13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 406,683 | $2,326,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 50,538 | $2,318,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 98,400 | $2,316,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,696,000 | $2,315,000 | thousands by filing date | principal |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 234,324 | $2,315,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 98,100 | $2,314,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 203,766 | $2,314,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 116,163 | $2,314,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 174,089 | $2,312,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 48,511 | $2,311,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 175,122 | $2,310,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 133,647 | $2,310,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 209,566 | $2,308,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 187,697 | $2,303,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 103,436 | $2,300,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 148,340 | $2,296,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 130,352 | $2,294,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,700 | $2,293,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 59,232 | $2,290,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,000,000 | $2,285,000 | thousands by filing date | principal |
| ONTO INNOVATION INC COM | 683344105 | Stock | 67,021 | $2,282,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 71,400 | $2,276,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 38,236 | $2,275,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 337,115 | $2,275,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 152,634 | $2,274,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,525 | $2,272,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 30,425 | $2,271,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 60,927 | $2,270,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 76,701 | $2,268,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 143,924 | $2,257,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 147,069 | $2,249,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 200,000 | $2,248,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 73,000 | $2,240,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 195,845 | $2,231,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 271,318 | $2,228,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 187,825 | $2,227,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 63,639 | $2,226,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 97,573 | $2,222,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 215,854 | $2,220,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 265,926 | $2,220,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,500 | $2,216,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 28,432 | $2,216,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 85,834 | $2,207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 79,861 | $2,206,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 99,012 | $2,204,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 50,000 | $2,203,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 65,447 | $2,203,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 52,738 | $2,203,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 563,221 | $2,202,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 218,356 | $2,197,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 98,272 | $2,197,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 212,874 | $2,186,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 122,466 | $2,180,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 243,171 | $2,179,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 385,186 | $2,177,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 204,957 | $2,176,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 22,607 | $2,174,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 61,700 | $2,172,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 388,333 | $2,171,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 221,406 | $2,170,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 349,432 | $2,170,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 181,023 | $2,163,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 385,442 | $2,163,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 203,800 | $2,160,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 42,900 | $2,158,000 | thousands by filing date | call |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 112,307 | $2,158,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 153,125 | $2,158,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $2,155,000 | thousands by filing date | principal |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 15,704 | $2,152,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 151,000 | $2,149,000 | thousands by filing date | call |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 148,694 | $2,148,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 65,505 | $2,142,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 297,013 | $2,141,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 181,419 | $2,134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 38,844 | $2,134,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 40,644 | $2,123,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 40,960 | $2,122,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 41,752 | $2,121,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 87,295 | $2,116,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 409,830 | $2,115,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 238,133 | $2,115,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 36,717 | $2,114,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 82,396 | $2,109,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 108,900 | $2,107,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 350,000 | $2,104,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 59,594 | $2,099,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 113,456 | $2,095,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 155,634 | $2,095,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 200,000 | $2,092,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 357,387 | $2,088,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 216,049 | $2,086,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 57,129 | $2,086,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 37,500 | $2,084,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 48,871 | $2,083,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 158,883 | $2,080,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 613,339 | $2,079,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 166,769 | $2,077,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 48,473 | $2,075,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 32,149 | $2,074,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 292,171 | $2,072,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 70,540 | $2,072,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 46,900 | $2,072,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 173,815 | $2,064,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 167,694 | $2,064,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 37,909 | $2,064,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 400,619 | $2,060,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 26,078 | $2,060,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 59,123 | $2,057,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 70,781 | $2,056,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 13,642 | $2,053,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 108,763 | $2,053,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 300,000 | $2,052,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 44,515 | $2,052,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 153,229 | $2,052,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 31,900 | $2,048,000 | thousands by filing date | put |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 99,646 | $2,048,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 206,996 | $2,047,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 772,040 | $2,039,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 115,495 | $2,036,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 162,680 | $2,032,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 25,000 | $2,028,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 94,008 | $2,027,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 84,178 | $2,027,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 52,178 | $2,024,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 64,018 | $2,023,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 72,212 | $2,018,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 81,808 | $2,015,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 138,939 | $2,011,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 58,800 | $2,007,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 66,726 | $2,004,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 147,427 | $2,002,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 77,049 | $2,001,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 25,670 | $1,995,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 283,377 | $1,993,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 40,766 | $1,991,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 85,022 | $1,987,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,086,021 | $1,986,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 155,072 | $1,982,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 168,000 | $1,982,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 240,308 | $1,978,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 603,989 | $1,975,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 32,500 | $1,965,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 271,338 | $1,965,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 80,051 | $1,964,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 145,338 | $1,960,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 104,928 | $1,960,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 403,069 | $1,959,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 456,511 | $1,958,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 37,155 | $1,957,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 613,193 | $1,956,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 410,239 | $1,953,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 80,277 | $1,952,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 49,816 | $1,951,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 159,834 | $1,941,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 26,880 | $1,937,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 18,263 | $1,936,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 125,454 | $1,932,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 414,890 | $1,929,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 91,838 | $1,928,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 86,170 | $1,924,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 200,000 | $1,924,000 | thousands by filing date | call |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 34,347 | $1,916,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 157,574 | $1,915,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 104,521 | $1,915,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 48,359 | $1,911,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 168,219 | $1,909,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 118,550 | $1,901,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 46,356 | $1,899,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 206,095 | $1,892,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 31,611 | $1,890,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 30,343 | $1,889,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 44,324 | $1,883,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 157,598 | $1,881,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 156,185 | $1,880,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,013,000 | $1,880,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 98,729 | $1,878,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 306,643 | $1,877,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,800,000 | $1,876,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,917,000 | $1,875,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $1,874,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 90,217 | $1,873,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 160,840 | $1,873,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 194,316 | $1,867,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 70,919 | $1,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 67,502 | $1,862,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 113,283 | $1,859,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 52,183 | $1,859,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 133,510 | $1,854,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 89,454 | $1,849,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 87,969 | $1,842,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 242,942 | $1,841,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 41,518 | $1,839,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 136,117 | $1,838,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 51,166 | $1,837,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 56,107 | $1,837,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 154,004 | $1,836,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 60,173 | $1,831,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 57,263 | $1,831,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 100,567 | $1,828,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 72,026 | $1,828,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 76,202 | $1,828,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 373,469 | $1,827,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 142,791 | $1,826,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 160,389 | $1,817,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 126,955 | $1,815,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 67,182 | $1,814,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 189,756 | $1,814,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 116,741 | $1,803,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 44,380 | $1,801,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 107,180 | $1,794,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 200,000 | $1,794,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 59,455 | $1,793,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 246,968 | $1,791,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 41,788 | $1,791,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 143,669 | $1,787,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 89,880 | $1,787,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 34,758 | $1,784,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 143,649 | $1,784,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 239,834 | $1,784,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 65,645 | $1,783,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 207,500 | $1,779,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 24,763 | $1,779,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 232,434 | $1,772,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 165,949 | $1,767,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 76,358 | $1,766,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 595,738 | $1,763,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 64,433 | $1,759,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 110,890 | $1,747,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 117,541 | $1,746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 22,866 | $1,745,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 38,642 | $1,741,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 23,242 | $1,738,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 11,300 | $1,734,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 68,557 | $1,734,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 89,975 | $1,733,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 43,718 | $1,733,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 67,430 | $1,731,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 30,000 | $1,730,000 | thousands by filing date | call |
| DBX ETF TR | 233051242 | CMN | 60,956 | $1,722,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 68,217 | $1,721,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 115,211 | $1,720,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 8,100 | $1,718,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 6,900 | $1,717,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 52,922 | $1,713,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 41,370 | $1,713,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 31,229 | $1,709,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 827,018 | $1,695,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 36,438 | $1,694,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 238,334 | $1,693,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 116,584 | $1,691,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 484,512 | $1,686,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 6,234 | $1,683,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 78,205 | $1,682,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 163,647 | $1,678,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,439,000 | $1,674,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 237,500 | $1,670,000 | thousands by filing date | call |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 126,075 | $1,668,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 123,122 | $1,667,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 31,263 | $1,661,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 78,291 | $1,661,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 224,106 | $1,658,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 218,034 | $1,657,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 33,593 | $1,656,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 30,059 | $1,654,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,882,000 | $1,651,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 68,053 | $1,649,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 124,526 | $1,649,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 62,434 | $1,644,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 123,738 | $1,639,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 226,928 | $1,634,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 33,800 | $1,633,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 395,031 | $1,632,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 74,590 | $1,631,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 17,587 | $1,628,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 18,504 | $1,626,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 143,712 | $1,623,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 90,670 | $1,613,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 108,306 | $1,612,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 76,608 | $1,605,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 22,800 | $1,603,000 | thousands by filing date | call |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 3,533,000 | $1,599,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 37,562 | $1,597,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 147,703 | $1,597,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 72,279 | $1,596,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 120,000 | $1,594,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 138,704 | $1,593,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 150,000 | $1,590,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,600 | $1,588,000 | thousands by filing date | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 107,041 | $1,588,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 866,700 | $1,586,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 46,220 | $1,585,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 83,347 | $1,585,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 36,783 | $1,577,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,950,000 | $1,573,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,003,000 | $1,572,000 | thousands by filing date | principal |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 169,760 | $1,571,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 146,420 | $1,568,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 58,083 | $1,568,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 84,478 | $1,565,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 80,659 | $1,565,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 45,549 | $1,561,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 113,867 | $1,560,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 54,715 | $1,554,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 108,017 | $1,547,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 140,018 | $1,537,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 23,900 | $1,535,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 96,730 | $1,535,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 120,634 | $1,534,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 106,047 | $1,533,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 136,680 | $1,532,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 92,123 | $1,530,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 406,839 | $1,526,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 29,100 | $1,526,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 29,800 | $1,524,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 16,000 | $1,523,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 54,311 | $1,520,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 51,608 | $1,518,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 66,038 | $1,516,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 283,206 | $1,509,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 116,844 | $1,509,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 25,205 | $1,508,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 101,298 | $1,504,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 42,898 | $1,502,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 69,427 | $1,500,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 48,724 | $1,497,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 37,500 | $1,496,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 20,734 | $1,491,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 549,204 | $1,488,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 20,267 | $1,488,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 119,048 | $1,483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 38,570 | $1,482,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 341,991 | $1,481,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 132,356 | $1,480,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 26,119 | $1,480,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 106,523 | $1,479,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 121,312 | $1,478,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 44,665 | $1,478,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 82,460 | $1,473,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 108,390 | $1,471,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 118,340 | $1,470,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 205,507 | $1,465,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 100,615 | $1,463,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 36,000 | $1,462,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 176,133 | $1,459,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 42,192 | $1,458,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 84,700 | $1,455,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,287,434 | $1,455,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 142,160 | $1,454,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 51,154 | $1,454,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 139,015 | $1,454,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 49,799 | $1,454,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 530,044 | $1,453,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 985,000 | $1,453,000 | thousands by filing date | principal |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 89,090 | $1,452,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 163,300 | $1,448,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 18,968 | $1,447,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 63,828 | $1,442,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 47,998 | $1,442,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 24,981 | $1,438,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 121,174 | $1,438,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 150,000 | $1,436,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 63,857 | $1,435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 39,029 | $1,434,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,368 | $1,428,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 35,872 | $1,426,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 385,018 | $1,424,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 210,468 | $1,422,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 1,497,000 | $1,420,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 612,232 | $1,414,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 113,659 | $1,413,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 25,049 | $1,412,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 61,746 | $1,410,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 56,888 | $1,410,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 85,523 | $1,410,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 70,344 | $1,408,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 108,613 | $1,408,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 11,400 | $1,408,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 50,490 | $1,406,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 844,909 | $1,403,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,985 | $1,402,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 94,693 | $1,398,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 57,049 | $1,393,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 38,874 | $1,390,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 149,533 | $1,389,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 189,224 | $1,387,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 85,895 | $1,385,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 142,167 | $1,378,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 50,000 | $1,377,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 76,398 | $1,376,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 9,800 | $1,374,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 49,000 | $1,374,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 28,400 | $1,372,000 | thousands by filing date | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 194,320 | $1,371,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 120,207 | $1,370,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 38,750 | $1,369,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 33,535 | $1,368,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 72,955 | $1,368,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 37,062 | $1,360,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 13,095 | $1,359,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 153,407 | $1,359,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 38,220 | $1,358,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 45,625 | $1,357,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 135,222 | $1,357,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 553,679 | $1,351,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 65,000 | $1,350,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 79,853 | $1,349,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 111,828 | $1,348,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 91,519 | $1,347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 52,173 | $1,343,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 56,529 | $1,342,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 176,632 | $1,342,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 101,502 | $1,340,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 37,247 | $1,339,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 49,528 | $1,339,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 36,000 | $1,338,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 46,743 | $1,338,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 78,383 | $1,338,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 150,000 | $1,335,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 41,673 | $1,334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 19,127 | $1,334,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 81,546 | $1,333,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 79,033 | $1,329,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 14,351 | $1,329,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 54,656 | $1,321,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 168,924 | $1,321,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 24,511 | $1,320,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 438,404 | $1,320,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 135,777 | $1,319,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 23,200 | $1,318,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 54,238 | $1,316,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 82,270 | $1,311,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 126,686 | $1,310,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 27,007 | $1,309,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 46,600 | $1,307,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 21,892 | $1,307,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 301,000 | $1,306,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 93,728 | $1,306,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 66,029 | $1,303,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 34,734 | $1,301,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 593,196 | $1,299,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,235,000 | $1,299,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,500 | $1,297,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 20,456 | $1,296,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 51,502 | $1,296,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 42,073 | $1,294,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 39,676 | $1,293,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 133,464 | $1,290,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 137,533 | $1,286,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 22,600 | $1,285,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 40,192 | $1,283,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 71,403 | $1,283,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,220,842 | $1,282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 31,599 | $1,282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 9,548 | $1,281,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 73,092 | $1,280,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 14,037 | $1,278,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 70,343 | $1,275,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 487,450 | $1,272,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 26,574 | $1,271,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 35,200 | $1,268,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25,000 | $1,268,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 87,303 | $1,261,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 110,990 | $1,259,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 365,782 | $1,258,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 94,641 | $1,258,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 326,746 | $1,258,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 69,929 | $1,256,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 68,943 | $1,255,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 56,775 | $1,255,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 95,241 | $1,254,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 109,557 | $1,253,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 137,087 | $1,250,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 49,892 | $1,250,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 71,247 | $1,247,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 19,241 | $1,246,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 41,058 | $1,241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 31,686 | $1,240,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 112,195 | $1,236,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 11,187 | $1,234,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 32,920 | $1,232,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 180,000 | $1,231,000 | thousands by filing date | put |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 106,529 | $1,229,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 57,754 | $1,228,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 31,390 | $1,227,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 78,625 | $1,227,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 61,800 | $1,225,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 42,389 | $1,224,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 82,146 | $1,221,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 96,305 | $1,218,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,218,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,215,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 40,377 | $1,214,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 22,824 | $1,209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 153,975 | $1,206,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 67,655 | $1,205,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 38,448 | $1,202,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 92,500 | $1,201,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 28,832 | $1,200,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 95,280 | $1,198,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 93,776 | $1,193,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |