,407,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 80,868 | $2,406,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 73,965 | $2,401,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 147,600 | $2,400,000 | thousands by filing date | call |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 50,723 | $2,398,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 130,233 | $2,395,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 621,897 | $2,389,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 127,246 | $2,387,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,310,000 | $2,387,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 65,766 | $2,386,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 25,500 | $2,380,000 | thousands by filing date | call |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 194,725 | $2,380,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 92,639 | $2,379,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,550,000 | $2,379,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 47,416 | $2,374,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 79,169 | $2,368,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 110,152 | $2,368,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 115,279 | $2,366,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 60,555 | $2,356,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10,000 | $2,354,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 100,000 | $2,351,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 43,227 | $2,343,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 102,430 | $2,342,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 82,568 | $2,341,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 87,518 | $2,331,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 113,710 | $2,327,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 90,592 | $2,323,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 33,984 | $2,316,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,315,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 64,801 | $2,313,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 35,643 | $2,312,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 406,045 | $2,310,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 38,063 | $2,310,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 43,068 | $2,308,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 234,508 | $2,304,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 44,057 | $2,303,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 41,700 | $2,297,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 87,363 | $2,295,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 42,746 | $2,292,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 56,343 | $2,292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 13,565 | $2,291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 81,617 | $2,288,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 65,547 | $2,285,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 98,263 | $2,283,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 46,708 | $2,280,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,000 | $2,271,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 107,674 | $2,268,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 24,624 | $2,267,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 91,512 | $2,266,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 121,830 | $2,258,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 30,489 | $2,255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 48,516 | $2,254,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 654,958 | $2,253,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 82,753 | $2,251,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 34,785 | $2,250,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 67,753 | $2,248,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 157,707 | $2,247,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $2,246,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 69,434 | $2,243,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 76,591 | $2,241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 41,093 | $2,239,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 10,400 | $2,238,000 | thousands by filing date | put |
| FS KKR CAP CORP II | 35952V303 | COM | 152,045 | $2,236,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 162,326 | $2,234,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 184,115 | $2,228,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 216,936 | $2,224,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 19,400 | $2,220,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 13,400 | $2,219,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,100 | $2,217,000 | thousands by filing date | put |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 729,391 | $2,217,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 67,849 | $2,213,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 43,303 | $2,213,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 114,531 | $2,210,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 15,859 | $2,209,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 29,507 | $2,208,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 150,672 | $2,206,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 22,252 | $2,198,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,000 | $2,195,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 366,916 | $2,194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 172,666 | $2,192,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 96,750 | $2,184,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 123,603 | $2,175,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 132,860 | $2,170,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 23,705 | $2,164,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 28,600 | $2,163,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 49,822 | $2,162,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 93,544 | $2,162,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 37,124 | $2,159,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 151,742 | $2,155,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 36,392 | $2,149,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 9,615 | $2,146,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 180,000 | $2,146,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 205,192 | $2,146,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 61,292 | $2,145,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 53,879 | $2,144,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 162,139 | $2,139,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 115,792 | $2,136,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8,800 | $2,135,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 74,993 | $2,135,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 43,244 | $2,133,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 30,536 | $2,133,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,000 | $2,129,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 40,220 | $2,127,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,530,000 | $2,127,000 | thousands by filing date | principal |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 89,411 | $2,127,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 157,146 | $2,126,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 78,801 | $2,126,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 34,122 | $2,121,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 206,681 | $2,121,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 61,571 | $2,120,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 56,906 | $2,116,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 94,162 | $2,109,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 210,348 | $2,108,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 42,031 | $2,107,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,427 | $2,106,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 165,459 | $2,101,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 34,731 | $2,093,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 21,831 | $2,092,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 245,416 | $2,084,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 27,332 | $2,084,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 64,483 | $2,083,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 158,002 | $2,081,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 121,121 | $2,075,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 203,298 | $2,074,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 50,633 | $2,073,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 75,294 | $2,070,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 48,325 | $2,069,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 130,043 | $2,066,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 103,056 | $2,064,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 107,569 | $2,063,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 158,575 | $2,062,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 46,145 | $2,059,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 205,000 | $2,058,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 208,925 | $2,056,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 80,055 | $2,047,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 183,626 | $2,046,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 296,408 | $2,045,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 54,200 | $2,044,000 | thousands by filing date | put |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 90,802 | $2,044,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 100,244 | $2,042,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 67,776 | $2,042,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 81,416 | $2,041,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,947 | $2,031,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 276,600 | $2,030,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 245,502 | $2,030,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 51,116 | $2,025,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 59,868 | $2,025,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 90,952 | $2,020,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 84,675 | $2,019,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 61,115 | $2,015,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 200,000 | $2,012,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 140,241 | $2,010,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 37,722 | $2,005,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 260,110 | $1,995,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 34,308 | $1,990,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 14,773 | $1,990,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 31,456 | $1,989,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 44,676 | $1,985,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 48,182 | $1,982,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 48,714 | $1,977,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 105,468 | $1,975,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 73,304 | $1,971,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 102,119 | $1,970,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 279,496 | $1,967,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 205,272 | $1,963,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 195,575 | $1,957,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 26,855 | $1,957,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 235,062 | $1,953,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 28,892 | $1,949,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 12,400 | $1,944,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 16,775 | $1,943,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 111,852 | $1,941,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 91,200 | $1,931,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 35,808 | $1,931,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 23,342 | $1,929,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 28,002 | $1,926,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 10,131 | $1,918,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 62,518 | $1,914,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 94,100 | $1,914,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 195,632 | $1,913,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 76,100 | $1,908,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 138,653 | $1,908,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17,245 | $1,903,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 54,928 | $1,901,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 226,476 | $1,901,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 72,321 | $1,900,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 178,170 | $1,900,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 170,622 | $1,899,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 252,528 | $1,899,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 45,782 | $1,897,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 37,701 | $1,888,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 20,386 | $1,879,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29,000 | $1,876,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 64,507 | $1,876,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 79,556 | $1,875,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 86,280 | $1,875,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 40,310 | $1,873,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 45,000 | $1,872,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100,000 | $1,870,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 40,694 | $1,869,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 27,489 | $1,868,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 218,047 | $1,866,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 71,843 | $1,863,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 30,442 | $1,862,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 24,625 | $1,858,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 80,318 | $1,858,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 40,563 | $1,856,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $1,853,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 137,059 | $1,849,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 84,076 | $1,849,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 32,375 | $1,848,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 94,000 | $1,847,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 182,568 | $1,847,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 300,000 | $1,845,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 125,105 | $1,844,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 115,403 | $1,842,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 136,378 | $1,840,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 361,185 | $1,838,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 25,000 | $1,833,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 75,403 | $1,832,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 42,042 | $1,831,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 39,195 | $1,828,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 62,952 | $1,827,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 246,136 | $1,824,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 67,129 | $1,822,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 46,883 | $1,820,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 136,897 | $1,819,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 39,700 | $1,816,000 | thousands by filing date | call |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 32,692 | $1,814,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 48,115 | $1,813,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 15,251 | $1,812,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 74,126 | $1,811,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 105,923 | $1,809,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 91,010 | $1,802,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 28,503 | $1,794,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 110,314 | $1,792,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 25,949 | $1,791,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 64,123 | $1,790,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 24,465 | $1,786,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 170,585 | $1,783,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 50,367 | $1,782,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 42,061 | $1,781,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 324,400 | $1,781,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 195,773 | $1,778,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 83,530 | $1,777,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,100 | $1,776,000 | thousands by filing date | put |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 73,202 | $1,775,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 25,918 | $1,774,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 79,181 | $1,774,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 119,720 | $1,771,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 127,193 | $1,770,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 63,494 | $1,769,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 80,588 | $1,764,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 53,878 | $1,764,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 200,000 | $1,762,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 116,200 | $1,762,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 48,177 | $1,762,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 63,948 | $1,759,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 27,545 | $1,759,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 74,735 | $1,756,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 199,000 | $1,755,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 52,540 | $1,755,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 168,566 | $1,755,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 33,079 | $1,747,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 33,702 | $1,747,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 62,229 | $1,746,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 65,768 | $1,746,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 65,418 | $1,745,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 47,755 | $1,742,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 18,862 | $1,737,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 38,710 | $1,736,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 285,647 | $1,732,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 63,827 | $1,730,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 50,584 | $1,730,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 56,359 | $1,729,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 128,441 | $1,729,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 30,602 | $1,728,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 73,841 | $1,725,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 110,000 | $1,720,000 | thousands by filing date | put |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 64,839 | $1,718,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 19,579 | $1,714,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 109,400 | $1,713,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 23,000 | $1,710,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 53,924 | $1,710,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 28,678 | $1,708,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 63,408 | $1,708,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 50,290 | $1,707,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 57,083 | $1,706,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 138,776 | $1,705,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 28,608 | $1,705,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 114,796 | $1,705,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 84,900 | $1,704,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 139,384 | $1,704,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 237,126 | $1,703,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 35,700 | $1,700,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 65,510 | $1,696,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 81,362 | $1,694,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 24,822 | $1,688,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 141,219 | $1,688,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 108,491 | $1,687,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 149,575 | $1,680,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 81,147 | $1,676,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,673,000 | thousands by filing date | put |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 270,259 | $1,673,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 58,552 | $1,668,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 76,600 | $1,666,000 | thousands by filing date | put |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 42,078 | $1,665,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 203,906 | $1,664,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 29,778 | $1,660,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 133,626 | $1,660,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 83,923 | $1,655,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 100,000 | $1,654,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 100,000 | $1,654,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 41,050 | $1,653,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,381 | $1,651,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 114,854 | $1,649,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 135,312 | $1,649,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 182,174 | $1,649,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 43,994 | $1,649,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 176,458 | $1,647,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 148,127 | $1,646,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,600,000 | $1,646,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 36,841 | $1,645,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 20,800 | $1,641,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 20,582 | $1,632,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 45,885 | $1,632,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 28,831 | $1,629,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,000 | $1,627,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 60,544 | $1,626,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 691,627 | $1,625,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 100,686 | $1,624,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 43,798 | $1,622,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 143,952 | $1,612,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 300,215 | $1,611,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 131,000 | $1,610,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 243,197 | $1,610,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 50,000 | $1,609,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 46,765 | $1,609,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 11,916 | $1,608,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 61,653 | $1,607,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 40,064 | $1,604,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,220 | $1,601,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 96,715 | $1,600,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 168,120 | $1,597,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 116,741 | $1,596,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 115,518 | $1,595,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 42,165 | $1,592,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 94,315 | $1,592,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 66,447 | $1,591,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 52,797 | $1,589,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 69,015 | $1,586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 36,440 | $1,584,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 16,278 | $1,584,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 103,606 | $1,582,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 131,010 | $1,580,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,293 | $1,579,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 31,241 | $1,578,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 34,800 | $1,576,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 64,179 | $1,573,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 91,183 | $1,569,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 44,957 | $1,566,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 9,157 | $1,565,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 19,871 | $1,563,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 70,958 | $1,563,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 151,070 | $1,562,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 63,563 | $1,562,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 18,670 | $1,560,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 40,264 | $1,559,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,498 | $1,559,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 51,842 | $1,559,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 41,221 | $1,554,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 91,389 | $1,552,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 55,642 | $1,550,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 16,607 | $1,548,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 58,657 | $1,548,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 283,960 | $1,548,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 315,564 | $1,548,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 38,959 | $1,544,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 85,849 | $1,542,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 46,872 | $1,537,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 204,146 | $1,535,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 76,674 | $1,532,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 24,412 | $1,532,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 98,685 | $1,531,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 48,906 | $1,530,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,437 | $1,524,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 44,658 | $1,521,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 260,641 | $1,519,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 28,626 | $1,517,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 58,975 | $1,516,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 101,762 | $1,515,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 473,283 | $1,515,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 55,462 | $1,514,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 41,241 | $1,513,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 247,950 | $1,512,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 99,500 | $1,510,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 12,700 | $1,503,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 36,587 | $1,503,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 58,746 | $1,503,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 323,200 | $1,503,000 | thousands by filing date | put |
| ISHARES TR | 46435U697 | IBONDS DEC | 55,408 | $1,501,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 36,969 | $1,499,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 69,680 | $1,497,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 58,300 | $1,496,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 15,640 | $1,495,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 28,110 | $1,494,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 50,213 | $1,493,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 47,202 | $1,492,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,970 | $1,491,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 19,000 | $1,490,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 26,339 | $1,490,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 27,830 | $1,486,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 59,614 | $1,481,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 106,955 | $1,480,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 107,734 | $1,478,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 363,265 | $1,471,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 38,090 | $1,467,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 8,399 | $1,466,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 12,326 | $1,463,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 330,633 | $1,458,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 357,140 | $1,457,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 43,432 | $1,456,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 65,953 | $1,454,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 28,118 | $1,454,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 27,528 | $1,453,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 14,105 | $1,452,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 61,769 | $1,451,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 66,509 | $1,448,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 174,654 | $1,444,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 105,621 | $1,441,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 83,392 | $1,441,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 73,406 | $1,438,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 64,004 | $1,431,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 98,301 | $1,429,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 31,126 | $1,427,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 44,385 | $1,425,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 33,284 | $1,422,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,018 | $1,421,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 50,524 | $1,420,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 149,996 | $1,420,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 45,564 | $1,418,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 72,124 | $1,418,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 179,464 | $1,416,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 51,035 | $1,414,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 19,759 | $1,413,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 129,571 | $1,409,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 25,977 | $1,407,000 | thousands by filing date | principal |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 32,334 | $1,406,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,754 | $1,402,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,794 | $1,401,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 73,922 | $1,394,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 57,578 | $1,392,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 69,080 | $1,392,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 41,900 | $1,385,000 | thousands by filing date | put |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 19,944 | $1,381,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,241,100 | $1,378,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 34,615 | $1,376,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 88,872 | $1,369,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 105,239 | $1,365,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 227,698 | $1,362,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 24,408 | $1,357,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 57,326 | $1,357,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 118,153 | $1,356,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |