13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 16,017 | $140,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 18,641 | $139,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 25,039 | $139,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 85,286 | $139,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,717 | $138,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 22,580 | $138,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 7,672 | $138,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 12,930 | $138,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 150,000 | $138,000 | thousands by filing date | principal |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,428 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $137,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,523 | $137,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,825 | $137,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 16,217 | $137,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 138,854 | $136,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,747 | $136,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,691 | $136,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,045 | $136,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,500 | $135,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 1,500 | $135,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,780 | $135,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 16,928 | $135,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 14,704 | $135,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 7,713 | $135,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 33,585 | $135,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,983 | $134,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 27,192 | $134,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 600 | $132,000 | thousands by filing date | call |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 4,519 | $132,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 21,450 | $132,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 14,758 | $132,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,606 | $132,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 19,636 | $131,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 2,620 | $131,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 16,615 | $131,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 17,236 | $131,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 21,958 | $131,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,262 | $130,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,657 | $130,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 85,975 | $130,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 7,005 | $130,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 24,571 | $130,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,496 | $129,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 25,336 | $129,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 5,598 | $129,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 3,917 | $129,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 19,848 | $129,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 3,782 | $129,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 11,099 | $129,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 16,009 | $128,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,678 | $128,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 22,411 | $128,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,824 | $128,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 9,912 | $128,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,091 | $128,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 31,885 | $127,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 9,859 | $127,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 16,474 | $127,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,794 | $127,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,524 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 12,088 | $126,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,441 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 5,236 | $126,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,567 | $126,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 18,555 | $125,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 6,811 | $125,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 20,703 | $125,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 8,609 | $125,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $124,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 9,701 | $124,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,406 | $124,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 23,000 | $124,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 14,980 | $124,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 141,000 | $124,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE-TRADED F | 46641Q381 | BETABLDRS 1-5YR | 4,713 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 13,700 | $124,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,501 | $123,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,200 | $122,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,865 | $122,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 38,671 | $122,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 9,443 | $122,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,160 | $121,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,500 | $121,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 7,250 | $121,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,209 | $121,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,152 | $120,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,975 | $120,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 10,317 | $120,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 3,717 | $120,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 13,267 | $120,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 26,981 | $120,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 13,337 | $120,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 17,325 | $120,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 4,420 | $120,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 18,286 | $119,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,000 | $119,000 | thousands by filing date | call |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 17,281 | $119,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,295 | $119,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 5,871 | $119,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 12,045 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,500 | $118,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 13,083 | $118,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 24,550 | $118,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,693 | $118,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 19,393 | $118,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 12,305 | $117,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 4,788 | $117,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,498 | $117,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,895 | $117,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 47,029 | $117,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,474 | $116,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 24,653 | $116,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 26,192 | $116,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 27,155 | $116,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 11,993 | $116,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,208 | $116,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,650 | $115,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 2,387 | $115,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 14,895 | $115,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 47,870 | $114,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,615 | $114,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 19,537 | $114,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,303 | $113,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 27,107 | $113,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,292 | $113,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,217 | $113,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 16,969 | $113,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 8,185 | $113,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,513 | $113,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 3,718 | $112,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 17,241 | $112,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 8,383 | $112,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 10,612 | $112,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 27,583 | $112,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 22,403 | $112,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,006 | $111,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 8,000 | $111,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 3,495 | $111,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,340 | $111,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 36,907 | $111,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 15,840 | $111,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,512 | $111,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,496 | $111,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 41,746 | $111,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 8,771 | $111,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 500 | $110,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,780 | $110,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,300 | $110,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 10,968 | $110,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 5,786 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 7,000 | $110,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 6,732 | $110,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 22,587 | $110,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 7,140 | $109,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 5,258 | $109,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 4,995 | $109,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 8,162 | $109,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,369 | $109,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 7,699 | $108,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,249 | $108,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1,310 | $108,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 4,602 | $108,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 25,148 | $108,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 7,719 | $107,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 52,181 | $107,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,222 | $107,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,499 | $107,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,831 | $107,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 3,339 | $107,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,400 | $107,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 8,029 | $106,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 15,709 | $106,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 191,558 | $106,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 5,031 | $106,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,743 | $106,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 56,037 | $106,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 92,000 | $106,000 | thousands by filing date | principal |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 45,496 | $106,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 3,600 | $105,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,500 | $105,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,872 | $105,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,222 | $105,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,769 | $105,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,718 | $105,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,362 | $105,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,800 | $104,000 | thousands by filing date | put |
| SITIME CORP COM | 82982T106 | Stock | 1,242 | $104,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 5,363 | $104,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,097 | $104,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 4,970 | $104,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 100,000 | $104,000 | thousands by filing date | principal |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 7,812 | $104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,501 | $103,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,995 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 1,713 | $103,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 33,215 | $103,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 48,549 | $103,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 19,892 | $103,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 21,214 | $102,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,434 | $101,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 7,920 | $101,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 3,374 | $101,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 6,645 | $101,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 31,075 | $100,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,645 | $100,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 3,689 | $100,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,761 | $100,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 5,856 | $99,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 27,881 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,998 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,742 | $99,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,648 | $99,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,047 | $99,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 39,933 | $98,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 7,444 | $98,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 90,000 | $98,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,532 | $98,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 19,500 | $98,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,528 | $98,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,033 | $98,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 700 | $97,000 | thousands by filing date | put |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 7,741 | $97,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 7,677 | $97,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 17,443 | $97,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 7,455 | $96,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 8,857 | $96,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,400 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 8,042 | $96,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 9,423 | $96,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,800 | $95,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 700 | $95,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 16,674 | $95,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 6,124 | $95,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 6,139 | $95,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,250 | $95,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 11,391 | $95,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 39,020 | $95,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 20,708 | $94,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 4,200 | $94,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,085 | $94,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,123 | $94,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $94,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,595 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,976 | $94,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 12,332 | $94,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 53,568 | $93,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 10,570 | $93,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,212 | $92,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 6,897 | $92,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 18,889 | $92,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 37,224 | $92,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 26,516 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,125 | $91,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 772 | $91,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 40,004 | $90,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 19,024 | $90,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 6,279 | $90,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 16,144 | $89,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,417 | $89,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 7,773 | $89,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 11,377 | $89,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 5,555 | $89,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,144 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 3,675 | $89,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 500 | $88,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 90,000 | $88,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 39,552 | $88,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 103,665 | $88,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1,925 | $88,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 26,002 | $87,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 2,722 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 2,000 | $87,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 78,917 | $87,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 12,017 | $86,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 16,733 | $86,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 35,776 | $86,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,192 | $86,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,935 | $85,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,132 | $85,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 21,053 | $85,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,394 | $85,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 39,896 | $84,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 138,036 | $84,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 916 | $83,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,702 | $83,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $83,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,719 | $83,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 3,716 | $83,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,296 | $82,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,900 | $82,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 300 | $81,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 4,084 | $81,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 2,503 | $81,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,114 | $81,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 8,993 | $81,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 14,212 | $80,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 11,045 | $80,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 9,067 | $80,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 2,447 | $79,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 4,350 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,768 | $79,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 4,664 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1,385 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,048 | $78,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 13,033 | $78,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 12,396 | $78,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 14,528 | $78,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 16,623 | $78,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,775 | $77,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 48,220 | $77,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 7,534 | $77,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 27,043 | $77,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 22,744 | $76,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 14,791 | $76,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 16,642 | $76,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,127 | $75,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,301 | $75,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 19,153 | $75,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $75,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 5,345 | $75,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,991 | $75,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 4,352 | $75,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 6,221 | $75,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 48,453 | $75,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 49,670 | $75,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 13,667 | $75,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,800 | $75,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 2,801 | $74,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,776 | $74,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 7,841 | $74,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,765 | $74,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,823 | $74,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 34,661 | $74,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,771 | $73,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,690 | $73,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 8,751 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1,530 | $73,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 4,347 | $73,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 132,212 | $73,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,416 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 4,414 | $73,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,000 | $72,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 110,442 | $72,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,429 | $72,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,203 | $72,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,653 | $72,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,864 | $72,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 7,900 | $72,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 9,359 | $72,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 5,967 | $71,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,268 | $71,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,532 | $71,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,968 | $71,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N302 | CL A | 5,326 | $71,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 5,341 | $71,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,679 | $70,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,000 | $70,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 8,584 | $70,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 44,595 | $70,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,766 | $70,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,317 | $70,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 82,172 | $70,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 6,294 | $70,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,305 | $69,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 13,021 | $69,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,750 | $69,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,879 | $69,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 9,584 | $69,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 7,176 | $69,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,198 | $68,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 4,541 | $68,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,547 | $68,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 128,580 | $68,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,700 | $68,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 11,995 | $68,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 5,437 | $68,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 13,997 | $68,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400 | $67,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,089 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 3,330 | $67,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 6,787 | $67,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 10,593 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 4,210 | $67,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,473 | $67,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,938 | $66,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 827 | $66,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,271 | $66,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 925 | $66,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,847 | $66,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,639 | $66,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 3,193 | $66,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 27,000 | $66,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 21,381 | $66,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 6,503 | $66,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 26,799 | $66,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 40,000 | $66,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 800 | $65,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 600 | $65,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,000 | $65,000 | thousands by filing date | put |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 6,060 | $65,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,467 | $65,000 | thousands by filing date | |
| PACER FDS TR | 69374H402 | CMN | 2,181 | $65,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,877 | $65,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 9,341 | $65,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,460 | $65,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 78,000 | $65,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 775 | $65,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,012 | $64,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 64,000 | $64,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,094 | $64,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,891 | $64,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 19,711 | $64,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 800 | $63,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 700 | $63,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 3,283 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,990 | $63,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,262 | $63,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,912 | $63,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,670 | $63,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 64,000 | $63,000 | thousands by filing date | principal |
| FNCB BANCORP INC | 302578109 | COM | 11,833 | $63,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,649 | $63,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,434 | $63,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,563 | $63,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 650 | $62,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,511 | $62,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,268 | $62,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 5,628 | $62,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,380 | $62,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 1,973 | $62,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 57,000 | $62,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 6,851 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 2,569 | $62,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 7,288 | $61,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,500 | $61,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y201 | COM | 7,223 | $61,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,317 | $61,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,230 | $61,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,492 | $61,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,759 | $61,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 11,894 | $61,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,070 | $61,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 5,500 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 300 | $60,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 4,296 | $60,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 25,000 | $60,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 57,632 | $60,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 22,959 | $60,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,000 | $59,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,100 | $59,000 | thousands by filing date | put |
| KURA SUSHI USA INC | 501270102 | CL A COM | 4,495 | $59,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,978 | $59,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 4,491 | $59,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 8,489 | $59,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 21,452 | $59,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 109,430 | $59,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,300 | $58,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 63,214 | $58,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 4,081 | $58,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,436 | $57,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,078 | $57,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,791 | $57,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 40,000 | $57,000 | thousands by filing date | principal |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 9,265 | $57,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 55,000 | $57,000 | thousands by filing date | principal |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 700 | $56,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,257 | $56,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 7,059 | $56,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,850 | $56,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,892 | $56,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,678 | $56,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 700 | $55,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 23,780 | $55,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,333 | $55,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,128 | $55,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 52,576 | $55,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 700 | $54,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 1,819 | $54,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,028 | $54,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 8,456 | $54,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,174 | $54,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 482,375 | $54,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,429 | $54,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 9,417 | $54,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 1,235 | $53,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 1,160 | $53,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 2,885 | $53,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 1,393 | $53,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,872 | $53,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 4,782 | $53,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 214,531 | $53,000 | thousands by filing date | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 5,701 | $52,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,400 | $52,000 | thousands by filing date | call |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 6,704 | $52,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 16,184 | $52,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,533 | $52,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,686 | $52,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 4,148 | $52,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 70,605 | $52,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 5,790 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |