13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 50,415 | $668,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 383,807 | $667,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 311,527 | $667,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 35,900 | $665,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 27,084 | $665,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 195,170 | $664,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 201,348 | $664,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 28,466 | $664,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 45,801 | $663,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 29,451 | $659,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 97,492 | $659,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 7,922 | $656,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 25,413 | $655,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 75,866 | $655,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 25,823 | $654,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 38,636 | $654,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 51,250 | $653,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 72,629 | $650,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 283,902 | $650,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 19,400 | $650,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,100 | $649,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 61,500 | $649,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 10,500 | $647,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 50,000 | $647,000 | thousands by filing date | call |
| CUREVAC N V | N2451R105 | COM | 13,884 | $646,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 89,657 | $645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 50,390 | $644,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,200 | $643,000 | thousands by filing date | put |
| SAFEHOLD INC | 78645L100 | COM | 10,332 | $642,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 18,881 | $641,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 664,785 | $641,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 16,392 | $640,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 328,063 | $639,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 28,092 | $638,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 75,994 | $638,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 51,196 | $638,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 28,900 | $638,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 969,910 | $635,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 244,258 | $635,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 49,288 | $634,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 37,048 | $633,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 13,534 | $633,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 16,351 | $632,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 56,659 | $631,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 431,876 | $631,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 51,471 | $630,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 15,539 | $630,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $628,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $628,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 68,909 | $624,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 65,518 | $623,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 51,642 | $623,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 13,825 | $623,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 48,561 | $622,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,914 | $621,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 39,935 | $620,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 7,088 | $620,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,783 | $618,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 34,843 | $617,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 57,106 | $616,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 10,208 | $615,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 13,157 | $615,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 175,741 | $614,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 23,471 | $614,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 30,373 | $613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 21,563 | $612,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 199,479 | $612,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 35,127 | $612,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 116,908 | $610,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 20,864 | $604,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 82,704 | $603,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 101,499 | $602,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 116,147 | $600,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 613,400 | $597,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 28,528 | $597,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,100 | $596,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,673 | $594,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 243,623 | $594,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 30,747 | $590,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 26,730 | $590,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 20,270 | $588,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 243,747 | $587,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 43,789 | $586,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 32,774 | $586,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 58,489 | $585,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,501 | $585,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 21,937 | $583,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 247,298 | $583,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 37,522 | $581,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 10,400 | $581,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 85,667 | $580,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 17,843 | $580,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 51,772 | $580,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 69,628 | $580,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 57,339 | $580,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 30,954 | $578,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 878,244 | $578,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,424 | $578,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 213,534 | $577,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 50,807 | $577,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 49,865 | $576,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 76,579 | $576,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 20,358 | $576,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 278,285 | $576,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 20,746 | $575,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 48,798 | $575,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 83,593 | $574,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 69,979 | $574,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 80,038 | $573,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 439,454 | $572,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 67,129 | $572,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 45,748 | $572,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 44,488 | $571,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,400 | $570,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 82,590 | $570,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,100 | $568,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 50,192 | $568,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 134,523 | $568,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 23,344 | $567,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 942,758 | $567,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 22,523 | $566,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 47,478 | $566,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 44,355 | $563,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 22,451 | $562,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 13,419 | $562,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 18,717 | $562,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 55,306 | $562,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 17,462 | $561,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 68,357 | $561,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 12,710 | $561,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 43,054 | $560,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 108,154 | $558,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 39,808 | $558,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 17,158 | $558,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 58,404 | $558,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 10,515 | $555,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 43,850 | $553,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 89,161 | $553,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 36,359 | $552,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 9,225 | $551,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 18,762 | $551,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 23,049 | $550,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 12,820 | $549,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 68,761 | $549,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,900 | $548,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,900 | $548,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 17,638 | $548,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 42,516 | $548,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 13,333 | $547,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 71,199 | $547,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 134,686 | $546,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 45,609 | $545,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 32,155 | $544,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 86,563 | $543,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 18,700 | $543,000 | thousands by filing date | call |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 50,514 | $541,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 49,093 | $541,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 33,918 | $541,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 31,248 | $540,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 14,248 | $537,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 28,291 | $535,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 40,969 | $535,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,523 | $534,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 32,130 | $533,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 11,944 | $531,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 29,379 | $529,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,498,292 | $527,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 88,073 | $527,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 53,258 | $526,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 64,215 | $525,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,002 | $525,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 18,148 | $525,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 52,108 | $525,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 17,752 | $524,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 14,393 | $523,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 129,691 | $522,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 50,001 | $522,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 222,750 | $521,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 277,116 | $521,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 54,804 | $521,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 32,785 | $520,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 62,835 | $519,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 220,800 | $519,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 15,300 | $519,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 163,575 | $518,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 827 | $518,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 84,000 | $518,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 40,121 | $517,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 46,723 | $517,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 59,743 | $516,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 34,184 | $514,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 31,608 | $514,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 50,100 | $514,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,406 | $512,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 37,753 | $511,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 18,192 | $511,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 108,000 | $510,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 25,092 | $510,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 50,000 | $510,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 33,031 | $508,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 37,100 | $508,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,723 | $507,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 29,518 | $506,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 19,028 | $506,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,450 | $506,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 62,087 | $505,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 50,000 | $505,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 50,428 | $504,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 73,711 | $504,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 50,001 | $504,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 44,599 | $503,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 143,065 | $503,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 411,053 | $502,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 62,934 | $502,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,416 | $501,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 8,600 | $500,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 11,986 | $500,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,311 | $498,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 30,973 | $498,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 68,876 | $497,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 26,400 | $497,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,154 | $496,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 94,504 | $496,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 17,147 | $496,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 28,926 | $495,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 56,382 | $494,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 37,294 | $494,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 54,461 | $493,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 56,224 | $493,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 60,489 | $493,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 19,406 | $493,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 43,355 | $491,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 59,886 | $491,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 21,968 | $491,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 32,637 | $491,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 55,488 | $491,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 47,790 | $490,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 29,622 | $487,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 58,290 | $487,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 91,450 | $486,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 64,220 | $485,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 13,304 | $485,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 7,381 | $484,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,700 | $482,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 25,630 | $482,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 5,000 | $481,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 91,231 | $479,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 21,685 | $478,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 18,646 | $477,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,500 | $476,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 26,750 | $476,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 36,767 | $476,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 29,144 | $476,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 234,223 | $476,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 46,837 | $474,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 11,680 | $473,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 32,875 | $472,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 519,305 | $472,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 47,513 | $471,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 8,642 | $470,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 553,000 | $469,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 30,000 | $467,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 33,761 | $467,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 18,465 | $467,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 252,959 | $467,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,751 | $466,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 38,551 | $465,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 173,225 | $464,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,600 | $463,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 87,945 | $463,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,684 | $462,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,363 | $462,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 144,090 | $461,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 42,509 | $461,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,900 | $460,000 | thousands by filing date | call |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 14,852 | $460,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 21,417 | $459,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,904 | $459,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 41,400 | $459,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 123,936 | $458,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 15,456 | $457,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,900 | $455,000 | thousands by filing date | put |
| NEWMARK GROUP INC | 65158N102 | CL A | 104,861 | $454,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,294 | $453,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 32,567 | $453,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 121,684 | $453,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,315 | $452,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 201,505 | $451,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 33,195 | $451,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 118,862 | $451,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 11,243 | $450,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 93,728 | $449,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 16,438 | $449,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 40,162 | $449,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $448,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 460,175 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 15,623 | $448,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 18,247 | $446,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 17,454 | $445,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 12,821 | $445,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 15,729 | $444,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 21,979 | $444,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 57,730 | $444,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 90,828 | $444,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 16,120 | $441,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 11,763 | $441,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 21,100 | $440,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 7,017 | $440,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 13,618 | $439,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 41,149 | $438,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 5,335 | $437,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 17,099 | $437,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 26,190 | $436,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 60,520 | $435,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 33,057 | $435,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,079 | $434,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 78,291 | $432,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 67,708 | $431,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 8,380 | $429,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 36,079 | $429,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 17,508 | $429,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 23,725 | $428,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 17,838 | $427,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 14,407 | $425,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 53,099 | $425,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,129 | $425,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 44,892 | $425,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 124,849 | $425,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 15,834 | $424,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 32,816 | $424,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 12,668 | $424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 9,885 | $422,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 37,749 | $422,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 20,287 | $421,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 52,132 | $421,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 13,710 | $421,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 19,078 | $420,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 12,201 | $420,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 14,380 | $419,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 24,520 | $419,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 106,797 | $419,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 28,300 | $418,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 29,513 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 16,187 | $418,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 24,366 | $418,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 58,829 | $417,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 31,047 | $416,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 47,891 | $416,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 367,634 | $416,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 130,473 | $415,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 200,000 | $415,000 | thousands by filing date | principal |
| ELFBEAUTYINC | 26856L103 | STOK | 22,551 | $414,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 22,316 | $414,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 27,324 | $414,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 12,754 | $414,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 19,658 | $413,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 16,169 | $412,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 72,100 | $411,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 36,289 | $411,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8,011 | $410,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 44,971 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 12,909 | $410,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 6,393 | $409,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 26,941 | $409,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 21,406 | $409,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 86,902 | $408,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 14,917 | $408,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 6,466 | $407,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 7,491 | $407,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 118,975 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 15,217 | $405,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 71,933 | $404,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 15,680 | $404,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,075 | $403,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,839 | $403,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,051 | $403,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,000 | $402,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 25,378 | $402,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 440,000 | $402,000 | thousands by filing date | principal |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 3,346,441 | $402,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 9,910 | $400,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 16,980 | $399,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 9,700 | $399,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 10,124 | $399,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 16,291 | $398,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 41,546 | $398,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 8,663 | $397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 5,456 | $397,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,900 | $396,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 64,843 | $395,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 12,884 | $394,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,463 | $393,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 13,334 | $393,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 143,412 | $392,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,162 | $392,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 59,022 | $392,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 22,369 | $391,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 79,555 | $391,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 15,174 | $391,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 75,304 | $391,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,500 | $390,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 22,747 | $390,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 19,915 | $389,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 26,416 | $388,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 11,301 | $385,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 11,756 | $385,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 3,848 | $385,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 52,993 | $385,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,503 | $384,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,550 | $384,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 34,953 | $384,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 40,600 | $383,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 8,600 | $383,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 4,666 | $383,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 43,861 | $382,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 72,560 | $382,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 59,318 | $382,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 94,320 | $382,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 23,177 | $381,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 28,510 | $379,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 41,209 | $379,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 10,279 | $379,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,485 | $378,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 25,626 | $378,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 74,858 | $377,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 20,409 | $377,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 60,796 | $377,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 57,377 | $375,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 24,906 | $375,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 25,872 | $375,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 57,868 | $375,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 38,260 | $375,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 26,725 | $374,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 7,413 | $374,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 18,986 | $373,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,025 | $372,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 175,409 | $372,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 229,866 | $372,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 35,603 | $371,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 40,000 | $370,000 | thousands by filing date | call |
| ZYNEX INC | 98986M103 | COM | 21,127 | $369,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 42,516 | $369,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 204,671 | $368,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 29,317 | $367,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 17,113 | $367,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,000 | $365,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 24,642 | $365,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 114,948 | $363,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 43,477 | $362,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 113,156 | $361,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 109,869 | $360,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 5,424 | $358,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,000 | $357,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342104 | ORD | 11,314 | $356,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 10,167 | $354,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 20,201 | $353,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 55,870 | $353,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 57,234 | $353,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 352,564 | $352,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 141,606 | $352,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 314,000 | $352,000 | thousands by filing date | principal |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 49,490 | $351,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 19,500 | $350,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 12,428 | $349,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,400 | $348,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,563 | $348,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 108,599 | $347,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 12,772 | $347,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 34,899 | $346,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 45,056 | $346,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,600 | $345,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 96,710 | $345,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 27,829 | $345,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 22,603 | $345,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 40,494 | $344,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 242,741 | $344,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 46,190 | $343,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 136,534 | $342,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 59,834 | $342,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 13,356 | $342,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 44,971 | $341,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 31,172 | $340,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 118,368 | $339,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 7,091 | $338,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 29,729 | $337,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 28,938 | $337,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 13,287 | $337,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 41,082 | $336,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,574 | $335,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,513 | $335,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 7,255 | $334,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 71,235 | $332,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 33,268 | $331,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 60,095 | $331,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 33,005 | $330,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 23,011 | $330,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 32,901 | $330,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 64,897 | $330,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 22,859 | $329,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 11,996 | $329,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |