13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 6,897 holding rows worth $280,381,917,000.
- Accession
- 0001567619-20-019770
- Filer
- CIK 1000275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,451 entries on the cover page, a total value of $280,381,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,381,917,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEALTH CATALYST INC | 42225T107 | COM | 289,775 | $10,606,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 165,747 | $10,600,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 126,167 | $10,597,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 200,000 | $10,590,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 319,682 | $10,575,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 64,436 | $10,556,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 94,404 | $10,552,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 7,651,000 | $10,538,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 164,476 | $10,478,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 6,817,000 | $10,470,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 47,544 | $10,460,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 156,736 | $10,447,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 400,000 | $10,444,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 70,760 | $10,438,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 164,598 | $10,423,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 121,300 | $10,422,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 125,500 | $10,410,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 57,000 | $10,398,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 130,000 | $10,390,000 | thousands by filing date | put |
| UBIQUITI INC | 90353W103 | COM | 62,292 | $10,381,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 246,967 | $10,339,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 259,720 | $10,321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 188,537 | $10,293,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100,000 | $10,276,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 640,588 | $10,263,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 401,456 | $10,229,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 495,227 | $10,211,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 344,142 | $10,204,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 463,959 | $10,189,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 246,971 | $10,185,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 510,658 | $10,167,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 707,414 | $10,165,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 442,079 | $10,141,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 78,522 | $10,137,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,376,527 | $10,132,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 248,558 | $10,121,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 230,494 | $10,105,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 322,442 | $10,103,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 103,443 | $10,094,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 314,287 | $10,092,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 398,973 | $10,052,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 569,900 | $10,047,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 208,458 | $10,037,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 366,704 | $10,029,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 232,827 | $10,023,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 71,197 | $10,022,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 372,273 | $10,019,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 180,550 | $10,008,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 337,541 | $9,995,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 530,967 | $9,988,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,300,700 | $9,977,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 653,093 | $9,933,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 171,479 | $9,925,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 125,325 | $9,888,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,820,202 | $9,866,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 322,070 | $9,849,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 344,874 | $9,808,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 160,804 | $9,804,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,960,000 | $9,797,000 | thousands by filing date | principal |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 179,925 | $9,794,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 545,957 | $9,779,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 708,949 | $9,763,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 376,843 | $9,703,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,911,000 | $9,697,000 | thousands by filing date | principal |
| PERDOCEO ED CORP | 71363P106 | COM | 792,005 | $9,694,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 186,637 | $9,693,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 59,625 | $9,665,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 869,496 | $9,660,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 382,462 | $9,657,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 238,853 | $9,629,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 498,655 | $9,614,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 434,965 | $9,604,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 28,045 | $9,600,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 392,146 | $9,596,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 80,640 | $9,586,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 267,500 | $9,563,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 499,019 | $9,552,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 58,500 | $9,551,000 | thousands by filing date | call |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 91,435 | $9,532,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 7,413,000 | $9,511,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108102 | CMN | 107,551 | $9,489,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 522,743 | $9,488,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 80,185 | $9,440,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 224,209 | $9,439,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 133,335 | $9,433,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 433,318 | $9,432,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 384,278 | $9,370,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 114,415 | $9,361,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 48,935 | $9,351,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 475,523 | $9,320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 181,574 | $9,311,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 149,829 | $9,275,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 161,032 | $9,275,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 45,903 | $9,265,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 261,861 | $9,251,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 544,965 | $9,226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 260,192 | $9,221,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 118,834 | $9,204,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 100,971 | $9,198,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 150,000 | $9,195,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 451,469 | $9,187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 249,824 | $9,184,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 303,574 | $9,145,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 184,638 | $9,142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 97,296 | $9,142,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 528,714 | $9,141,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,632,158 | $9,124,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 89,209 | $9,102,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 330,000 | $9,092,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 316,292 | $9,081,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 185,400 | $9,035,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 331,936 | $9,013,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 190,769 | $8,994,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 345,023 | $8,991,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 102,896 | $8,988,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,823,774 | $8,972,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 210,431 | $8,954,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 121,299 | $8,950,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 157,337 | $8,946,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 182,200 | $8,941,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 150,000 | $8,922,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 657,871 | $8,908,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 111,459 | $8,906,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 215,026 | $8,893,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 5,674,000 | $8,869,000 | thousands by filing date | principal |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 623,066 | $8,861,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 386,933 | $8,845,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 359,170 | $8,825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 239,261 | $8,749,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 374,520 | $8,749,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 60,000 | $8,736,000 | thousands by filing date | put |
| HUBBELL INC COM | 443510607 | Stock | 63,830 | $8,734,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500,000 | $8,730,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 30,460 | $8,725,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 106,500 | $8,715,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 787,299 | $8,699,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 257,275 | $8,678,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 279,298 | $8,665,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 616,218 | $8,664,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 88,910 | $8,663,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 834,419 | $8,662,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 819,306 | $8,632,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 681,803 | $8,618,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 98,483 | $8,573,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,002,734 | $8,563,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 157,659 | $8,551,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 131,700 | $8,518,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 395,325 | $8,496,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 206,880 | $8,492,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 668,600 | $8,471,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 171,500 | $8,467,000 | thousands by filing date | put |
| IAA INC | 449253103 | COM | 162,607 | $8,467,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 185,098 | $8,459,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,184,181 | $8,432,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 26,262 | $8,416,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 8,189,000 | $8,403,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 107,691 | $8,398,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,823,968 | $8,372,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 936,038 | $8,368,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 225,000 | $8,363,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 205,954 | $8,359,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 81,949 | $8,339,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 266,247 | $8,331,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 157,685 | $8,321,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 601,760 | $8,311,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 706,864 | $8,278,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 82,500 | $8,271,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 565,953 | $8,268,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 826,714 | $8,267,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 192,227 | $8,226,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 528,400 | $8,222,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 191,778 | $8,212,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 437,832 | $8,209,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 753,645 | $8,207,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 140,000 | $8,176,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 436,324 | $8,176,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 105,986 | $8,168,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 213,778 | $8,117,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 177,152 | $8,110,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 29,532 | $8,110,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 85,831 | $8,097,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 200,687 | $8,082,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 168,054 | $8,080,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,295,000 | $8,068,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 442,100 | $8,068,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 150,000 | $8,046,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 246,738 | $8,045,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 560,461 | $8,032,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 139,507 | $8,007,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 125,896 | $7,998,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 195,441 | $7,958,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 55,658 | $7,947,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 39,624 | $7,938,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 103,986 | $7,936,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 77,559 | $7,925,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 193,600 | $7,924,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 122,870 | $7,922,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 264,000 | $7,907,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 70,056 | $7,883,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 609,286 | $7,878,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,370,000 | $7,878,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 395,898 | $7,875,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 103,283 | $7,858,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 540,000 | $7,852,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 152,142 | $7,837,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 138,218 | $7,822,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 8,544,000 | $7,818,000 | thousands by filing date | principal |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 58,995 | $7,813,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,960,644 | $7,804,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 404,590 | $7,792,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 111,141 | $7,783,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 359,420 | $7,778,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 497,351 | $7,774,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 344,585 | $7,753,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 133,997 | $7,737,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 178,900 | $7,736,000 | thousands by filing date | call |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 241,429 | $7,731,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 80,743 | $7,718,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 110,000 | $7,715,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 183,807 | $7,691,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 349,007 | $7,671,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20,000 | $7,666,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 154,575 | $7,652,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 70,447 | $7,651,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 314,522 | $7,643,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 88,743 | $7,638,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 156,862 | $7,621,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 275,000 | $7,607,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 184,285 | $7,601,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 175,191 | $7,596,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 719,387 | $7,590,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 181,722 | $7,570,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 196,086 | $7,565,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 518,805 | $7,533,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 226,362 | $7,524,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 228,207 | $7,516,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 154,896 | $7,502,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100,000 | $7,499,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 110,603 | $7,487,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 190,500 | $7,473,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 95,721 | $7,464,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 272,617 | $7,443,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 215,804 | $7,442,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 70,499 | $7,441,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 43,341 | $7,429,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 594,841 | $7,429,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 261,477 | $7,415,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 434,427 | $7,402,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 203,385 | $7,393,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 437,181 | $7,390,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 118,263 | $7,379,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 43,412 | $7,378,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 57,039 | $7,376,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 646,288 | $7,375,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 154,502 | $7,331,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 57,145 | $7,311,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 43,864 | $7,303,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 526,612 | $7,283,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 324,724 | $7,279,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 66,806 | $7,276,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 200,171 | $7,212,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 195,184 | $7,208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 110,869 | $7,183,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 302,299 | $7,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 117,855 | $7,123,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 29,864 | $7,111,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $7,095,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 111,119 | $7,084,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 640,718 | $7,048,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 71,927 | $7,038,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 180,758 | $7,030,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 107,675 | $7,026,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 110,600 | $7,018,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 266,696 | $6,993,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 92,538 | $6,976,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 256,949 | $6,971,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 49,500 | $6,964,000 | thousands by filing date | call |
| ISHARES TR | 46435G243 | COM | 266,589 | $6,959,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 235,651 | $6,953,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,065,000 | $6,944,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 1,260,816 | $6,935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 109,521 | $6,923,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 454,017 | $6,855,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 52,823 | $6,851,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 190,700 | $6,850,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 253,197 | $6,843,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 345,434 | $6,840,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 551,401 | $6,834,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,044,508 | $6,828,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 118,876 | $6,824,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 95,000 | $6,822,000 | thousands by filing date | put |
| REALPAGE INC | 75606NAB5 | NOTE | 4,649,000 | $6,817,000 | thousands by filing date | principal |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 268,592 | $6,809,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 213,343 | $6,795,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 243,688 | $6,791,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 1,571,545 | $6,789,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 133,749 | $6,783,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200,000 | $6,782,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 743,043 | $6,775,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 130,000 | $6,769,000 | thousands by filing date | put |
| IAA INC | 449253103 | COM | 130,000 | $6,769,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 102,968 | $6,744,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 282,743 | $6,743,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 300,000 | $6,696,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 315,186 | $6,688,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 165,720 | $6,688,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 113,606 | $6,685,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 80,837 | $6,676,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 301,390 | $6,674,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 123,474 | $6,669,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 175,803 | $6,646,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 54,152 | $6,607,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 111,616 | $6,607,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 135,155 | $6,605,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 225,000 | $6,602,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 15,510 | $6,597,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 92,219 | $6,587,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 299,507 | $6,584,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 250,000 | $6,580,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 140,000 | $6,574,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 72,625 | $6,568,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 258,627 | $6,559,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 120,512 | $6,556,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 150,645 | $6,532,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 170,034 | $6,529,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 307,605 | $6,527,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 74,720 | $6,526,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 167,077 | $6,507,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,082,331 | $6,504,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 50,208 | $6,501,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 239,818 | $6,488,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 332,123 | $6,477,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 86,340 | $6,471,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 572,459 | $6,457,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 210,500 | $6,429,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 182,532 | $6,413,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 6,622,000 | $6,413,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $6,410,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 230,553 | $6,396,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 407,729 | $6,385,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 62,006 | $6,382,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 468,836 | $6,363,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 100,725 | $6,355,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 59,097 | $6,351,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 136,100 | $6,350,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 542,560 | $6,337,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 50,000 | $6,330,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 631,273 | $6,325,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 238,288 | $6,319,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 206,776 | $6,314,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 121,277 | $6,313,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 259,746 | $6,306,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 50,000 | $6,277,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 225,979 | $6,273,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 508,039 | $6,271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 184,142 | $6,264,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 188,485 | $6,256,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 169,260 | $6,244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 231,075 | $6,211,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 58,539 | $6,210,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 182,723 | $6,209,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 6,485,000 | $6,206,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 551,000 | $6,188,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 150,512 | $6,181,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 253,933 | $6,176,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 127,284 | $6,152,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 13,605 | $6,144,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 666,218 | $6,135,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 222,426 | $6,099,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 230,507 | $6,096,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 72,492 | $6,085,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 356,306 | $6,085,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 367,832 | $6,084,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 220,451 | $6,071,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 164,237 | $6,065,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 63,922 | $6,049,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 288,883 | $6,040,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,945,042 | $6,032,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 48,442 | $6,011,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 23,575 | $6,009,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,100 | $6,008,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 46,411 | $5,994,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 454,990 | $5,974,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 317,683 | $5,972,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 57,800 | $5,949,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 518,600 | $5,917,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 364,120 | $5,902,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 88,948 | $5,896,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 111,225 | $5,880,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 45,903 | $5,845,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 176,967 | $5,825,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,088,000 | $5,822,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 732,002 | $5,819,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,486,360 | $5,810,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 24,386 | $5,807,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 288,263 | $5,807,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 211,557 | $5,805,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $5,798,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $5,798,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 539,348 | $5,798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 324,043 | $5,778,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 111,953 | $5,778,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 925,000 | $5,763,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 201,442 | $5,763,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 340,468 | $5,737,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 301,100 | $5,718,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 26,723 | $5,718,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 107,645 | $5,700,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 25,000 | $5,699,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 70,447 | $5,689,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 207,444 | $5,684,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 343,889 | $5,680,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 54,000 | $5,679,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 366,795 | $5,671,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 252,057 | $5,670,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 94,481 | $5,664,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 56,783 | $5,659,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 25,787 | $5,658,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 96,014 | $5,656,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 321,998 | $5,652,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 107,355 | $5,634,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 942,443 | $5,608,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 774,072 | $5,605,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 92,800 | $5,604,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 237,425 | $5,603,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 255,524 | $5,601,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 728,971 | $5,594,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 61,804 | $5,592,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 313,115 | $5,587,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 128,906 | $5,587,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 558,993 | $5,584,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 128,003 | $5,580,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 353,782 | $5,569,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 125,100 | $5,567,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 48,973 | $5,558,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 498,093 | $5,548,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 41,172 | $5,542,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 322,373 | $5,539,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 39,353 | $5,537,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 116,097 | $5,535,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 56,420 | $5,530,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 73,431 | $5,517,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 189,327 | $5,506,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 559,112 | $5,496,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 39,600 | $5,489,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 33,012 | $5,482,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 689,955 | $5,478,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 164,864 | $5,474,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 137,999 | $5,472,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 37,468 | $5,471,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 21,409 | $5,455,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 150,000 | $5,453,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 95,500 | $5,449,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 119,471 | $5,445,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 98,462 | $5,428,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 90,292 | $5,419,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 46,400 | $5,417,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 5,000 | $5,412,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 371,472 | $5,409,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 298,891 | $5,381,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 97,754 | $5,361,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 398,082 | $5,354,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 2,024,024 | $5,343,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 800,200 | $5,329,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 201,401 | $5,324,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 112,172 | $5,317,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 216,795 | $5,301,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500,000 | $5,290,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 122,967 | $5,270,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 199,800 | $5,259,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 50,000 | $5,258,000 | thousands by filing date | put |
| AZEK CO INC | 05478C105 | CL A | 150,290 | $5,232,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 213,291 | $5,224,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 39,854 | $5,222,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 6,625,000 | $5,216,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 227,561 | $5,206,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9,989 | $5,199,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 65,000 | $5,186,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 612,960 | $5,180,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 5,401,000 | $5,178,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 154,837 | $5,167,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 55,680 | $5,161,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 160,702 | $5,150,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 486,156 | $5,143,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 334,145 | $5,143,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 51,800 | $5,141,000 | thousands by filing date | call |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 4,606,000 | $5,138,000 | thousands by filing date | principal |
| TEXTRON INC COM | 883203101 | Stock | 142,314 | $5,136,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 100,000 | $5,133,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 121,154 | $5,111,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 451,314 | $5,105,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 83,810 | $5,101,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 502,247 | $5,098,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 68,465 | $5,089,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 289,546 | $5,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 89,284 | $5,075,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 40,316 | $5,069,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,490,000 | $5,061,000 | thousands by filing date | principal |
| ISHARES TR | 464287846 | DOW JONES US ETF | 30,355 | $5,060,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 73,933 | $5,030,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019770 | this filing | 2020-11-16 | acceptance time not in the bulk data set |