13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERSO CORP | 92531L207 | CL A | 24,176 | $289,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,600 | $288,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 13,612 | $288,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 11,569 | $288,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 31,093 | $288,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 22,808 | $288,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 16,025 | $287,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 11,092 | $287,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 25,556 | $287,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 86,035 | $286,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,481 | $286,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 20,515 | $285,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 35,585 | $284,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 22,501 | $284,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 19,751 | $283,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 11,097 | $283,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 35,583 | $282,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,856 | $282,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 43,124 | $282,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 17,284 | $281,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 12,730 | $280,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 9,169 | $280,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 11,382 | $278,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 7,272 | $277,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 12,382 | $277,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 211,404 | $277,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 24,266 | $276,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,551 | $276,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 28,485 | $276,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 28,554 | $276,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 84,420 | $275,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 13,953 | $275,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 77,499 | $275,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,410 | $274,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,940 | $274,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 9,600 | $273,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 30,482 | $273,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 83,872 | $272,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 45,836 | $271,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,013 | $271,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,851 | $270,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 21,518 | $269,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 11,104 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 20,749 | $269,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 86,821 | $269,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 193,000 | $269,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 78,331 | $269,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 11,313 | $268,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 67,035 | $268,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 45,387 | $268,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 9,987 | $267,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 29,846 | $267,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 10,204 | $267,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 18,014 | $267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,362 | $267,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 26,805 | $267,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 15,268 | $267,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 12,541 | $267,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 11,467 | $266,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,500 | $265,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,700 | $265,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 14,306 | $265,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 50,109 | $265,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 55,454 | $264,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 7,309 | $264,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 10,358 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,704 | $261,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 19,811 | $260,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 47,562 | $260,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 31,081 | $259,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 35,662 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,004 | $259,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 97,253 | $258,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 114,414 | $258,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 16,155 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 10,785 | $258,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 56,289 | $256,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 10,773 | $256,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 87,041 | $256,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 267,000 | $256,000 | thousands by filing date | principal |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,691 | $255,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 6,658 | $254,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,404 | $253,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 22,836 | $253,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 9,910 | $252,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 12,163 | $252,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 38,466 | $251,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,950 | $250,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 9,236 | $250,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 19,699 | $249,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 18,251 | $248,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 21,443 | $248,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,139 | $247,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 481,191 | $247,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 16,665 | $246,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 246,783 | $246,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 9,722 | $246,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 50,550 | $245,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 24,507 | $245,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,578 | $245,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 27,913 | $245,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,479 | $244,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 8,676 | $243,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 8,790 | $243,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 45,308 | $242,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,127 | $242,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 36,940 | $242,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 7,679 | $242,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 30,785 | $242,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,761 | $241,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 23,602 | $241,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 26,725 | $241,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 7,355 | $241,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 29,505 | $240,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 8,900 | $240,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,720 | $239,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 34,472 | $238,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 54,648 | $238,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 11,354 | $238,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 49,152 | $237,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 20,168 | $237,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 34,342 | $237,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 8,928 | $237,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 14,161 | $236,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,826 | $236,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,993 | $236,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 9,446 | $236,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,539 | $236,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,670 | $235,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 87,600 | $235,000 | thousands by filing date | put |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 15,877 | $235,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 1,397,580 | $234,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 7,611 | $234,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,688 | $233,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 40,278 | $233,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 36,424 | $233,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,000 | $232,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 10,171 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 4,668 | $231,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 19,037 | $231,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 27,798 | $231,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 13,886 | $231,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18,828 | $230,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 9,096 | $230,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 18,430 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,555 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,695 | $230,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 162,767 | $230,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 16,826 | $230,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 27,122 | $229,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 22,239 | $228,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 17,403 | $228,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 22,542 | $228,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,798 | $228,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 62,392 | $228,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 581,061 | $227,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $227,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,875 | $226,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,908 | $226,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 16,748 | $226,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 80,958 | $226,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 88,049 | $225,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,690 | $225,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 14,372 | $224,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 304,047 | $224,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 20,013 | $223,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 25,611 | $222,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 51,017 | $222,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 5,909 | $222,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,199 | $222,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,100 | $221,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,100 | $221,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 13,103 | $221,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 22,732 | $221,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 30,662 | $221,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 8,875 | $221,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 12,373 | $221,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,490 | $220,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,539 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,203 | $220,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 27,258 | $220,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,443 | $219,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 10,622 | $219,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 9,156 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 7,302 | $218,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 8,004 | $217,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 103,005 | $217,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 15,455 | $217,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 32,535 | $216,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 15,310 | $215,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 10,899 | $215,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 28,604 | $215,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 15,925 | $215,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 9,284 | $215,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 21,544 | $215,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,100 | $214,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 39,008 | $214,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 41,359 | $214,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 15,836 | $214,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 13,624 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 15,829 | $213,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 7,288 | $213,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 24,835 | $213,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 24,448 | $213,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 51,535 | $212,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 34,052 | $212,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 8,025 | $211,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 12,046 | $211,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 6,700 | $211,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 18,096 | $211,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,600 | $211,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,210 | $210,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 172,778 | $210,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,076 | $210,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 39,513 | $210,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 150,000 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 8,300 | $209,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,400 | $208,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,500 | $208,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,500 | $208,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 39,912 | $208,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,296 | $208,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 8,652 | $207,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 25,367 | $207,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,956 | $207,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 8,900 | $207,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 312,345 | $207,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 56,433 | $207,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 16,895 | $207,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,438 | $206,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,863 | $206,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 21,127 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 5,920 | $206,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 41,519 | $203,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 7,680 | $203,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 634,403 | $203,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 7,767 | $203,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,331 | $202,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,763 | $202,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 18,890 | $202,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 17,647 | $201,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 5,059 | $200,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 40,920 | $200,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 13,036 | $200,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,261 | $200,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 27,751 | $200,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 2,033 | $200,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,800 | $199,000 | thousands by filing date | put |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 304,207 | $199,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 18,083 | $199,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 89,082 | $198,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 12,505 | $198,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 24,738 | $198,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,715 | $198,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 29,599 | $198,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 28,247 | $197,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 14,225 | $197,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 71,772 | $197,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 6,209 | $196,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,371 | $196,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,400 | $195,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,479 | $195,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 37,295 | $195,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,723 | $194,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 17,057 | $194,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 37,870 | $194,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,000 | $194,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,931 | $194,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 15,864 | $194,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,242 | $193,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 24,810 | $193,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,717 | $193,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 795 | $192,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,142 | $192,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 7,477 | $192,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,000 | $191,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 52,852 | $191,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 12,679 | $191,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 28,200 | $191,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,511 | $190,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 3,832 | $190,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 7,490 | $190,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 16,269 | $190,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,827 | $189,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 33,302 | $189,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 66,402 | $189,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 2,705,012 | $189,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 17,509 | $188,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,485 | $188,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 34,538 | $188,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 47,913 | $188,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 3,836 | $188,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,013 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 6,174 | $188,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 10,898 | $188,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 27,097 | $188,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,381 | $187,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,914 | $187,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 6,000 | $187,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 109,947 | $187,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 47,152 | $186,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 13,744 | $186,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 27,766 | $185,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 12,773 | $185,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,063 | $185,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,882 | $185,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 4,484 | $185,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 17,632 | $185,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 18,569 | $185,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 40,109 | $185,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 9,667 | $184,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 11,352 | $182,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,505 | $182,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 37,548 | $182,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,322 | $182,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,151 | $180,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,802 | $180,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 17,183 | $180,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 156,085 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,657 | $179,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 15,525 | $179,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,795 | $179,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 6,209 | $179,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 19,337 | $179,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 31,579 | $178,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 100,091 | $178,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 27,915 | $177,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,100 | $177,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 9,727 | $177,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 16,450 | $177,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 6,670 | $177,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 8,653 | $177,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 18,895 | $176,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,594 | $175,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 9,990 | $175,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 25,522 | $174,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,436 | $174,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 13,328 | $174,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 3,665 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 8,033 | $173,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 28,416 | $173,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 5,000 | $172,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 19,011 | $172,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 12,550 | $172,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 35,742 | $171,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 24,050 | $171,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,458 | $171,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 31,468 | $171,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 525,484 | $171,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 20,962 | $171,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 57,749 | $171,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,834 | $170,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 3,773 | $170,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 19,649 | $170,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 5,253 | $169,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,443 | $169,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,056 | $168,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,927 | $168,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 25,176 | $168,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,553 | $167,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 30,474 | $167,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 48,792 | $166,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 67,813 | $166,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 105,016 | $166,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 122,103 | $166,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 27,473 | $166,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 9,359 | $166,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 108,907 | $165,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 12,474 | $165,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 42,021 | $165,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 7,720 | $165,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,000 | $164,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 32,008 | $164,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,769 | $164,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 3,510 | $164,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 11,749 | $164,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 13,425 | $164,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,869 | $164,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 300 | $163,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 300 | $163,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,744 | $163,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 9,421 | $163,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 5,963 | $163,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,832 | $163,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $163,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,695 | $163,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 38,783 | $162,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,061 | $162,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,687 | $162,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 6,783 | $162,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 42,050 | $162,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 54,778 | $161,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 11,224 | $161,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,636 | $161,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 55,488 | $160,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 11,939 | $160,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 17,174 | $160,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 52,293 | $160,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 17,765 | $160,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 31,335 | $159,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 6,300 | $159,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 6,748 | $158,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 13,359 | $158,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 27,203 | $158,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 18,536 | $158,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 29,298 | $158,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 24,677 | $158,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,976 | $157,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,240 | $157,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 69,840 | $157,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 12,318 | $156,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 8,122 | $155,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,471 | $155,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 13,418 | $155,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 10,379 | $155,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 19,113 | $155,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 15,342 | $155,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 77,063 | $154,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 8,859 | $154,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 20,887 | $154,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 6,002 | $154,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,245 | $154,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,620 | $153,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 39,764 | $153,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 54,552 | $153,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 15,325 | $152,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 10,685 | $152,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 6,012 | $152,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108,627 | $152,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 62,251 | $152,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,496 | $151,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 74,211 | $151,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 7,124 | $151,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,750 | $151,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,984 | $151,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,963 | $151,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 25,887 | $151,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 160,000 | $151,000 | thousands by filing date | principal |
| FIRST CHOICE BANCORP | 31948P104 | COM | 9,236 | $151,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 16,360 | $150,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 4,555 | $150,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 27,776 | $150,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 25,956 | $150,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 47,165 | $150,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 11,915 | $150,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,089 | $149,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 6,718 | $149,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 20,494 | $149,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 2,461 | $149,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 59,072 | $149,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 10,693 | $148,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 3,031 | $147,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 65,840 | $147,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,401 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 5,811 | $147,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,700 | $146,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 19,660 | $146,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 9,532 | $146,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 20,426 | $146,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 72,430 | $146,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 7,674 | $146,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 166,607 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 9,994 | $145,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 17,242 | $145,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,149 | $144,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,954 | $144,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 152,838 | $144,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 31,087 | $143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,662 | $143,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,426 | $143,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 16,763 | $143,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,600 | $142,000 | thousands by filing date | call |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 30,796 | $142,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 115,378 | $142,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 19,594 | $141,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,033 | $141,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 17,676 | $141,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 48,591 | $141,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 7,741 | $141,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 61,006 | $141,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 2,900 | $140,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 35,946 | $140,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 34,676 | $140,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,053 | $140,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,106 | $140,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 267,110 | $140,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 25,250 | $140,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 25,826 | $140,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 7,775 | $139,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,916 | $139,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,579 | $139,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 20,641 | $139,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 25,464 | $139,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,125 | $139,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 11,280 | $139,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,507 | $138,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 26,684 | $138,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,398 | $137,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 11,231 | $137,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 7,922 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |