13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,600 | $328,000 | thousands by filing date | put |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 11,390 | $328,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 71,696 | $328,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 67,065 | $327,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188,526 | $327,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 51,576 | $326,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 11,870 | $326,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 65,083 | $326,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 92,629 | $324,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 24,218 | $324,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 10,377 | $323,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 30,878 | $323,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 13,785 | $323,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 8,510 | $321,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 23,902 | $320,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 185,831 | $320,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,600 | $319,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 26,231 | $319,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 20,320 | $318,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,000 | $318,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 58,790 | $318,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 45,848 | $318,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 6,160 | $317,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 28,144 | $317,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 11,451 | $315,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 14,809 | $315,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,401 | $314,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,516 | $314,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 51,092 | $313,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,233 | $312,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 20,033 | $311,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 13,727 | $310,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 17,114 | $310,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 19,868 | $309,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 11,977 | $309,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,956 | $308,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 19,102 | $308,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 86,821 | $308,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 18,781 | $307,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 49,992 | $307,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,473 | $306,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 21,564 | $306,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 18,664 | $305,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 6,661 | $305,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 70,613 | $304,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 46,529 | $304,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 18,330 | $303,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 16,190 | $303,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,821 | $302,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 23,044 | $302,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 9,113 | $301,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,051 | $300,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 44,139 | $300,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,700 | $299,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 12,161 | $299,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 8,519 | $298,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 27,398 | $298,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,171 | $297,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 18,403 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 14,324 | $297,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 15,068 | $296,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,200 | $296,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,095 | $295,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 41,694 | $294,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 13,724 | $294,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 11,721 | $291,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 7,300 | $291,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,500 | $290,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 31,969 | $290,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 26,521 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 6,197 | $289,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 27,594 | $289,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 9,146 | $288,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 48,038 | $287,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 24,415 | $286,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 32,437 | $286,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 36,233 | $286,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 19,976 | $285,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,559 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 5,681 | $284,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 44,574 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 39,187 | $283,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 13,236 | $283,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 10,187 | $283,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,266 | $283,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 18,233 | $283,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 14,038 | $283,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,582 | $282,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 54,079 | $282,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 26,929 | $281,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 72,107 | $281,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 46,886 | $281,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 9,971 | $280,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,200 | $280,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,200 | $280,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 18,932 | $280,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 544,827 | $279,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,781 | $279,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 17,151 | $279,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 109,656 | $275,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 265,000 | $275,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 6,100 | $274,000 | thousands by filing date | call |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 29,705 | $274,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 27,157 | $274,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 10,651 | $274,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 5,369 | $274,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 14,817 | $274,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 27,286 | $272,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 3,200 | $271,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 24,303 | $271,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,662 | $271,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 27,673 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 7,306 | $271,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 19,241 | $271,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 109,764 | $270,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,292 | $270,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 10,314 | $269,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,456 | $268,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 253,223 | $268,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 18,038 | $268,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 32,140 | $268,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 10,354 | $268,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 33,444 | $267,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 9,303 | $266,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 271,000 | $266,000 | thousands by filing date | principal |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,991 | $265,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 40,584 | $265,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 28,124 | $264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 17,793 | $264,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 8,281 | $264,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 25,000 | $264,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 20,462 | $263,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 40,959 | $263,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 35,001 | $263,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 22,213 | $263,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 13,303 | $262,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 30,892 | $261,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,811 | $261,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 261,000 | $261,000 | thousands by filing date | principal |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 32,435 | $260,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 23,956 | $258,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,735 | $258,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,715 | $258,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 25,000 | $258,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 8,900 | $257,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 181,823 | $256,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,176 | $256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,385 | $255,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 115,097 | $255,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 176,274 | $254,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,720 | $254,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 29,990 | $254,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 11,107 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 7,015 | $253,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,750 | $253,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 136,109 | $253,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 7,950 | $253,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 7,780 | $252,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 25,250 | $251,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 38,949 | $251,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 16,203 | $251,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,800 | $250,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 9,180 | $250,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,959 | $250,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 26,611 | $250,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 11,102 | $249,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 14,372 | $248,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 120,759 | $247,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 31,950 | $247,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 160,000 | $247,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 22,124 | $246,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 30,190 | $246,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 27,190 | $246,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,424 | $245,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 16,618 | $245,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 233,423 | $245,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 29,456 | $245,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 5,252 | $244,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 10,721 | $244,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,464 | $244,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 25,540 | $243,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 43,731 | $243,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 14,876 | $242,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 30,111 | $241,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 22,735 | $241,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 21,643 | $240,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 17,672 | $239,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 79,109 | $239,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,302 | $239,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 20,512 | $239,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 62,156 | $239,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,607 | $238,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,685 | $238,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 17,106 | $237,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 33,290 | $237,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50,000 | $236,000 | thousands by filing date | put |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 14,015 | $236,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 31,104 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 2,307 | $235,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 32,864 | $234,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 16,201 | $234,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,306 | $233,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 56,628 | $233,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 8,948 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,418 | $233,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 26,295 | $232,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 30,616 | $232,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 33,528 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,700 | $231,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 56,838 | $230,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 22,732 | $230,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 14,661 | $230,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 25,411 | $230,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 32,386 | $229,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,685 | $229,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,188 | $229,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 15,797 | $229,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 22,363 | $228,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 37,509 | $228,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,798 | $228,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 37,600 | $227,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 21,294 | $227,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,467 | $227,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 34,437 | $227,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 17,397 | $227,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 51,435 | $226,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 11,624 | $226,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 20,865 | $225,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 93,761 | $224,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18,828 | $224,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 7,666 | $224,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 93,464 | $224,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 10,700 | $224,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 27,200 | $224,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 82,044 | $223,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,055 | $223,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 14,884 | $221,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 59,383 | $221,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 38,549 | $220,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 34,104 | $220,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 25,957 | $220,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 9,666 | $219,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 80,809 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 4,943 | $219,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 3,169 | $219,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 16,372 | $219,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,038 | $218,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,869 | $218,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 5,600 | $218,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 10,177 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,926 | $217,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,982 | $216,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 7,713 | $215,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 31,266 | $214,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 15,808 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,237 | $214,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 36,064 | $214,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 38,667 | $214,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,100 | $213,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 31,644 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 8,368 | $213,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 4,264 | $212,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 8,038 | $212,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 15,640 | $212,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 18,902 | $212,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,700 | $211,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 84,828 | $211,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 41,993 | $211,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 19,921 | $210,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 7,548 | $210,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 17,220 | $210,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 36,104 | $209,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,706 | $209,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 6,948 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 6,013 | $209,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 31,959 | $208,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 14,249 | $208,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,243 | $207,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 9,652 | $207,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 14,294 | $206,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 33,814 | $206,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 20,712 | $205,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 58,661 | $205,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 63,858 | $204,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 700 | $204,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,456 | $204,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 26,197 | $204,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,400 | $204,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 19,406 | $204,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 47,235 | $202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,486 | $202,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,878 | $201,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 36,757 | $201,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 223,456 | $201,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 28,496 | $201,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,000 | $200,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,256 | $200,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 8,270 | $200,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 16,819 | $200,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 3,074 | $200,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,399 | $200,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 8,708 | $200,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10,000 | $199,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 40,751 | $198,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,803 | $197,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,823 | $197,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 70,924 | $196,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,400 | $195,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,422 | $195,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 1,990 | $195,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 31,739 | $194,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 7,477 | $194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,900 | $193,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 22,534 | $193,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 242,042 | $193,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 8,586 | $193,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 47,146 | $191,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,996 | $191,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,501 | $190,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 6,499 | $190,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 21,929 | $190,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 14,365 | $190,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,100 | $189,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 14,965 | $189,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 93,346 | $189,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,769 | $188,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,900 | $188,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 33,446 | $188,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 18,511 | $188,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $188,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,508 | $187,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 16,524 | $187,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 25,232 | $187,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,053 | $187,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 19,011 | $187,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 8,219 | $187,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,787 | $187,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 3,757 | $187,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 3,864 | $187,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 45,295 | $186,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 5,935 | $186,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 68,422 | $186,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 14,313 | $186,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,286 | $185,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 7,964 | $185,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 5,034 | $184,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 62,532 | $184,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,249 | $184,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 21,369 | $184,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 3,705 | $183,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 12,156 | $183,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 10,022 | $183,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 14,639 | $183,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,500 | $182,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 6,380 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 10,052 | $182,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 6,670 | $182,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 15,236 | $182,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 900 | $180,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 45,412 | $180,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 66,276 | $180,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 7,352 | $180,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 31,726 | $180,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,732 | $178,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 12,048 | $178,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,487 | $177,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 9,232 | $177,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 23,417 | $177,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 243,657 | $177,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 32,141 | $176,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,726 | $176,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 24,935 | $176,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 50,668 | $176,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 9,922 | $175,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 59,565 | $175,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 10,291 | $175,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,130 | $175,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 6,865 | $175,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,875 | $175,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 15,592 | $174,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,097 | $174,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 14,156 | $173,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 39,078 | $172,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,302 | $172,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 13,947 | $172,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 115,000 | $172,000 | thousands by filing date | principal |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,400 | $171,000 | thousands by filing date | put |
| JOINT CORP | 47973J102 | COM | 9,833 | $171,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,929 | $171,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 33,586 | $171,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 18,134 | $171,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 696 | $170,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,805 | $170,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 14,932 | $170,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,333 | $169,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 39,208 | $169,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 11,984 | $168,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $168,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 23,403 | $167,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 15,012 | $167,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 8,051 | $165,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 14,503 | $165,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 15,111 | $165,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 7,088 | $165,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 102,443 | $165,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 35,234 | $164,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,745 | $164,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 20,389 | $164,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,490 | $163,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,600 | $162,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,585 | $162,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 21,083 | $162,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,245 | $162,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 22,636 | $162,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 26,640 | $161,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,213 | $160,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 9,666 | $160,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 17,916 | $160,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 37,237 | $160,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,746 | $160,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,224 | $160,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,332 | $159,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 14,879 | $159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,040 | $159,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 518,391 | $159,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,854 | $159,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 33,548 | $159,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 121,518 | $158,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,400 | $158,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 8,327 | $158,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 8,065 | $158,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,514 | $157,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,096 | $157,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 40,503 | $157,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,823 | $157,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 20,434 | $157,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 162,000 | $157,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 19,892 | $157,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 21,148 | $157,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 22,794 | $156,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 62,772 | $156,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 87,728 | $156,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 8,822 | $156,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,820 | $155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 6,016 | $155,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 5,900 | $155,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 10,678 | $155,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 90,690 | $155,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 15,910 | $155,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 91,802 | $154,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 29,276 | $154,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 23,048 | $153,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 11,915 | $153,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 20,268 | $153,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 4,724 | $153,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 39,630 | $152,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 19,651 | $152,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 59,745 | $152,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,268 | $152,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 6,605 | $152,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,912 | $152,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 22,000 | $152,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 9,210 | $152,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,248 | $151,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 13,316 | $151,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 27,288 | $151,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 8,851 | $150,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,142 | $150,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,156 | $149,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 92,683 | $148,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,469 | $148,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 9,470 | $148,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,735 | $147,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 22,311 | $147,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,492 | $147,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 700 | $146,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 700 | $146,000 | thousands by filing date | call |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 4,302 | $146,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,915 | $146,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,500 | $145,000 | thousands by filing date | put |
| BANK FIRST CORP | 06211J100 | COM | 2,468 | $145,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 12,232 | $145,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 53,951 | $145,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 13,000 | $144,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,533 | $144,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 19,760 | $143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,948 | $143,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,608 | $143,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 66,816 | $143,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 39,758 | $142,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 35,201 | $142,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 41,215 | $142,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 5,514 | $141,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 118,951 | $141,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,600 | $140,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 14,615 | $140,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 56,490 | $140,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,912 | $140,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 14,950 | $140,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 9,689 | $140,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |