13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 210,494 | $4,157,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 94,794 | $4,149,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 927,679 | $4,146,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 56,000 | $4,134,000 | thousands by filing date | put |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 56,000 | $4,134,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 190,598 | $4,123,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 165,148 | $4,121,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 159,534 | $4,115,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 678,289 | $4,110,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 154,529 | $4,107,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 135,306 | $4,102,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 122,037 | $4,101,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 23,450 | $4,094,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 112,448 | $4,094,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250,000 | $4,090,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 265,897 | $4,089,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 165,374 | $4,087,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 308,672 | $4,078,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 212,474 | $4,073,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 58,928 | $4,073,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 191,965 | $4,070,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 285,722 | $4,065,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 59,624 | $4,057,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 115,494 | $4,056,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 408,347 | $4,055,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 138,901 | $4,052,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 205,396 | $4,052,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 302,360 | $4,051,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 660,675 | $4,050,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 337,118 | $4,049,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 149,399 | $4,041,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 156,501 | $4,037,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 175,597 | $4,030,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 106,269 | $4,026,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 406,941 | $4,024,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 94,000 | $4,017,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 50,489 | $4,013,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,493,000 | $4,010,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 50,000 | $4,006,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 390,000 | $4,005,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,332,000 | $4,002,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 300,853 | $3,999,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 91,540 | $3,997,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 286,395 | $3,995,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 221,800 | $3,986,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 50,000 | $3,982,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 122,562 | $3,979,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 246,307 | $3,975,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 234,759 | $3,965,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 972,047 | $3,956,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 432,729 | $3,955,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 154,446 | $3,953,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,300 | $3,950,000 | thousands by filing date | put |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 170,404 | $3,946,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 114,609 | $3,936,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 510,910 | $3,934,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 232,767 | $3,934,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,700 | $3,929,000 | thousands by filing date | call |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 303,826 | $3,928,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 116,675 | $3,923,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 841,699 | $3,922,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 437,362 | $3,906,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 42,635 | $3,904,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 807,711 | $3,901,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 93,646 | $3,899,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 261,579 | $3,884,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 157,338 | $3,883,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 217,407 | $3,880,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,007,000 | $3,869,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 218,925 | $3,864,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 257,617 | $3,851,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 329,693 | $3,850,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 468,838 | $3,849,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 367,936 | $3,848,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 52,700 | $3,846,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 388,321 | $3,844,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 249,264 | $3,839,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 71,533 | $3,838,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 75,000 | $3,838,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 31,348 | $3,825,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 24,804 | $3,817,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 677,482 | $3,814,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 215,831 | $3,813,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 167,368 | $3,808,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 90,448 | $3,808,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 255,555 | $3,808,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 476,878 | $3,800,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 165,590 | $3,799,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 275,195 | $3,797,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 266,030 | $3,796,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 134,300 | $3,795,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 134,300 | $3,795,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 334,982 | $3,795,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 465,092 | $3,790,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 209,282 | $3,790,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,467 | $3,787,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 92,130 | $3,786,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 125,462 | $3,785,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 807,289 | $3,778,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 56,692 | $3,776,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 169,572 | $3,771,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 292,042 | $3,761,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,900 | $3,760,000 | thousands by filing date | call |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 63,327 | $3,756,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 737,783 | $3,748,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 108,780 | $3,746,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 274,982 | $3,743,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 57,556 | $3,741,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 144,065 | $3,739,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 92,631 | $3,737,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 2,000,000 | $3,729,000 | thousands by filing date | principal |
| High Templar Tech Limit | 747798106 | COM | 2,190,352 | $3,724,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 131,372 | $3,720,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 134,638 | $3,719,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 146,004 | $3,714,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 247,911 | $3,714,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 95,570 | $3,707,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 159,604 | $3,706,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 106,659 | $3,701,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 326,678 | $3,698,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 78,767 | $3,687,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 288,791 | $3,674,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 195,728 | $3,673,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30,946 | $3,661,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 394,209 | $3,661,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,000,000 | $3,657,000 | thousands by filing date | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 245,010 | $3,655,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 326,934 | $3,652,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 58,080 | $3,650,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,000 | $3,649,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 226,742 | $3,645,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 61,609 | $3,644,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 178,096 | $3,634,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 93,042 | $3,632,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 159,804 | $3,631,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 220,000 | $3,630,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 144,657 | $3,628,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 26,500 | $3,622,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 187,900 | $3,621,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 380,544 | $3,619,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 52,479 | $3,616,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 54,961 | $3,613,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 167,670 | $3,606,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 453,401 | $3,605,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 82,822 | $3,600,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 216,401 | $3,595,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 337,511 | $3,594,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 270,127 | $3,592,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 133,910 | $3,590,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 74,823 | $3,589,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 705,288 | $3,589,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 29,400 | $3,587,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 64,600 | $3,582,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 114,000 | $3,576,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 195,683 | $3,575,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 55,276 | $3,571,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 111,292 | $3,571,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,599,000 | $3,569,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 74,985 | $3,567,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 31,497 | $3,567,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 364,198 | $3,565,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 54,681 | $3,553,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 31,400 | $3,536,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 175,560 | $3,535,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 73,462 | $3,524,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 24,066 | $3,518,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 151,464 | $3,508,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 121,396 | $3,507,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 13,100 | $3,505,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 540,039 | $3,504,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 25,600 | $3,499,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 10,800 | $3,493,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 10,800 | $3,493,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 53,497 | $3,487,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 137,755 | $3,485,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 74,759 | $3,483,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 66,081 | $3,480,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 173,032 | $3,480,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 117,523 | $3,476,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 284,793 | $3,472,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 202,606 | $3,465,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 124,066 | $3,464,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 135,444 | $3,460,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,759,000 | $3,453,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 115,957 | $3,452,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 56,000 | $3,451,000 | thousands by filing date | call |
| Aussie $ ETF | 46090N103 | ETF | 50,000 | $3,445,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,503,000 | $3,439,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 59,072 | $3,435,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 901,202 | $3,433,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 168,639 | $3,427,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 732,373 | $3,421,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 127,638 | $3,420,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100,000 | $3,418,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 362,633 | $3,416,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 164,905 | $3,414,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 56,551 | $3,407,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 135,173 | $3,400,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 174,060 | $3,396,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,510,000 | $3,394,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 216,063 | $3,394,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 126,020 | $3,390,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 129,004 | $3,389,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 141,500 | $3,388,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 132,288 | $3,388,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 52,488 | $3,386,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 212,397 | $3,384,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 248,754 | $3,376,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 54,897 | $3,375,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 44,606 | $3,374,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 78,998 | $3,372,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 53,102 | $3,371,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 290,032 | $3,365,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 3,577,000 | $3,363,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 2,500,000 | $3,360,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 464,900 | $3,357,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 14,645 | $3,357,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,079,294 | $3,345,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 66,135 | $3,343,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 315,681 | $3,343,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 80,015 | $3,342,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 50,316 | $3,334,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 59,788 | $3,329,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 230,405 | $3,324,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 165,313 | $3,324,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 43,000 | $3,320,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 53,986 | $3,317,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 64,992 | $3,309,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 99,391 | $3,306,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 108,923 | $3,295,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 146,215 | $3,294,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 151,018 | $3,289,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 283,978 | $3,286,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 139,558 | $3,286,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 329,200 | $3,279,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 136,175 | $3,273,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 429,576 | $3,265,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 205,383 | $3,260,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 150,549 | $3,256,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 65,689 | $3,248,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 334,300 | $3,243,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 302,299 | $3,238,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 216,412 | $3,227,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 463,521 | $3,226,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 58,600 | $3,219,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 242,715 | $3,216,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 62,596 | $3,207,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,049,484 | $3,201,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 28,712 | $3,199,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 532,693 | $3,196,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 135,885 | $3,190,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,356,760 | $3,189,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 149,444 | $3,187,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 211,981 | $3,184,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 74,187 | $3,179,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 312,133 | $3,174,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 391,435 | $3,171,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 248,407 | $3,167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 232,267 | $3,161,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 83,840 | $3,158,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 289,276 | $3,157,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 252,069 | $3,153,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,153 | $3,150,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 63,877 | $3,149,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,160,000 | $3,148,000 | thousands by filing date | principal |
| KONTOOR BRANDS INC | 50050N103 | COM | 176,535 | $3,145,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 205,704 | $3,142,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 213,509 | $3,140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 156,522 | $3,136,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 133,090 | $3,133,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 36,000 | $3,130,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,867,000 | $3,129,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 175,958 | $3,125,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 144,445 | $3,118,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,000 | $3,118,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 54,145 | $3,115,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 131,969 | $3,113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 31,338 | $3,112,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 166,707 | $3,109,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 164,825 | $3,106,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 133,753 | $3,083,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 49,612 | $3,081,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 110,394 | $3,077,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 156,795 | $3,076,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 197,920 | $3,070,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 68,201 | $3,069,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 239,761 | $3,062,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 388,938 | $3,053,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,800 | $3,051,000 | thousands by filing date | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 182,400 | $3,037,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 206,306 | $3,034,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,172,950 | $3,027,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,400 | $3,026,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 250,068 | $3,022,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 51,836 | $3,021,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 57,701 | $3,019,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 155,032 | $3,011,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 26,481 | $3,009,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 65,399 | $3,009,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 278,379 | $3,007,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 215,506 | $3,002,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 300,859 | $2,998,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 49,179 | $2,997,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 39,261 | $2,996,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 69,311 | $2,994,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 126,654 | $2,989,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 15,900 | $2,984,000 | thousands by filing date | put |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 165,698 | $2,983,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 15,000 | $2,981,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 11,500 | $2,969,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 445,500 | $2,963,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 24,200 | $2,952,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 175,007 | $2,951,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 280,407 | $2,950,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 95,573 | $2,949,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 402,961 | $2,949,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 241,952 | $2,949,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 237,192 | $2,946,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 166,812 | $2,938,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 330,367 | $2,934,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 171,500 | $2,933,000 | thousands by filing date | put |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 70,000 | $2,930,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 48,552 | $2,929,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 3,313,000 | $2,915,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R106 | COM | 119,556 | $2,914,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 52,900 | $2,906,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 402,111 | $2,903,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 157,067 | $2,903,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 81,012 | $2,899,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 129,130 | $2,892,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 128,500 | $2,891,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 86,450 | $2,888,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 114,396 | $2,875,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 33,583 | $2,866,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 95,660 | $2,864,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 86,539 | $2,861,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 17,575 | $2,860,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 162,165 | $2,859,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 50,432 | $2,857,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 731,428 | $2,852,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 273,304 | $2,851,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 54,147 | $2,849,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 179,690 | $2,842,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 64,665 | $2,841,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25,300 | $2,840,000 | thousands by filing date | put |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 37,852 | $2,839,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 350,023 | $2,835,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 245,911 | $2,825,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 149,180 | $2,825,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 251,952 | $2,822,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 23,473 | $2,817,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 150,768 | $2,801,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 243,401 | $2,785,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 319,373 | $2,782,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,752,806 | $2,780,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 77,370 | $2,779,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 178,695 | $2,778,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 150,024 | $2,769,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 201,206 | $2,769,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 584,031 | $2,768,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 227,058 | $2,759,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 120,191 | $2,757,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 3,141,000 | $2,757,000 | thousands by filing date | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 232,109 | $2,753,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 265,519 | $2,752,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,144,742 | $2,747,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 168,000 | $2,745,000 | thousands by filing date | call |
| INVESCO BD FD | 46132L107 | COM | 136,851 | $2,741,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 42,212 | $2,740,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 207,720 | $2,738,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 43,490 | $2,736,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,253 | $2,736,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 60,986 | $2,734,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 168,737 | $2,734,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 29,345 | $2,733,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 371,013 | $2,731,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 121,041 | $2,731,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 48,287 | $2,730,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 113,481 | $2,724,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 94,610 | $2,712,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 206,261 | $2,710,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 77,407 | $2,708,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 271,569 | $2,702,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 343,996 | $2,701,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 282,733 | $2,700,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100,000 | $2,695,000 | thousands by filing date | put |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 168,009 | $2,693,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 110,383 | $2,693,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 172,095 | $2,690,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,500,000 | $2,688,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 241,083 | $2,683,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 88,428 | $2,675,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 118,857 | $2,670,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 90,380 | $2,666,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 26,010 | $2,653,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 112,900 | $2,652,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 37,067 | $2,644,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 136,278 | $2,644,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 264,180 | $2,629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 73,933 | $2,627,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 48,779 | $2,624,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 52,750 | $2,621,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 215,000 | $2,612,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 23,900 | $2,610,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 87,850 | $2,610,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 275,182 | $2,606,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 2,588,000 | $2,591,000 | thousands by filing date | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 381,679 | $2,584,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 188,526 | $2,583,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,700 | $2,559,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 56,492 | $2,559,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 38,048 | $2,557,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 32,266 | $2,557,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 116,990 | $2,553,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 50,000 | $2,553,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 282,916 | $2,552,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 75,640 | $2,551,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 70,000 | $2,544,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 176,616 | $2,541,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 584,714 | $2,538,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 218,700 | $2,537,000 | thousands by filing date | put |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 168,177 | $2,534,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 99,579 | $2,531,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 246,700 | $2,524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 53,570 | $2,519,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 176,267 | $2,517,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 79,769 | $2,517,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 36,899 | $2,513,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 230,913 | $2,512,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 13,024 | $2,512,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 41,831 | $2,509,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 793,206 | $2,507,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 219,203 | $2,502,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 184,639 | $2,500,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 53,608 | $2,497,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 432,704 | $2,492,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 108,731 | $2,489,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 78,491 | $2,485,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 633,944 | $2,485,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 63,696 | $2,484,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 17,027 | $2,477,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 177,681 | $2,476,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 35,144 | $2,473,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,312,000 | $2,471,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 56,277 | $2,469,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 50,000 | $2,469,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 46,544 | $2,468,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 43,090 | $2,466,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 130,086 | $2,464,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 170,682 | $2,460,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 82,836 | $2,459,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 12,453 | $2,457,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 164,500 | $2,454,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 83,924 | $2,448,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 63,151 | $2,444,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 29,700 | $2,442,000 | thousands by filing date | call |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 100,215 | $2,438,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 189,190 | $2,437,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 58,802 | $2,436,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 50,644 | $2,433,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 182,550 | $2,433,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 32,100 | $2,432,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 150,000 | $2,424,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,036,079 | $2,423,000 | thousands by filing date | |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 44,827 | $2,421,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 366,666 | $2,420,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 221,456 | $2,420,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 101,016 | $2,419,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 12,200 | $2,411,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 206,032 | $2,411,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 168,379 | $2,408,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 73,958 | $2,405,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 188,085 | $2,404,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 53,888 | $2,403,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 376,041 | $2,403,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 37,900 | $2,395,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 136,176 | $2,395,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 496,310 | $2,392,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 37,243 | $2,385,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 289,636 | $2,383,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 929,861 | $2,380,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 174,928 | $2,374,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 98,461 | $2,371,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 121,358 | $2,364,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 133,569 | $2,363,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 68,704 | $2,362,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 85,392 | $2,360,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 121,951 | $2,360,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 374,975 | $2,355,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 77,278 | $2,352,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 460,850 | $2,350,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 2,000,000 | $2,349,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 100,814 | $2,348,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 208,500 | $2,344,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 99,890 | $2,342,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 158,509 | $2,339,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 334,292 | $2,337,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 393,736 | $2,335,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 250,180 | $2,334,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 75,059 | $2,331,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |