13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,260,422 | $5,029,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 274,968 | $5,029,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 97,700 | $5,015,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 268,169 | $5,015,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 83,009 | $4,996,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 750,000 | $4,995,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 30,100 | $4,992,000 | thousands by filing date | put |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 41,146 | $4,982,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 347,500 | $4,976,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 137,569 | $4,966,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 159,570 | $4,965,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 95,847 | $4,963,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 295,557 | $4,936,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 156,802 | $4,923,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 218,234 | $4,922,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 123,899 | $4,918,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 64,599 | $4,912,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 183,489 | $4,912,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 237,058 | $4,909,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 168,295 | $4,903,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 352,000 | $4,896,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 29,044 | $4,894,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 75,000 | $4,894,000 | thousands by filing date | call |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 471,704 | $4,873,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 185,216 | $4,868,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 79,553 | $4,863,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 469,158 | $4,856,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 91,710 | $4,854,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 46,244 | $4,848,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 178,643 | $4,846,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 100,502 | $4,839,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 104,212 | $4,837,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 139,181 | $4,836,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 131,861 | $4,829,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 140,664 | $4,820,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 20,282 | $4,795,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 568,000 | $4,794,000 | thousands by filing date | call |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 121,209 | $4,766,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 263,710 | $4,760,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 6,572,000 | $4,757,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,440 | $4,747,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 54,333 | $4,746,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 133,270 | $4,745,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20,066 | $4,745,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 26,174 | $4,720,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 321,202 | $4,719,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 3,062,000 | $4,718,000 | thousands by filing date | principal |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 184,872 | $4,713,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 317,065 | $4,702,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 28,745 | $4,701,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 68,801 | $4,700,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 99,162 | $4,686,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 67,734 | $4,684,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 210,620 | $4,672,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 15,968 | $4,667,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 563,328 | $4,654,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 64,678 | $4,645,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 44,337 | $4,641,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 36,828 | $4,631,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 228,845 | $4,620,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 94,000 | $4,613,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 117,227 | $4,605,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 95,683 | $4,600,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 209,577 | $4,584,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 57,400 | $4,570,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,830,000 | $4,567,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35,000 | $4,564,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 53,805 | $4,555,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 78,573 | $4,548,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 4,981,000 | $4,548,000 | thousands by filing date | principal |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 549,104 | $4,541,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 108,416 | $4,528,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 276,597 | $4,514,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 49,716 | $4,509,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 43,041 | $4,488,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 971,257 | $4,477,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 394,142 | $4,477,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 50,259 | $4,472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 108,124 | $4,471,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 88,177 | $4,467,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 140,068 | $4,460,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 115,224 | $4,452,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 81,626 | $4,446,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 310,000 | $4,439,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 1,580,255 | $4,425,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 43,287 | $4,422,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 76,800 | $4,417,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 125,041 | $4,416,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 174,252 | $4,412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 21,340 | $4,402,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 105,903 | $4,401,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 397,500 | $4,400,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 128,732 | $4,382,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 163,291 | $4,380,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 77,812 | $4,374,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 259,041 | $4,368,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 28,694 | $4,364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 105,566 | $4,362,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 32,996 | $4,359,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 89,372 | $4,348,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 239,137 | $4,337,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 277,433 | $4,336,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 83,804 | $4,336,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 34,509 | $4,332,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 118,496 | $4,330,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 4,839,000 | $4,313,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 309,500 | $4,308,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 130,100 | $4,301,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 378,918 | $4,294,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 73,247 | $4,293,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 422,896 | $4,273,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 198,738 | $4,259,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 453,139 | $4,255,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 141,875 | $4,255,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 150,000 | $4,244,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 103,894 | $4,235,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,058,608 | $4,234,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 120,639 | $4,222,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 102,735 | $4,220,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 387,688 | $4,207,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 621,322 | $4,206,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 106,471 | $4,202,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 60,000 | $4,202,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 60,000 | $4,202,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 500,000 | $4,200,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 104,706 | $4,194,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 353,057 | $4,194,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 305,737 | $4,192,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 30,500 | $4,188,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 56,368 | $4,187,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 73,850 | $4,182,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 305,202 | $4,178,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 28,011 | $4,176,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 75,000 | $4,174,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 103,685 | $4,162,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 189,722 | $4,161,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 48,023 | $4,150,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 280,111 | $4,138,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 414,968 | $4,138,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 675,891 | $4,137,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 68,654 | $4,136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 139,052 | $4,125,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 113,459 | $4,115,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 19,700 | $4,105,000 | thousands by filing date | call |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 73,820 | $4,104,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,000 | $4,092,000 | thousands by filing date | call |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 3,300,000 | $4,091,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 452,270 | $4,075,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 156,246 | $4,048,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 41,790 | $4,018,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 184,114 | $4,015,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 401,200 | $4,012,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 400,000 | $4,008,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 144,515 | $4,007,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,023,084 | $4,006,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 85,689 | $4,005,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 45,086 | $3,998,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 338,876 | $3,998,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 32,888 | $3,991,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 90,259 | $3,991,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 134,654 | $3,988,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 137,643 | $3,985,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 52,443 | $3,975,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 79,401 | $3,960,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 79,571 | $3,959,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 66,639 | $3,955,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 135,316 | $3,954,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 416,872 | $3,944,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 145,376 | $3,943,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 84,849 | $3,934,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 194,361 | $3,921,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 47,538 | $3,910,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 191,239 | $3,903,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 234,718 | $3,887,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 90,000 | $3,880,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 127,464 | $3,869,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 98,860 | $3,868,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 49,929 | $3,861,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 112,500 | $3,859,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 96,306 | $3,857,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,701,645 | $3,846,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,006,000 | $3,843,000 | thousands by filing date | principal |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 253,312 | $3,835,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 155,317 | $3,832,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 128,774 | $3,830,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,757 | $3,829,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 114,016 | $3,826,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 472,262 | $3,821,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 120,000 | $3,817,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 27,043 | $3,788,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 75,406 | $3,785,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 293,925 | $3,780,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 135,377 | $3,768,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 316,054 | $3,768,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 66,891 | $3,767,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 59,225 | $3,765,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 148,396 | $3,764,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 101,784 | $3,754,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 105,000 | $3,746,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 51,490 | $3,744,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 15,514 | $3,738,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 14,886 | $3,737,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 209,318 | $3,737,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 373,305 | $3,734,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,953,761 | $3,722,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 82,207 | $3,717,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 136,891 | $3,715,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 94,200 | $3,695,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 62,421 | $3,684,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 348,290 | $3,681,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 314,507 | $3,680,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 411,206 | $3,680,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 108,828 | $3,670,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 104,753 | $3,668,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 140,262 | $3,665,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 231,988 | $3,661,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 381,551 | $3,652,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 19,278 | $3,650,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 65,652 | $3,647,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 65,119 | $3,645,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 129,690 | $3,644,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 67,000 | $3,610,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 57,100 | $3,608,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 120,065 | $3,595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 53,201 | $3,593,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 30,866 | $3,586,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 83,848 | $3,583,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 91,718 | $3,575,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 71,482 | $3,569,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 84,441 | $3,566,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 142,200 | $3,565,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 59,837 | $3,543,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 79,405 | $3,541,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 349,800 | $3,540,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 189,220 | $3,538,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 106,393 | $3,533,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 197,259 | $3,532,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 91,936 | $3,524,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 616,683 | $3,515,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 72,216 | $3,512,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 343,291 | $3,512,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 174,725 | $3,509,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 34,000 | $3,504,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 83,456 | $3,504,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 80,096 | $3,504,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 125,911 | $3,503,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 48,481 | $3,502,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 201,216 | $3,502,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 30,000 | $3,501,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 372,921 | $3,496,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 492,057 | $3,483,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 875,000 | $3,482,000 | thousands by filing date | put |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 73,067 | $3,482,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 229,179 | $3,480,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 100,000 | $3,474,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 105,000 | $3,470,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 85,722 | $3,467,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 125,469 | $3,464,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 31,935 | $3,460,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 52,849 | $3,443,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 245,299 | $3,439,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 98,641 | $3,436,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 23,000 | $3,430,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 114,806 | $3,429,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 130,243 | $3,422,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15,000 | $3,419,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 101,239 | $3,417,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 117,301 | $3,412,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 54,107 | $3,410,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 72,356 | $3,408,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 70,400 | $3,405,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 114,990 | $3,399,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 139,263 | $3,397,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,519,000 | $3,384,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 821,478 | $3,377,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 41,955 | $3,376,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 103,937 | $3,370,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 64,547 | $3,368,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 244,295 | $3,357,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 42,432 | $3,353,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 380,480 | $3,352,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 75,300 | $3,351,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W323 | CMN | 138,185 | $3,344,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 184,980 | $3,333,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 60,072 | $3,328,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 137,830 | $3,323,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 129,931 | $3,315,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 320,210 | $3,314,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 304,234 | $3,313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 48,238 | $3,305,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 246,560 | $3,305,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 114,513 | $3,301,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 186,436 | $3,298,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 63,122 | $3,297,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 70,976 | $3,292,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 71,122 | $3,290,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 84,411 | $3,288,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 329,478 | $3,288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 73,968 | $3,283,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 307,437 | $3,283,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 616,758 | $3,275,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 86,600 | $3,266,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 50,656 | $3,266,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 209,871 | $3,262,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 126,533 | $3,262,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 109,809 | $3,261,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 26,944 | $3,259,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 78,538 | $3,256,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 167,741 | $3,251,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 55,887 | $3,248,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 98,873 | $3,244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 73,090 | $3,242,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 217,959 | $3,241,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 40,000 | $3,238,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 50,000 | $3,230,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 128,728 | $3,217,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 22,675 | $3,217,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 113,485 | $3,217,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 84,227 | $3,214,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 27,500 | $3,210,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 175,800 | $3,208,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 19,400 | $3,206,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 136,722 | $3,185,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 240,170 | $3,183,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 50,000 | $3,173,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 40,947 | $3,169,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 94,028 | $3,163,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 129,967 | $3,161,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,000 | $3,143,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 25,395 | $3,142,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 586,014 | $3,141,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 91,680 | $3,136,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 12,900 | $3,129,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 28,392 | $3,125,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 154,638 | $3,113,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 483,988 | $3,108,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 41,970 | $3,103,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 62,532 | $3,101,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,000 | $3,091,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 19,782 | $3,086,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 109,367 | $3,083,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 59,438 | $3,076,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 74,741 | $3,075,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 75,194 | $3,071,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 44,334 | $3,069,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 300,601 | $3,066,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 36,900 | $3,061,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 530,000 | $3,058,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 76,518 | $3,054,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 59,054 | $3,053,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 113,804 | $3,045,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 17,100 | $3,037,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 198,836 | $3,036,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 97,276 | $3,036,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 218,978 | $3,033,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 269,637 | $3,027,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 115,164 | $3,026,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 290,618 | $3,020,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 74,100 | $3,018,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 207,884 | $3,017,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 132,458 | $3,016,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 68,466 | $3,013,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 30,000 | $3,008,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 297,237 | $2,999,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 72,889 | $2,998,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 114,270 | $2,990,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 75,684 | $2,989,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 65,627 | $2,984,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 256,506 | $2,983,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 31,252 | $2,979,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,000 | $2,978,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 88,201 | $2,974,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 251,242 | $2,973,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $2,970,000 | thousands by filing date | put |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,959,000 | $2,970,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 79,597 | $2,969,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 119,378 | $2,968,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 120,369 | $2,953,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 236,011 | $2,952,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 136,625 | $2,948,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 26,403 | $2,939,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 54,939 | $2,939,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 72,812 | $2,935,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 99,800 | $2,928,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 237,464 | $2,927,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 160,571 | $2,923,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 63,145 | $2,922,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,000 | $2,918,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $2,910,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 156,959 | $2,909,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40,168 | $2,905,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 90,295 | $2,900,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 280,700 | $2,893,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 61,993 | $2,892,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 138,253 | $2,890,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 90,524 | $2,879,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 420,767 | $2,878,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 303,081 | $2,872,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 70,722 | $2,859,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 112,065 | $2,857,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 194,156 | $2,856,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 19,563 | $2,849,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 64,500 | $2,849,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 95,000 | $2,845,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 75,920 | $2,845,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 109,949 | $2,842,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 77,400 | $2,829,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 30,781 | $2,829,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,032,169 | $2,828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 82,535 | $2,822,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 175,286 | $2,816,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 523,257 | $2,800,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,440 | $2,792,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 462,742 | $2,790,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 108,928 | $2,788,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 41,610 | $2,787,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 28,291 | $2,785,000 | thousands by filing date | principal |
| SITE CENTERS CORP | 82981J109 | COM | 386,478 | $2,783,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 28,142 | $2,779,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 37,807 | $2,779,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 53,257 | $2,778,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 92,065 | $2,778,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 132,595 | $2,771,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 98,688 | $2,771,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 61,488 | $2,753,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 122,294 | $2,751,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 20,118 | $2,749,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 139,389 | $2,746,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 114,157 | $2,745,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 266,026 | $2,745,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 184,701 | $2,743,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 142,682 | $2,730,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 158,949 | $2,728,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 49,108 | $2,725,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 65,804 | $2,722,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 15,143 | $2,722,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 220,186 | $2,713,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 125,043 | $2,710,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 34,464 | $2,706,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 216,282 | $2,701,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 96,344 | $2,694,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 106,262 | $2,693,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 56,135 | $2,692,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 264,054 | $2,688,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 192,186 | $2,687,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 157,743 | $2,685,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 234,991 | $2,681,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 148,938 | $2,681,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 56,256 | $2,681,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 30,000 | $2,678,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 63,797 | $2,669,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 362,588 | $2,661,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 236,096 | $2,654,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 101,944 | $2,651,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 102,667 | $2,644,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 66,223 | $2,641,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 253,633 | $2,640,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 80,388 | $2,630,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 78,381 | $2,625,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 28,029 | $2,624,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 199,672 | $2,617,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 40,000 | $2,610,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 76,940 | $2,606,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 122,436 | $2,599,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,539,000 | $2,593,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 195,643 | $2,590,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 113,112 | $2,588,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 146,860 | $2,586,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 39,200 | $2,585,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,040,191 | $2,585,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,100 | $2,577,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 150,579 | $2,576,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 292,769 | $2,576,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 249,306 | $2,573,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 95,145 | $2,573,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 64,997 | $2,572,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 73,341 | $2,563,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 249,000 | $2,562,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,530,000 | $2,560,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 27,000 | $2,556,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 16,294 | $2,554,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 285,920 | $2,553,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 98,474 | $2,551,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 132,357 | $2,545,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 113,508 | $2,543,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 93,800 | $2,539,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 148,198 | $2,538,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 154,588 | $2,536,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 93,238 | $2,536,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 237,848 | $2,536,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 80,799 | $2,534,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 176,386 | $2,533,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 180,566 | $2,532,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 84,439 | $2,531,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 114,061 | $2,528,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 45,596 | $2,520,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 90,758 | $2,520,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 244,596 | $2,519,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 203,495 | $2,515,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 63,833 | $2,511,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |