13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 19,200 | $584,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 91,715 | $584,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 18,191 | $583,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 61,570 | $583,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 128,377 | $582,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 24,449 | $582,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 77,460 | $581,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 48,145 | $579,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 82,519 | $579,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 38,380 | $579,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 59,408 | $578,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 14,000 | $575,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 684,250 | $575,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 41,767 | $574,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 204,707 | $573,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 17,726 | $572,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,149 | $572,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 45,415 | $571,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 201,823 | $571,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 254,642 | $568,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 329,354 | $567,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 11,341 | $567,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 102,125 | $565,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 14,055 | $565,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 35,308 | $561,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 29,882 | $560,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 20,417 | $560,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 36,867 | $559,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 74,630 | $559,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 40,982 | $558,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,858 | $557,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 18,148 | $557,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 31,403 | $557,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 34,337 | $557,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 83,506 | $557,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 36,808 | $556,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,200 | $554,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,558 | $552,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 199,490 | $551,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 27,443 | $550,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 84,248 | $550,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 38,127 | $550,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 21,725 | $548,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 21,811 | $546,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 41,056 | $545,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 13,793 | $545,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,682 | $544,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 14,118 | $544,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 29,833 | $543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 26,693 | $543,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 19,141 | $543,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 9,132 | $542,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 14,927 | $542,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 35,758 | $542,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 46,356 | $541,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 57,335 | $540,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 23,477 | $537,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 30,435 | $537,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 274,380 | $537,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 29,841 | $537,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 56,917 | $536,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 21,367 | $536,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 35,333 | $536,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 51,066 | $536,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 13,964 | $536,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 49,637 | $534,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 17,274 | $533,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 239,000 | $533,000 | thousands by filing date | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 33,197 | $532,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 86,391 | $532,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 14,236 | $532,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 13,047 | $531,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 8,600 | $529,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 87,464 | $529,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,575 | $529,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 51,175 | $528,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 57,630 | $528,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 19,444 | $528,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 19,500 | $527,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 24,976 | $525,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,888 | $525,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 33,495 | $524,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 37,993 | $522,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 84,000 | $522,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 13,254 | $521,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 23,281 | $520,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 29,322 | $519,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 25,978 | $519,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 485,000 | $519,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 35,883 | $518,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 39,681 | $516,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 23,893 | $516,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 52,534 | $516,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 22,902 | $515,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 37,866 | $514,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 10,117 | $514,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 38,508 | $514,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 34,471 | $513,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 61,453 | $512,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 55,262 | $512,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 21,355 | $511,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 18,678 | $511,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 61,653 | $511,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 28,485 | $511,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 35,211 | $510,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 62,675 | $510,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 607,751 | $509,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,400 | $508,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 68,458 | $507,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 30,597 | $507,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 98,724 | $506,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 38,081 | $505,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 28,683 | $505,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,049 | $504,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 65,721 | $503,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 29,075 | $503,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,400 | $502,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 36,292 | $502,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 39,565 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 18,692 | $501,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 11,881 | $501,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,416 | $501,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 40,000 | $500,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 65,859 | $500,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 481,631 | $500,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 17,666 | $499,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 13,026 | $497,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 25,360 | $496,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,612 | $496,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 15,956 | $496,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 103,176 | $495,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 595,020 | $494,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 23,190 | $493,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 15,333 | $492,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,000 | $492,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 5,000 | $492,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 141,254 | $491,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 134,772 | $488,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 19,210 | $488,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 40,526 | $487,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 65,202 | $487,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 20,428 | $487,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 11,206 | $486,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 8,920 | $485,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 32,476 | $485,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 29,975 | $482,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 21,319 | $481,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 31,246 | $481,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 31,574 | $480,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 428,462 | $480,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 12,025 | $479,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 58,619 | $479,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 67,976 | $479,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 16,836 | $479,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 83,094 | $478,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 140,232 | $478,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 19,395 | $478,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 65,778 | $478,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 18,251 | $475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,364 | $474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,879 | $473,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 24,500 | $472,000 | thousands by filing date | put |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 14,960 | $472,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 65,900 | $470,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 34,966 | $470,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 23,332 | $470,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 34,000 | $469,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 11,900 | $467,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 98,467 | $467,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 88,701 | $467,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 35,404 | $467,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,400 | $466,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 98,330 | $466,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 33,974 | $465,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 20,641 | $464,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 56,786 | $464,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 67,437 | $464,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 15,003 | $463,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 19,400 | $462,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 79,933 | $462,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 32,875 | $462,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,222 | $460,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 14,800 | $460,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 45,502 | $459,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 36,062 | $459,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 9,817 | $458,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 19,053 | $457,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 38,935 | $457,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 89,535 | $457,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 31,306 | $455,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 16,584 | $455,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,700 | $455,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 13,360 | $451,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 37,588 | $451,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 49,197 | $450,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 18,160 | $450,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 72,779 | $450,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 163,576 | $450,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 129,989 | $448,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 32,769 | $448,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 80,211 | $448,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 16,491 | $448,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 34,023 | $447,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 314,900 | $444,000 | thousands by filing date | put |
| PARK AEROSPACE CORP | 70014A104 | COM | 39,814 | $443,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,754 | $443,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 16,413 | $442,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 14,687 | $442,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 67,478 | $437,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 9,180 | $437,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 8,698 | $436,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 26,231 | $436,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 53,163 | $436,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 26,868 | $435,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 48,293 | $435,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 43,900 | $434,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 11,867 | $434,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 31,889 | $434,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 47,063 | $433,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 31,320 | $432,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 37,660 | $432,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 12,719 | $432,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 19,464 | $431,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 39,671 | $431,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 25,181 | $430,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 20,968 | $430,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 30,736 | $429,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 29,342 | $428,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 236,600 | $428,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 44,621 | $423,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,218 | $423,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,455 | $422,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 24,753 | $421,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 12,838 | $421,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 10,735 | $420,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 15,288 | $420,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 17,973 | $420,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 52,626 | $420,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,900 | $418,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 11,900 | $418,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,752 | $418,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 32,739 | $418,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 120,283 | $417,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 52,779 | $416,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 5,091 | $415,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 38,761 | $415,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 19,005 | $415,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,271 | $414,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 16,511 | $413,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,800 | $412,000 | thousands by filing date | call |
| McCormick & Company Inc | 579780107 | COM | 2,315 | $412,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,515 | $412,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 101,241 | $411,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 74,925 | $411,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 26,207 | $410,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 47,598 | $410,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 44,320 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,581 | $410,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 29,955 | $410,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 25,555 | $409,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 9,730 | $409,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,500 | $409,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 192,003 | $409,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 124,614 | $409,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $407,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 39,978 | $407,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 761,343 | $407,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 40,531 | $407,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 68,626 | $407,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 33,374 | $406,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 81,469 | $406,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,395 | $406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 9,235 | $404,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 90,341 | $403,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 20,195 | $402,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 33,485 | $400,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 24,568 | $399,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 35,251 | $399,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 21,810 | $398,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 26,760 | $397,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 24,201 | $396,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 74,465 | $395,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 15,503 | $395,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 507,726 | $395,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 40,995 | $394,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 8,801 | $394,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 38,501 | $393,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 9,700 | $393,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 18,750 | $393,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 13,936 | $393,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 50,854 | $392,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 16,779 | $392,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 14,117 | $391,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 34,758 | $390,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 19,903 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 7,886 | $390,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 9,018 | $390,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 52,675 | $390,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 36,045 | $390,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 8,972 | $388,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 53,500 | $386,000 | thousands by filing date | put |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 44,507 | $386,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 93,320 | $385,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 29,647 | $384,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 19,423 | $384,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,310 | $384,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 46,794 | $383,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 406,000 | $383,000 | thousands by filing date | principal |
| PEOPLES UTAH BANCORP | 712706209 | COM | 17,033 | $383,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,173 | $382,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 32,162 | $382,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 13,929 | $382,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 267,332 | $382,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 158,396 | $381,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 294,924 | $381,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 72,779 | $380,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 93,040 | $380,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 4,865 | $380,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 416,000 | $380,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,000 | $379,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 128,176 | $379,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 107,923 | $379,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 123,100 | $379,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 10,220 | $378,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 12,777 | $378,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 118,835 | $378,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 6,263 | $378,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 47,941 | $374,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 28,613 | $373,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,223 | $373,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 21,073 | $373,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 67,677 | $373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 6,630 | $372,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 21,910 | $372,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 142,945 | $371,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 45,410 | $371,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 34,142 | $370,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 58,057 | $370,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 19,344 | $369,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 22,572 | $369,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 26,643 | $368,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 16,248 | $367,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 34,848 | $366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 15,166 | $366,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 41,307 | $366,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 22,384 | $366,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 20,834 | $365,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 257,363 | $365,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 28,679 | $364,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 9,907 | $364,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 67,580 | $364,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 17,344 | $363,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 17,493 | $362,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 20,269 | $362,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 26,725 | $362,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 32,263 | $361,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 40,126 | $360,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,550 | $359,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 208,892 | $359,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 27,909 | $358,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 149,753 | $358,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,063 | $357,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 47,191 | $357,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 13,665 | $357,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 7,325 | $357,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 50,000 | $356,000 | thousands by filing date | put |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 165,457 | $355,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 40,745 | $355,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 61,432 | $354,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 15,694 | $353,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 12,805 | $353,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 3,900 | $352,000 | thousands by filing date | put |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 9,363 | $351,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,300 | $351,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 34,533 | $351,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 6,346 | $351,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 38,852 | $351,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 36,666 | $351,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,881 | $349,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 44,193 | $348,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 24,272 | $347,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,268 | $347,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,159 | $347,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 31,255 | $347,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,107 | $347,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 87,010 | $346,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,836 | $346,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 42,100 | $345,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,705 | $345,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 21,564 | $345,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 23,444 | $344,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 22,974 | $344,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 110,896 | $344,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 18,733 | $342,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 7,253 | $341,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 32,573 | $341,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 62,317 | $341,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 36,124 | $341,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 71,690 | $341,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 35,348 | $341,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 10,953 | $341,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 66,059 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 4,349 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 15,652 | $339,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 131,297 | $339,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 9,873 | $339,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $338,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 54,662 | $338,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 25,407 | $338,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 14,398 | $337,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 3,628 | $337,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 123,924 | $335,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19,215 | $335,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 39,112 | $335,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,000 | $334,000 | thousands by filing date | put |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 23,559 | $334,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 60,097 | $334,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 80,653 | $333,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q381 | BETABLDRS 1-5YR | 12,694 | $333,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 33,149 | $332,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 43,462 | $332,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 25,819 | $332,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 183,113 | $331,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 24,076 | $331,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 73,781 | $330,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 31,297 | $328,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 116,656 | $328,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 36,512 | $328,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 13,127 | $327,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 16,423 | $327,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 38,940 | $327,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,951 | $326,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 45,199 | $325,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 42,024 | $325,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 425,432 | $325,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 11,900 | $324,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 57,398 | $323,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,114 | $323,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 25,335 | $323,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 323,525 | $323,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 17,802 | $322,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 30,497 | $322,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 141,534 | $322,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 18,404 | $322,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,871 | $322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 19,658 | $322,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 141,072 | $322,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 119,503 | $322,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 5,620 | $321,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,683 | $320,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 19,012 | $320,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 46,646 | $319,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 16,441 | $319,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 41,275 | $318,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 6,898 | $318,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,554 | $318,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,829 | $318,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,882 | $318,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 13,673 | $317,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,502 | $316,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 37,041 | $315,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 209,038 | $314,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 270,000 | $314,000 | thousands by filing date | principal |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,067 | $313,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 18,852 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 6,831 | $313,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 34,899 | $312,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 31,534 | $309,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 3,200 | $309,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 3,200 | $309,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 27,768 | $309,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 36,697 | $308,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 13,245 | $308,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 40,210 | $307,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 34,168 | $306,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,000 | $305,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 36,554 | $305,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 11,446 | $305,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,800 | $304,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 38,696 | $303,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 48,222 | $301,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 75,921 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 3,070 | $300,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 29,284 | $299,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 16,332 | $298,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 17,918 | $297,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,952 | $296,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 10,681 | $294,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,415 | $294,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 170,033 | $294,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 60,378 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 7,780 | $293,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 48,495 | $293,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 11,997 | $292,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,200 | $292,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 10,617 | $291,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 37,502 | $291,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,960 | $291,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 183,842 | $291,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 468,217 | $290,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |