13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 17,300 | $1,300,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 159,883 | $1,300,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 25,000 | $1,300,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 106,016 | $1,299,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 113,091 | $1,298,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 46,094 | $1,298,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 45,663 | $1,296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 30,534 | $1,296,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 21,000 | $1,294,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 65,056 | $1,292,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 87,811 | $1,291,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 200,060 | $1,280,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 20,988 | $1,277,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,783 | $1,275,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 210,018 | $1,273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 40,496 | $1,273,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 33,739 | $1,272,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 27,329 | $1,269,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 153,015 | $1,267,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 40,590 | $1,264,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 46,463 | $1,262,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 45,384 | $1,262,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,260,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 36,123 | $1,258,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 25,639 | $1,254,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 61,775 | $1,251,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 71,254 | $1,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 32,210 | $1,248,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 96,219 | $1,247,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 123,971 | $1,246,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 171,500 | $1,245,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 88,592 | $1,243,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 127,757 | $1,242,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,153 | $1,241,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 150,000 | $1,241,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 30,621 | $1,241,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 135,947 | $1,240,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 67,429 | $1,239,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 31,839 | $1,237,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 349,244 | $1,236,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 18,908 | $1,235,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 149,025 | $1,232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 18,232 | $1,232,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 362,771 | $1,230,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 124,712 | $1,229,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 134,189 | $1,226,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 67,429 | $1,226,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 69,697 | $1,226,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 94,772 | $1,225,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 102,800 | $1,225,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 37,279 | $1,221,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 29,168 | $1,220,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 207,958 | $1,220,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 58,847 | $1,220,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 103,074 | $1,219,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 115,584 | $1,218,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 105,733 | $1,217,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 91,273 | $1,213,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,400 | $1,213,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 86,971 | $1,213,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 71,453 | $1,212,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 44,735 | $1,211,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 27,080 | $1,210,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,393 | $1,205,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 47,447 | $1,204,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 27,134 | $1,203,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 164,920 | $1,202,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 286,914 | $1,202,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 343,222 | $1,201,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 197,689 | $1,199,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 73,177 | $1,199,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 100,392 | $1,198,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 72,414 | $1,198,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22,591 | $1,197,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 115,957 | $1,197,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 197,513 | $1,191,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 22,284 | $1,191,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 60,873 | $1,190,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 56,974 | $1,188,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 57,306 | $1,186,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 19,027 | $1,185,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 134,400 | $1,184,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 181,670 | $1,183,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 21,207 | $1,182,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 102,718 | $1,182,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 218,221 | $1,180,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 15,940 | $1,179,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 82,247 | $1,179,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 33,450 | $1,178,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 12,444 | $1,176,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26,436 | $1,175,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 83,588 | $1,173,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 105,733 | $1,173,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 337,000 | $1,172,000 | thousands by filing date | principal |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 58,901 | $1,171,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 80,276 | $1,168,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 156,685 | $1,167,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 22,161 | $1,167,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 150,190 | $1,163,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 117,288 | $1,161,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,944 | $1,160,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,550 | $1,160,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 92,626 | $1,158,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 44,061 | $1,157,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,400 | $1,156,000 | thousands by filing date | call |
| PROFOUND MED CORP | 74319B502 | COM NEW | 65,404 | $1,154,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 20,309 | $1,154,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 22,100 | $1,153,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 81,802 | $1,151,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14,400 | $1,149,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 78,649 | $1,149,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 14,075 | $1,146,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,900 | $1,145,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E127 | REIT ETF | 145,602 | $1,143,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 66,998 | $1,142,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,102,000 | $1,141,000 | thousands by filing date | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 29,006 | $1,139,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 221,729 | $1,139,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 86,334 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 18,268 | $1,133,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 83,295 | $1,129,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 82,510 | $1,129,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 196,541 | $1,127,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 92,299 | $1,126,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 281,482 | $1,126,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 26,744 | $1,123,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 70,561 | $1,123,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 44,874 | $1,117,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 140,669 | $1,117,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 92,500 | $1,115,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 83,580 | $1,114,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 105,356 | $1,114,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 69,384 | $1,099,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 24,778 | $1,095,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 33,301 | $1,092,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 37,642 | $1,091,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 27,737 | $1,089,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 548,945 | $1,087,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 133,356 | $1,086,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 166,310 | $1,086,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 219,520 | $1,084,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 32,060 | $1,082,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,600 | $1,081,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 206,145 | $1,076,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 46,780 | $1,076,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 70,693 | $1,075,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,600 | $1,073,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 42,788 | $1,073,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 19,174 | $1,072,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 133,328 | $1,072,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 28,734 | $1,071,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 14,544 | $1,071,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 36,085 | $1,069,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 133,372 | $1,067,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 21,174 | $1,067,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 51,230 | $1,066,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 31,206 | $1,065,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 417,610 | $1,065,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 72,425 | $1,064,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 105,186 | $1,064,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 7,165 | $1,064,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 57,862 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,772 | $1,062,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 55,558 | $1,061,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 27,190 | $1,059,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,000,000 | $1,059,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 83,012 | $1,058,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 261,888 | $1,053,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 34,778 | $1,053,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 65,900 | $1,053,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 172,801 | $1,051,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 80,365 | $1,048,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 55,512 | $1,048,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,600 | $1,044,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 150,000 | $1,044,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 29,103 | $1,043,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 126,149 | $1,043,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 50,064 | $1,038,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 32,382 | $1,038,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 73,831 | $1,038,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 79,422 | $1,035,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 65,072 | $1,034,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 36,263 | $1,034,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 69,564 | $1,029,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 105,566 | $1,023,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 46,452 | $1,021,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 49,200 | $1,020,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 77,360 | $1,020,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 47,569 | $1,017,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 46,222 | $1,017,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 39,948 | $1,013,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 100,002 | $1,009,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 119,382 | $1,008,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 124,486 | $1,006,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 47,956 | $1,003,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 100,002 | $1,002,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 100,001 | $1,002,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100,000 | $1,001,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 417,195 | $1,001,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 18,487 | $1,001,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 24,350 | $1,001,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,465 | $1,000,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 100,002 | $1,000,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 100,000 | $1,000,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 100,000 | $999,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 285,500 | $996,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 161,168 | $996,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 100,000 | $996,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,200 | $995,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,900 | $995,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 29,150 | $995,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 50,000 | $992,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 72,851 | $992,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 32,196 | $991,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 67,391 | $991,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 374,497 | $989,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 152,516 | $989,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 76,676 | $987,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 97,602 | $987,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 29,573 | $985,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 25,000 | $981,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 16,564 | $981,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 278,673 | $980,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 35,877 | $979,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 128,738 | $979,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 29,932 | $979,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 148,051 | $979,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 109,409 | $979,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 25,392 | $978,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 100,000 | $978,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,700 | $977,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 106,011 | $976,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 60,000 | $976,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 163,034 | $975,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 111,944 | $971,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 90,327 | $971,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 91,937 | $971,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,000,000 | $969,000 | thousands by filing date | principal |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 41,257 | $967,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 763,000 | $965,000 | thousands by filing date | principal |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 19,840 | $964,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 26,900 | $964,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 93,446 | $963,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 96,888 | $963,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 94,549 | $961,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 18,404 | $960,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 56,841 | $958,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 41,680 | $958,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 82,735 | $956,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 19,411 | $956,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 25,488 | $955,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,000,000 | $953,000 | thousands by filing date | principal |
| ENDAVA PLC ADS | 29260V105 | ADR | 15,074 | $952,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 33,950 | $952,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,311 | $951,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 60,026 | $950,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,200 | $946,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 431,839 | $945,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,717 | $941,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 67,123 | $940,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 112,509 | $939,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 149,625 | $935,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 95,000 | $935,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 95,000 | $935,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 365,137 | $935,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 40,332 | $934,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 105,397 | $934,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 24,547 | $932,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 101,012 | $932,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 12,318 | $930,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 67,794 | $930,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 60,165 | $927,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 16,513 | $927,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 24,129 | $926,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 26,453 | $925,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 43,498 | $923,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 61,309 | $921,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 28,576 | $920,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 34,026 | $918,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 76,900 | $917,000 | thousands by filing date | put |
| CHURCHILL CAP CORP III | 17144C104 | COM | 89,500 | $917,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 26,083 | $915,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 35,086 | $915,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 29,892 | $914,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 24,020 | $913,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 16,008 | $913,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 548,998 | $912,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12,600 | $911,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 86,611 | $911,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 76,500 | $910,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 356,207 | $908,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 139,721 | $908,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 462,618 | $908,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 52,489 | $908,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 73,079 | $907,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 187,120 | $907,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 7,014 | $905,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20,568 | $901,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 16,573 | $899,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 37,683 | $899,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 57,477 | $897,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 26,647 | $895,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 99,568 | $894,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,891 | $894,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 42,541 | $893,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 63,953 | $892,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 42,472 | $890,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 34,120 | $889,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 75,086 | $889,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 750,000 | $889,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 16,708 | $888,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 67,351 | $888,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 71,619 | $886,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 12,959 | $882,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 33,414 | $882,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 16,712 | $880,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 29,063 | $879,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 94,203 | $878,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,040,081 | $877,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,200 | $875,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 50,133 | $870,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,900 | $869,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 91,787 | $869,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 29,782 | $867,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 738,122 | $863,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 11,808 | $862,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 140,697 | $861,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 24,500 | $860,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 24,277 | $859,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 24,987 | $858,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 81,327 | $857,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 208,492 | $857,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 35,949 | $856,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 158,206 | $855,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,164 | $852,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,329,890 | $852,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 434,492 | $852,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 33,581 | $849,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 45,500 | $849,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 30,051 | $849,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 140,466 | $848,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 71,382 | $847,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 93,183 | $847,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 99,391 | $847,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,132 | $846,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 25,059 | $845,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 51,969 | $845,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 22,290 | $841,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 48,478 | $840,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 144,256 | $840,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 24,598 | $836,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 63,244 | $835,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 82,247 | $832,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 25,573 | $830,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 66,610 | $829,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 13,837 | $829,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 19,042 | $827,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 65,544 | $827,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 61,330 | $825,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,900 | $824,000 | thousands by filing date | put |
| SPLUNK INC | 848637AD6 | BOND | 571,000 | $824,000 | thousands by filing date | principal |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 126,826 | $823,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,688 | $819,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,000 | $816,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 88,476 | $813,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,500 | $811,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 272,727 | $810,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 175,158 | $809,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 44,159 | $808,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 140,776 | $808,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 43,890 | $807,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 26,957 | $802,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 232,125 | $798,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 23,182 | $798,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 105,835 | $795,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 19,294 | $793,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 16,400 | $793,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 15,404 | $791,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 26,391 | $789,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 47,127 | $786,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 131,656 | $786,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 56,759 | $786,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 41,500 | $785,000 | thousands by filing date | put |
| DOMO INC | 257554105 | COM CL B | 20,462 | $785,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,600 | $784,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 33,018 | $783,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 10,977 | $781,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 28,400 | $779,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 28,543 | $779,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 171,802 | $778,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,100 | $777,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 58,400 | $776,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 42,045 | $776,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 811,000 | $776,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,600 | $772,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 23,613 | $772,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 72,757 | $772,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 48,650 | $771,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 118,100 | $769,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 48,157 | $769,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 23,307 | $767,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 206,844 | $767,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 55,528 | $765,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 46,810 | $765,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 54,592 | $764,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 29,517 | $763,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 150,000 | $762,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 150,000 | $762,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 157,712 | $762,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 600,000 | $762,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 23,100 | $759,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 195,856 | $759,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 29,966 | $757,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 71,834 | $756,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 27,197 | $756,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 20,560 | $755,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 28,104 | $754,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 44,638 | $753,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 36,492 | $752,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,400 | $751,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 15,549 | $749,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 131,712 | $749,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 75,857 | $748,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 403,448 | $747,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 12,626 | $747,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 102,143 | $746,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 103,368 | $746,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 46,629 | $745,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 66,959 | $745,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 107,083 | $744,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 49,047 | $744,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 20,775 | $744,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 36,884 | $743,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 20,800 | $743,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,131 | $742,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 84,534 | $741,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 30,715 | $741,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 27,660 | $736,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 12,274 | $733,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 62,043 | $733,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 38,966 | $733,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 16,373 | $731,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 75,759 | $731,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 195,898 | $731,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 51,197 | $730,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 14,771 | $728,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 44,559 | $727,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 25,027 | $727,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 45,298 | $726,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 53,155 | $719,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 28,401 | $719,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 73,839 | $718,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,000 | $717,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 50,596 | $716,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 50,349 | $714,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 54,202 | $712,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 20,810 | $710,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 4,500 | $709,000 | thousands by filing date | call |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 65,366 | $709,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 167,063 | $707,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 39,910 | $705,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 21,257 | $703,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 30,653 | $703,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 110,288 | $702,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 22,599 | $702,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 148,921 | $701,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 28,600 | $701,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 105,281 | $701,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 91,780 | $701,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 13,162 | $701,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 18,439 | $700,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,538 | $700,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 59,546 | $699,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200,000 | $698,000 | thousands by filing date | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,528 | $698,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 27,278 | $696,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 46,400 | $696,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 46,125 | $694,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 8,695 | $693,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 82,213 | $691,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 12,353 | $691,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 94,364 | $689,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 43,922 | $688,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 32,898 | $686,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,387 | $686,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 48,767 | $684,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 63,922 | $684,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 60,065 | $682,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 14,570 | $681,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 18,198 | $679,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 51,701 | $678,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 65,437 | $676,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 15,700 | $675,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 23,590 | $675,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 47,728 | $675,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 29,704 | $675,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 172,724 | $673,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 15,619 | $671,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 14,371 | $671,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 55,571 | $670,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |