13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 110,686 | $1,193,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22,873 | $1,193,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 103,205 | $1,192,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 235,132 | $1,192,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 83,148 | $1,189,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 16,849 | $1,188,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 128,879 | $1,187,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 31,700 | $1,185,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 44,700 | $1,180,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 72,229 | $1,180,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 150,897 | $1,171,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 133,686 | $1,169,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 159,641 | $1,167,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 27,714 | $1,165,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 6,794 | $1,164,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 27,804 | $1,163,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 32,514 | $1,161,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 285,500 | $1,159,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 115,254 | $1,159,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 332,088 | $1,159,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,299,099 | $1,156,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 78,580 | $1,153,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 39,211 | $1,148,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 49,754 | $1,146,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 268,284 | $1,145,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 207,000 | $1,143,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 30,019 | $1,140,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 26,867 | $1,138,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 17,008 | $1,135,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 208,275 | $1,131,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 95,922 | $1,130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 37,214 | $1,129,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 38,576 | $1,128,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 31,190 | $1,126,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 36,112 | $1,125,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 72,500 | $1,123,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 170,360 | $1,122,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 88,453 | $1,122,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 97,103 | $1,121,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 161,479 | $1,118,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 36,161 | $1,117,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 111,603 | $1,112,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 116,181 | $1,112,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,500 | $1,111,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 59,700 | $1,111,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 27,565 | $1,108,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 45,686 | $1,104,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 81,627 | $1,103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 51,947 | $1,101,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 122,306 | $1,100,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 80,000 | $1,100,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 49,100 | $1,098,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 12,800 | $1,097,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 35,735 | $1,096,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 15,208 | $1,093,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 153,253 | $1,091,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,800 | $1,090,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 27,800 | $1,089,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 299,848 | $1,082,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 77,362 | $1,081,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,040,000 | $1,081,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 43,223 | $1,080,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 145,117 | $1,080,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,349 | $1,079,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 112,594 | $1,079,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 82,269 | $1,078,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 22,057 | $1,078,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 61,001 | $1,078,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 86,946 | $1,077,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 223,893 | $1,077,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 72,911 | $1,076,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 121,507 | $1,074,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 469,582 | $1,072,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 132,500 | $1,072,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 128,900 | $1,071,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 30,147 | $1,067,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 115,382 | $1,066,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,190,000 | $1,065,000 | thousands by filing date | principal |
| Mallinckrodt Plc | G5785G107 | SHS | 396,389 | $1,062,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 190,719 | $1,060,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 25,601 | $1,057,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,000,000 | $1,051,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P706 | CMN | 46,118 | $1,050,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 85,132 | $1,049,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 88,389 | $1,047,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 52,143 | $1,042,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 87,550 | $1,040,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 58,745 | $1,040,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 95,248 | $1,037,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 58,725 | $1,036,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 28,601 | $1,033,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,900 | $1,032,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 162,755 | $1,030,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,100 | $1,028,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 31,037 | $1,028,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 64,723 | $1,028,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 57,117 | $1,027,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 21,493 | $1,026,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 151,406 | $1,026,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 323,668 | $1,023,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,000 | $1,022,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 24,831 | $1,022,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 237,940 | $1,020,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 30,472 | $1,019,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 70,982 | $1,016,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 33,341 | $1,016,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 29,620 | $1,016,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 64,505 | $1,015,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,318 | $1,012,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 123,024 | $1,008,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 100,003 | $1,007,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 46,968 | $1,007,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 30,597 | $1,005,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 56,032 | $1,004,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $1,003,000 | thousands by filing date | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 12,756 | $997,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 25,025 | $993,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 27,889 | $993,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 338 | $992,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 72,917 | $991,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 271,907 | $987,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 77,252 | $987,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 569,675 | $986,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 71,060 | $985,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 90,711 | $983,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,014,000 | $980,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 984,819 | $975,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 446,066 | $972,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 37,092 | $972,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 40,047 | $972,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 20,495 | $971,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,700 | $966,000 | thousands by filing date | put |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 146,179 | $966,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 78,507 | $964,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 221,670 | $962,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 29,346 | $962,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 96,182 | $962,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 184,035 | $961,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 12,174 | $960,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 45,590 | $958,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 40,702 | $955,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 13,000 | $953,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 13,000 | $953,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 15,920 | $952,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 32,992 | $952,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 100,756 | $950,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 68,303 | $950,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,400 | $948,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 31,667 | $948,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 156,772 | $948,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 133,248 | $947,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 261,226 | $946,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 630,000 | $946,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 45,200 | $945,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 45,200 | $945,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,900 | $945,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 69,697 | $945,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 30,026 | $944,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 23,058 | $943,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,208 | $940,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 16,140 | $939,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 18,156 | $938,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 43,332 | $937,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 28,542 | $936,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 84,850 | $935,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 20,785 | $933,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 75,540 | $933,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 42,596 | $932,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 96,359 | $931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 33,732 | $931,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 54,258 | $930,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,100 | $929,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 10,700 | $929,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 63,644 | $926,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 59,606 | $925,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,322 | $925,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 18,121 | $924,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 44,252 | $924,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 132,054 | $922,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 40,697 | $922,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 43,434 | $921,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,983 | $920,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,400 | $919,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 30,800 | $918,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,210,712 | $918,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 117,285 | $917,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 495,816 | $917,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 91,571 | $916,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 57,916 | $915,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 36,945 | $914,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 31,228 | $914,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 52,528 | $914,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 152,197 | $914,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 119,365 | $914,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 38,796 | $912,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 96,633 | $905,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 44,626 | $903,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 60,922 | $903,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 381,914 | $901,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 67,317 | $900,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 202,912 | $898,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 30,425 | $896,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 126,578 | $895,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 556,000 | $895,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 45,677 | $893,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 106,185 | $893,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 12,964 | $889,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $886,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 39,659 | $884,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 34,647 | $883,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 19,831 | $880,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 142,137 | $877,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 62,223 | $877,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 20,500 | $876,000 | thousands by filing date | call |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,721 | $873,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 62,089 | $872,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 257,814 | $872,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,000 | $871,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 15,694 | $866,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 105,644 | $864,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 75,031 | $864,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 153,050 | $863,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 62,623 | $862,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 37,758 | $862,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 430,491 | $861,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 33,987 | $859,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 122,651 | $858,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 79,000 | $858,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 20,000 | $857,000 | thousands by filing date | put |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 14,781 | $857,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 57,422 | $853,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 30,779 | $853,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 63,470 | $853,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,197 | $852,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 18,782 | $851,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 15,895 | $851,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 521,225 | $850,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 56,322 | $850,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 18,315 | $849,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 78,454 | $849,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 81,464 | $848,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 104,761 | $846,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 99,977 | $846,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 54,913 | $845,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 72,374 | $845,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 46,000 | $836,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 66,258 | $834,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 77,550 | $834,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 55,591 | $834,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 104,959 | $832,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 18,492 | $830,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 33,737 | $827,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 69,030 | $826,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 173,500 | $826,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 57,930 | $825,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 27,150 | $824,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 26,395 | $824,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 17,766 | $823,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 22,718 | $820,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 47,308 | $820,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 63,353 | $819,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 50,466 | $819,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 52,025 | $817,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 41,732 | $816,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 16,939 | $814,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 105,392 | $812,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 20,843 | $812,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 14,139 | $812,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 46,676 | $812,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 32,035 | $811,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 33,700 | $811,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,739 | $810,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,079,662 | $810,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 33,410 | $809,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 108,021 | $808,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 59,541 | $807,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 27,441 | $806,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 30,198 | $805,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 86,874 | $805,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 130,466 | $804,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 716,000 | $804,000 | thousands by filing date | principal |
| NUTRIEN LTD COM | 67077M108 | Stock | 25,000 | $803,000 | thousands by filing date | call |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 22,085 | $803,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 157,701 | $803,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22,665 | $802,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 15,027 | $801,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 111,491 | $799,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 64,818 | $798,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,576 | $797,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 48,118 | $797,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 22,848 | $796,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 14,320 | $794,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,000 | $790,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 28,513 | $790,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 17,766 | $789,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 61,623 | $789,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 105,802 | $786,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 28,323 | $785,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 69,086 | $783,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 31,740 | $781,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 28,312 | $780,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 9,688 | $778,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 14,200 | $776,000 | thousands by filing date | put |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 70,561 | $775,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 67,111 | $773,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 17,377 | $773,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,530,992 | $772,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 159,644 | $772,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 119,112 | $771,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 15,570 | $771,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 43,218 | $768,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 43,855 | $768,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 28,951 | $767,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 13,193 | $767,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 285,000 | $765,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 81,783 | $763,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 81,553 | $763,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 95,380 | $761,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 544,000 | $761,000 | thousands by filing date | principal |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 45,312 | $761,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 307,892 | $760,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 25,014 | $759,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 14,011 | $758,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 62,410 | $758,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 24,280 | $757,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 24,299 | $756,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 63,762 | $755,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 27,616 | $753,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 66,394 | $752,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 157,950 | $750,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 27,348 | $750,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 88,997 | $748,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 47,070 | $747,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 64,593 | $747,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 30,542 | $746,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,557 | $744,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 19,713 | $744,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 29,952 | $742,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 156,935 | $738,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 92,592 | $737,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 36,860 | $736,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 28,903 | $736,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 19,505 | $735,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 17,480 | $735,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,381 | $733,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 32,091 | $732,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 29,056 | $729,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,800 | $729,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 45,449 | $729,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 20,496 | $728,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 44,100 | $728,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 33,530 | $727,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 65,192 | $726,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,600 | $725,000 | thousands by filing date | put |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 29,534 | $724,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 63,507 | $724,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 47,720 | $724,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 29,672 | $722,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 36,389 | $721,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 22,080 | $720,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 105,594 | $719,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 68,164 | $719,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 52,259 | $719,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 45,804 | $718,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 64,025 | $718,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 51,608 | $716,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 34,616 | $716,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 146,400 | $713,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 85,579 | $712,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 280,499 | $712,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,500 | $711,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 128,739 | $711,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 159,750 | $709,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,911 | $709,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 38,927 | $706,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 58,004 | $703,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 76,500 | $702,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 390,183 | $702,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 174,462 | $702,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 96,500 | $697,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13,008 | $697,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 141,540 | $697,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,546 | $696,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,700 | $695,000 | thousands by filing date | put |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 51,733 | $695,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 78,074 | $693,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 35,990 | $692,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 32,730 | $692,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 38,941 | $689,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 100,000 | $688,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 12,499 | $688,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,000 | $685,000 | thousands by filing date | put |
| PROFOUND MED CORP | 74319B502 | COM NEW | 40,286 | $683,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 25,594 | $680,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 94,090 | $680,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 104,518 | $679,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 45,822 | $679,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,800 | $678,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 5,000 | $676,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 3,900 | $676,000 | thousands by filing date | put |
| NEW GERMANY FD INC | 644465106 | COM | 44,560 | $676,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 95,930 | $674,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 28,409 | $673,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 29,987 | $672,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 20,412 | $672,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 61,713 | $670,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 107,273 | $669,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 46,813 | $669,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 23,860 | $666,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 19,897 | $666,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 219,333 | $665,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 34,830 | $664,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 168,737 | $664,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 22,870 | $663,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 91,224 | $661,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 124,729 | $661,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 67,904 | $660,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 60,050 | $659,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70,250 | $657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 87,822 | $657,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 45,614 | $657,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 895,595 | $657,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 29,951 | $656,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 13,271 | $653,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 53,630 | $653,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 70,249 | $652,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 23,635 | $651,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 72,659 | $651,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 65,433 | $648,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 18,637 | $648,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $646,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $646,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 675,000 | $645,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 156,898 | $644,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 52,520 | $644,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 28,800 | $644,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 75,628 | $642,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 464,363 | $641,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 65,830 | $640,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 171,196 | $640,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 65,780 | $640,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 18,471 | $640,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 50,901 | $638,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 96,678 | $636,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 23,701 | $636,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 56,000 | $635,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 67,560 | $634,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 27,122 | $634,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 551,657 | $634,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 25,500 | $633,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 50,148 | $633,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 15,641 | $633,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,288,207 | $632,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,100 | $631,000 | thousands by filing date | put |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 44,545 | $631,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 31,637 | $631,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,600 | $630,000 | thousands by filing date | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 65,572 | $630,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 41,738 | $627,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 52,804 | $625,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,479 | $624,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 250,327 | $623,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 29,301 | $623,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,476 | $622,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 74,631 | $621,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 62,100 | $619,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 19,466 | $617,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,300 | $615,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 28,892 | $614,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 21,898 | $612,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 33,800 | $612,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 45,656 | $610,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 150,000 | $609,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 26,873 | $608,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 24,719 | $607,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 59,611 | $606,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 18,830 | $606,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 92,906 | $604,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 51,733 | $601,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 27,506 | $599,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 22,261 | $599,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 53,618 | $597,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 13,420 | $597,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 120,795 | $596,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 50,000 | $595,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11,830 | $595,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 14,172 | $594,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 21,673 | $594,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 44,676 | $593,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 928 | $591,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 127,573 | $590,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 48,353 | $590,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 34,012 | $589,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 20,736 | $589,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 68,796 | $589,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 30,863 | $589,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 54,152 | $588,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 67,759 | $587,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 16,890 | $587,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 22,243 | $584,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |