13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 39,019 | $2,483,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 158,600 | $2,465,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 63,718 | $2,461,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 552,641 | $2,459,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 119,945 | $2,454,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 157,500 | $2,448,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 287,988 | $2,445,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,700 | $2,440,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 79,527 | $2,437,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 109,263 | $2,434,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 76,961 | $2,433,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 147,343 | $2,431,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 22,400 | $2,427,000 | thousands by filing date | put |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 113,566 | $2,421,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 247,549 | $2,421,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 401,933 | $2,416,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,360,000 | $2,409,000 | thousands by filing date | principal |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 60,589 | $2,408,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 183,016 | $2,408,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 214,200 | $2,405,000 | thousands by filing date | put |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 138,704 | $2,402,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 524,059 | $2,400,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 93,811 | $2,399,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 46,396 | $2,397,000 | thousands by filing date | |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 47,320 | $2,397,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 127,884 | $2,391,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 71,400 | $2,382,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 74,146 | $2,382,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 90,000 | $2,381,000 | thousands by filing date | call |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 50,438 | $2,381,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 649,813 | $2,379,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 198,878 | $2,378,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 256,597 | $2,376,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 98,503 | $2,374,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 60,136 | $2,366,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 247,135 | $2,365,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 116,738 | $2,364,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 200,330 | $2,364,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 183,045 | $2,362,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 479,427 | $2,353,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 58,584 | $2,352,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 436,794 | $2,345,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 67,199 | $2,343,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 333,634 | $2,338,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 83,562 | $2,337,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 49,644 | $2,335,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 571,173 | $2,330,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 51,335 | $2,329,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 96,240 | $2,329,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 200,000 | $2,326,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 200,000 | $2,326,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 143,537 | $2,321,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 44,539 | $2,318,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 90,777 | $2,316,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 37,898 | $2,314,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 88,202 | $2,313,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 10,000 | $2,310,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 10,000 | $2,310,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 1,132,202 | $2,310,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 59,898 | $2,309,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 68,846 | $2,307,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 51,793 | $2,306,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 131,462 | $2,304,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 116,508 | $2,300,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $2,299,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 89,756 | $2,295,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 808 | $2,292,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 58,631 | $2,290,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 50,000 | $2,288,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 298,342 | $2,288,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 23,355 | $2,283,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 320,457 | $2,281,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 183,138 | $2,280,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 127,614 | $2,280,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 32,200 | $2,278,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 168,071 | $2,276,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 418,228 | $2,275,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 154,756 | $2,267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 35,653 | $2,267,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 93,772 | $2,266,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 509,689 | $2,259,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 94,175 | $2,255,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 161,513 | $2,249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 60,538 | $2,247,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 30,000 | $2,244,000 | thousands by filing date | call |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 285,100 | $2,244,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 141,632 | $2,243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 13,273 | $2,236,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 98,100 | $2,235,000 | thousands by filing date | call |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 64,158 | $2,235,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 43,147 | $2,231,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 88,629 | $2,228,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 83,889 | $2,227,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 58,680 | $2,226,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 54,187 | $2,225,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 140,009 | $2,225,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 37,011 | $2,221,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 91,407 | $2,220,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 66,470 | $2,218,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,528,153 | $2,216,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 135,700 | $2,209,000 | thousands by filing date | put |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 184,444 | $2,202,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 242,564 | $2,202,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 42,008 | $2,202,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 21,900 | $2,195,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 167,018 | $2,193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 46,850 | $2,192,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 121,136 | $2,191,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 107,382 | $2,190,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 116,739 | $2,190,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 163,824 | $2,187,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 79,367 | $2,185,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 15,363 | $2,179,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 110,221 | $2,178,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 133,598 | $2,175,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 51,916 | $2,174,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 192,564 | $2,174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 386,896 | $2,167,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 198,616 | $2,167,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,000 | $2,165,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 27,758 | $2,165,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 112,327 | $2,160,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 36,400 | $2,160,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 90,544 | $2,159,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 73,021 | $2,153,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $2,151,000 | thousands by filing date | put |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 40,014 | $2,141,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 158,897 | $2,137,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 179,216 | $2,130,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 108,794 | $2,130,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,800,000 | $2,130,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 87,093 | $2,126,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 345,866 | $2,126,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 113,620 | $2,119,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 125,316 | $2,118,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 73,100 | $2,116,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 25,947 | $2,116,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 40,327 | $2,112,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 107,638 | $2,103,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 19,000 | $2,100,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 27,686 | $2,098,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 451,275 | $2,098,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 238,430 | $2,098,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 62,397 | $2,096,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 45,268 | $2,094,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 39,360 | $2,092,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 77,754 | $2,092,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 274,466 | $2,091,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 248,486 | $2,082,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 30,332 | $2,077,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 276,246 | $2,077,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 24,900 | $2,070,000 | thousands by filing date | put |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 80,937 | $2,070,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 86,046 | $2,070,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 212,681 | $2,066,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 167,054 | $2,065,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 161,128 | $2,064,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 107,801 | $2,060,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 263,229 | $2,059,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 311,375 | $2,058,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,000,000 | $2,058,000 | thousands by filing date | principal |
| MEDALLIA INC | 584021109 | COM | 75,000 | $2,057,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 389,160 | $2,051,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 100,000 | $2,048,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16,999 | $2,045,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 326,449 | $2,044,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 116,559 | $2,042,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 94,482 | $2,042,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 97,593 | $2,034,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 61,443 | $2,031,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 107,843 | $2,028,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 633,944 | $2,022,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 92,603 | $2,019,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 100,000 | $2,018,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 73,271 | $2,016,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 92,621 | $2,013,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 200,000 | $2,008,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 175,293 | $2,007,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 85,254 | $2,004,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 183,252 | $2,001,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,500 | $1,998,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 166,371 | $1,998,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 28,888 | $1,996,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 127,456 | $1,994,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 51,466 | $1,988,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 163,514 | $1,987,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 56,304 | $1,987,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 209,180 | $1,985,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 62,706 | $1,984,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 192,906 | $1,979,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 200,958 | $1,977,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 30,667 | $1,977,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 248,207 | $1,973,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 332,964 | $1,968,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 154,605 | $1,960,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 53,300 | $1,947,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 569,221 | $1,946,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 336,488 | $1,942,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 22,504 | $1,937,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 36,249 | $1,936,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 403,687 | $1,933,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 50,446 | $1,932,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 8,100 | $1,929,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 207,881 | $1,926,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 80,642 | $1,921,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 133,998 | $1,917,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 222,899 | $1,915,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 138,742 | $1,913,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,107,000 | $1,913,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 67,406 | $1,911,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 77,106 | $1,910,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 47,451 | $1,906,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 94,920 | $1,905,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 23,385 | $1,905,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 230,315 | $1,903,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 47,928 | $1,898,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 41,630 | $1,898,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 300,000 | $1,893,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 457,098 | $1,893,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 43,597 | $1,891,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 97,847 | $1,888,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 364,227 | $1,887,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 89,533 | $1,885,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 104,000 | $1,883,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 123,214 | $1,881,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 446,843 | $1,880,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 89,042 | $1,879,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 61,109 | $1,877,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 132,100 | $1,877,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 50,505 | $1,875,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 68,046 | $1,873,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,900 | $1,870,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 74,884 | $1,867,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 112,419 | $1,866,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 186,573 | $1,864,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 272,441 | $1,864,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 72,593 | $1,864,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 106,911 | $1,861,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 136,764 | $1,859,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 55,797 | $1,855,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 93,504 | $1,854,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 176,347 | $1,854,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 167,737 | $1,853,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,633,000 | $1,853,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 66,651 | $1,850,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 46,500 | $1,846,000 | thousands by filing date | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 118,739 | $1,843,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 61,801 | $1,840,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 87,358 | $1,836,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 727,642 | $1,833,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 158,545 | $1,825,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 50,000 | $1,824,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 72,000 | $1,820,000 | thousands by filing date | call |
| DBX ETF TR | 233051242 | CMN | 60,443 | $1,816,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 121,883 | $1,813,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 74,375 | $1,813,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 121,017 | $1,811,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,600 | $1,811,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 49,900 | $1,808,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,000 | $1,808,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 12,749 | $1,807,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 48,153 | $1,805,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 68,457 | $1,802,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 48,756 | $1,796,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 178,520 | $1,786,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 25,000 | $1,785,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 184,777 | $1,784,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 114,039 | $1,782,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 32,695 | $1,782,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 105,912 | $1,779,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 327,174 | $1,777,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 185,689 | $1,776,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 22,452 | $1,774,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 48,726 | $1,774,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 218,057 | $1,771,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 134,083 | $1,770,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 57,886 | $1,760,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 515,131 | $1,757,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 80,424 | $1,757,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 91,968 | $1,756,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 42,611 | $1,755,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 103,250 | $1,753,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 12,900 | $1,748,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 299,918 | $1,745,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 136,576 | $1,744,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 66,124 | $1,742,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 58,505 | $1,740,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 101,907 | $1,735,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 22,990 | $1,733,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 34,251 | $1,733,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 297,694 | $1,730,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 79,463 | $1,729,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,552,000 | $1,729,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 18,900 | $1,726,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 121,320 | $1,718,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 235,059 | $1,718,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 135,054 | $1,716,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 29,800 | $1,712,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 30,152 | $1,712,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 81,730 | $1,712,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 296,633 | $1,709,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 148,564 | $1,707,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 35,537 | $1,706,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 65,613 | $1,706,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 24,100 | $1,705,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 147,278 | $1,705,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 137,200 | $1,704,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 160,210 | $1,701,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,003,000 | $1,696,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 67,400 | $1,693,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 40,949 | $1,693,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 39,978 | $1,689,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 144,320 | $1,688,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 176,486 | $1,687,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 502,624 | $1,684,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 11,300 | $1,683,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60,000 | $1,681,000 | thousands by filing date | put |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 24,873 | $1,680,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 148,940 | $1,673,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 101,487 | $1,671,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 29,761 | $1,668,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 40,819 | $1,667,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 161,132 | $1,666,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 142,678 | $1,665,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 427,460 | $1,663,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 54,866 | $1,659,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 75,963 | $1,658,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 164,288 | $1,658,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 25,231 | $1,658,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 237,946 | $1,658,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 95,144 | $1,650,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 148,840 | $1,647,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 271,964 | $1,647,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 106,941 | $1,647,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 289,222 | $1,646,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 190,073 | $1,643,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 59,393 | $1,643,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 70,368 | $1,641,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 11,700 | $1,639,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 393,792 | $1,635,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 42,297 | $1,632,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 49,415 | $1,631,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 168,760 | $1,628,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 42,968 | $1,620,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 113,751 | $1,620,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 151,917 | $1,620,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 122,414 | $1,619,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 260,549 | $1,612,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,000 | $1,608,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 125,108 | $1,604,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 276,439 | $1,603,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 65,756 | $1,603,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 40,209 | $1,602,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 16,139 | $1,601,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 155,072 | $1,601,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,000 | $1,599,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 168,769 | $1,591,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 540,940 | $1,590,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 59,437 | $1,590,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 35,607 | $1,588,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 881,690 | $1,587,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 112,841 | $1,586,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 621,000 | $1,585,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,950,000 | $1,583,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,600 | $1,582,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,600 | $1,582,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 40,004 | $1,573,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 20,176 | $1,568,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 96,550 | $1,565,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 33,800 | $1,564,000 | thousands by filing date | call |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 66,974 | $1,555,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 136,629 | $1,552,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 366,818 | $1,552,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 29,503 | $1,550,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 135,505 | $1,550,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 32,545 | $1,550,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 151,000 | $1,540,000 | thousands by filing date | put |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 51,694 | $1,535,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 26,669 | $1,534,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 133,051 | $1,530,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 160,833 | $1,526,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 49,651 | $1,521,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 80,905 | $1,521,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 67,784 | $1,519,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 94,294 | $1,518,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 27,770 | $1,515,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 125,951 | $1,511,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 139,625 | $1,509,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 6,222 | $1,506,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 101,966 | $1,503,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 92,361 | $1,502,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 19,722 | $1,497,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 115,748 | $1,489,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 147,500 | $1,488,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 124,327 | $1,487,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 49,199 | $1,487,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 11,971 | $1,486,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 23,400 | $1,485,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 16,200 | $1,479,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 17,398 | $1,477,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 40,028 | $1,475,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 14,667 | $1,475,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 121,820 | $1,474,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 195,566 | $1,470,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 66,738 | $1,470,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 81,633 | $1,465,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 41,373 | $1,464,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 13,800 | $1,462,000 | thousands by filing date | put |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 168,000 | $1,462,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 39,249 | $1,459,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 34,079 | $1,459,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 105,570 | $1,458,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 75,585 | $1,458,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 620,074 | $1,457,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 68,406 | $1,456,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 152,693 | $1,452,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 43,704 | $1,451,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 50,826 | $1,451,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 110,755 | $1,448,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,000 | $1,447,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 185,905 | $1,444,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 106,305 | $1,443,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 25,000 | $1,439,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 104,866 | $1,437,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 90,178 | $1,437,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 37,021 | $1,436,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 104,790 | $1,430,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 87,856 | $1,430,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 488,701 | $1,427,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 107,461 | $1,424,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 24,466 | $1,422,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 865,000 | $1,422,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 150,000 | $1,421,000 | thousands by filing date | put |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 41,827 | $1,419,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 37,621 | $1,419,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 50,696 | $1,417,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 99,060 | $1,414,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 69,288 | $1,413,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 115,147 | $1,411,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 150,000 | $1,409,000 | thousands by filing date | put |
| ECOVYST INC. | 73943T103 | Common Stock | 137,180 | $1,408,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 157,573 | $1,404,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 125,008 | $1,404,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 18,513 | $1,403,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 375,671 | $1,402,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 52,984 | $1,401,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 310,612 | $1,397,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 60,929 | $1,397,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 214,300 | $1,395,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 53,017 | $1,392,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 84,931 | $1,391,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 75,713 | $1,389,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 1,300,000 | $1,389,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,100,982 | $1,388,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 36,688 | $1,388,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 111,809 | $1,384,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 36,828 | $1,382,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 70,191 | $1,382,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 128,816 | $1,380,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 34,178 | $1,379,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 67,422 | $1,376,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 43,343 | $1,375,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 41,935 | $1,372,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 63,571 | $1,371,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 31,475 | $1,370,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 118,048 | $1,368,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10,000 | $1,367,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 32,373 | $1,366,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 103,142 | $1,365,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 178,123 | $1,364,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 92,747 | $1,364,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 52,870 | $1,363,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 44,500 | $1,361,000 | thousands by filing date | put |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,360,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 30,434 | $1,359,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 67,147 | $1,354,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 88,194 | $1,353,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,288,000 | $1,352,000 | thousands by filing date | principal |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 94,198 | $1,350,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 15,295 | $1,349,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 27,011 | $1,347,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 60,259 | $1,345,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 102,903 | $1,345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 100,098 | $1,344,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 260,657 | $1,340,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 45,609 | $1,338,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 67,328 | $1,333,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 25,000 | $1,333,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 55,979 | $1,327,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 84,343 | $1,326,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 128,000 | $1,321,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 68,684 | $1,319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 21,935 | $1,314,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 99,380 | $1,312,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25,000 | $1,311,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 26,495 | $1,307,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 55,610 | $1,306,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 102,416 | $1,306,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 126,071 | $1,304,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 128,713 | $1,301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |