13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Abbott Laboratories | 002824100 | COM | 80,100 | $7,324,000 | thousands by filing date | call |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,952,000 | $7,323,000 | thousands by filing date | principal |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 208,879 | $7,321,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 294,950 | $7,309,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 86,417 | $7,305,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 327,254 | $7,299,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 138,952 | $7,295,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 244,885 | $7,295,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 219,700 | $7,294,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 191,608 | $7,281,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 44,200 | $7,257,000 | thousands by filing date | put |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 156,036 | $7,248,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 489,050 | $7,243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 79,415 | $7,222,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 336,492 | $7,221,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 261,033 | $7,210,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 317,299 | $7,209,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 464,414 | $7,203,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 413,414 | $7,197,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 371,514 | $7,181,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 156,423 | $7,180,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 283,021 | $7,173,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 63,694 | $7,171,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 916,787 | $7,170,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 651,907 | $7,145,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 175,130 | $7,143,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 97,702 | $7,137,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 468,400 | $7,105,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 96,410 | $7,098,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 824,230 | $7,097,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 221,000 | $7,090,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,932,000 | $7,068,000 | thousands by filing date | principal |
| BANK HAWAII CORP | 062540109 | COM | 114,918 | $7,057,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 287,874 | $7,056,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 267,965 | $7,050,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 160,689 | $7,038,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 130,503 | $7,038,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 167,726 | $7,029,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 202,292 | $7,027,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 570,327 | $7,021,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 316,596 | $7,019,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 269,645 | $7,013,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 282,071 | $7,009,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 5,419,000 | $7,003,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 2,780,000 | $6,994,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 459,569 | $6,985,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 680,000 | $6,977,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 250,000 | $6,975,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 144,566 | $6,961,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 112,929 | $6,956,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 160,101 | $6,956,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 271,203 | $6,955,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 371,076 | $6,954,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 186,423 | $6,954,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 708,254 | $6,947,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 448,081 | $6,941,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 253,413 | $6,931,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 47,162 | $6,927,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 552,803 | $6,921,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 191,880 | $6,921,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 631,398 | $6,920,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 6,365,000 | $6,912,000 | thousands by filing date | principal |
| SSR MINING IN | 784730103 | COM | 323,500 | $6,900,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,769,100 | $6,897,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 240,482 | $6,880,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 322,540 | $6,874,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 524,976 | $6,867,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 868,300 | $6,860,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 321,302 | $6,853,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 347,421 | $6,851,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 650,514 | $6,851,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 447,727 | $6,841,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,000 | $6,840,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 277,772 | $6,811,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 87,747 | $6,786,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 196,510 | $6,785,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100,000 | $6,780,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 569,775 | $6,757,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 485,670 | $6,746,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 315,467 | $6,742,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 50,276 | $6,739,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 58,546 | $6,732,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 362,091 | $6,727,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 66,154 | $6,709,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 217,864 | $6,686,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,542,000 | $6,684,000 | thousands by filing date | principal |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 750,689 | $6,681,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 126,249 | $6,678,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 190,932 | $6,658,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 160,539 | $6,656,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 170,975 | $6,651,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 404,571 | $6,646,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 6,249,000 | $6,640,000 | thousands by filing date | principal |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 162,745 | $6,639,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 260,581 | $6,639,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 77,018 | $6,626,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 63,486 | $6,625,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,080,000 | $6,619,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 156,255 | $6,612,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 284,900 | $6,601,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 101,963 | $6,599,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 268,852 | $6,597,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 83,447 | $6,588,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 229,549 | $6,588,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 160,825 | $6,577,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 311,715 | $6,577,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 67,001 | $6,574,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 389,443 | $6,565,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 75,292 | $6,552,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 42,637 | $6,551,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 118,000 | $6,543,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 174,105 | $6,542,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 3,055,005 | $6,537,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 181,430 | $6,534,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 530,283 | $6,533,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 167,348 | $6,531,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 97,104 | $6,516,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 479,633 | $6,505,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 88,097 | $6,504,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 52,700 | $6,501,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 595,536 | $6,498,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 186,491 | $6,495,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 266,549 | $6,466,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 793,123 | $6,464,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 249,539 | $6,460,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 472,164 | $6,460,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 125,541 | $6,454,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 468,466 | $6,447,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 383,300 | $6,439,000 | thousands by filing date | put |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 50,981 | $6,438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 87,177 | $6,428,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 118,357 | $6,425,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 277,722 | $6,424,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 96,205 | $6,424,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 190,093 | $6,423,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,520,000 | $6,415,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 587,211 | $6,400,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 225,325 | $6,387,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 111,806 | $6,384,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,156,348 | $6,382,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 833,892 | $6,379,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 149,604 | $6,345,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 305,468 | $6,342,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 229,379 | $6,333,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 233,144 | $6,311,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 64,188 | $6,306,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 230,078 | $6,299,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 152,894 | $6,293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 64,571 | $6,292,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 57,496 | $6,278,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 225,578 | $6,275,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 29,200 | $6,270,000 | thousands by filing date | call |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 233,876 | $6,255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 188,157 | $6,242,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 370,000 | $6,238,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 99,706 | $6,230,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 380,200 | $6,212,000 | thousands by filing date | put |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 206,766 | $6,209,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 88,708 | $6,207,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 216,790 | $6,205,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 353,917 | $6,204,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 405,987 | $6,199,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 278,911 | $6,198,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 119,180 | $6,191,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 482,526 | $6,181,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 287,409 | $6,179,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 84,841 | $6,177,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 138,977 | $6,175,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 125,718 | $6,171,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 553,958 | $6,170,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 148,300 | $6,166,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 920,500 | $6,121,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 127,766 | $6,120,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 605,990 | $6,120,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 465,011 | $6,095,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 154,503 | $6,082,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 736,060 | $6,080,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 182,274 | $6,063,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 271,355 | $6,059,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 157,792 | $6,054,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 631,054 | $6,052,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,800 | $6,051,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 582,943 | $6,039,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 215,564 | $6,010,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 283,363 | $6,007,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 254,360 | $6,005,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 558,608 | $6,005,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 312,231 | $5,998,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 216,518 | $5,988,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 231,099 | $5,986,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 50,000 | $5,974,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 116,700 | $5,966,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 61,402 | $5,962,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 665,760 | $5,956,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 327,895 | $5,947,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 97,500 | $5,942,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 159,456 | $5,940,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,954,000 | $5,940,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 220,388 | $5,939,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 114,943 | $5,934,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 114,728 | $5,919,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 66,104 | $5,915,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 104,700 | $5,900,000 | thousands by filing date | put |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 220,330 | $5,891,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,470,000 | $5,890,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 1,487,505 | $5,876,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 162,584 | $5,851,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 178,641 | $5,835,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 106,122 | $5,815,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 148,000 | $5,806,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 561,589 | $5,795,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 307,225 | $5,789,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 279,679 | $5,768,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 211,687 | $5,766,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 893,408 | $5,762,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 259,623 | $5,758,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 78,301 | $5,755,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 296,276 | $5,749,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 512,754 | $5,738,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 423,606 | $5,715,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 256,158 | $5,712,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 214,590 | $5,703,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 34,950 | $5,695,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 6,257,000 | $5,692,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 40,200 | $5,682,000 | thousands by filing date | put |
| R1 RCM INC | 749397105 | COM | 508,683 | $5,671,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 221,208 | $5,668,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 100,000 | $5,666,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 336,173 | $5,661,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 158,919 | $5,652,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 154,207 | $5,624,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 65,338 | $5,603,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 252,797 | $5,602,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 689,179 | $5,583,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 246,860 | $5,579,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 109,448 | $5,570,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 53,203 | $5,570,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 516,400 | $5,567,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 266,829 | $5,559,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 35,750 | $5,541,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 338,193 | $5,540,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 359,566 | $5,527,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 69,442 | $5,515,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 363,768 | $5,510,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 216,687 | $5,504,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 225,496 | $5,501,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 217,296 | $5,480,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,055,063 | $5,475,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 532,170 | $5,460,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 535,563 | $5,458,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 77,569 | $5,454,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 254,764 | $5,451,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 144,842 | $5,447,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 401,289 | $5,434,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 104,339 | $5,429,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 604,706 | $5,424,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 139,892 | $5,422,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 65,000 | $5,418,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 240,000 | $5,417,000 | thousands by filing date | put |
| NOVAVAX INC | 670002401 | COM NEW | 64,963 | $5,414,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 5,000,000 | $5,407,000 | thousands by filing date | principal |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 85,856 | $5,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 304,196 | $5,398,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 64,209 | $5,393,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200,000 | $5,388,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 200,000 | $5,388,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 161,084 | $5,387,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 35,264 | $5,387,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 209,193 | $5,387,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 242,512 | $5,383,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 300,839 | $5,382,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 114,919 | $5,381,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 486,992 | $5,367,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 50,000 | $5,353,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 500,000 | $5,340,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 90,812 | $5,337,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,814,826 | $5,334,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 250,473 | $5,321,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 406,902 | $5,318,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 207,531 | $5,305,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,011,141 | $5,298,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 250,923 | $5,296,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 80,142 | $5,288,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 248,212 | $5,284,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 204,712 | $5,283,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 793,898 | $5,279,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 864,778 | $5,267,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 5,345,000 | $5,265,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 21,900 | $5,260,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 747,541 | $5,255,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85,142 | $5,247,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 171,326 | $5,238,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,405,000 | $5,237,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,275,000 | $5,226,000 | thousands by filing date | principal |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 357,491 | $5,216,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 301,968 | $5,214,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 166,389 | $5,183,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 215,940 | $5,178,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 863,834 | $5,166,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 267,714 | $5,159,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 274,789 | $5,158,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 546,199 | $5,156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 100,000 | $5,153,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 192,140 | $5,149,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 87,500 | $5,145,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 209,597 | $5,144,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 243,040 | $5,143,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 355,370 | $5,142,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 854,949 | $5,139,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 147,285 | $5,132,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,198,000 | $5,130,000 | thousands by filing date | principal |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 266,102 | $5,125,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 200,000 | $5,120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 125,437 | $5,119,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 128,600 | $5,114,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 137,542 | $5,113,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 63,335 | $5,111,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 188,369 | $5,098,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 340,858 | $5,086,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100,000 | $5,066,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 800,600 | $5,044,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 114,612 | $5,043,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 203,969 | $5,040,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 849,775 | $5,039,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 29,800 | $5,038,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 236,922 | $5,020,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 97,774 | $5,019,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100,000 | $5,002,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 96,300 | $4,989,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 231,900 | $4,988,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 580,518 | $4,987,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 183,904 | $4,981,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 143,913 | $4,981,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 84,318 | $4,963,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,005,000 | $4,963,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 81,890 | $4,960,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 35,300 | $4,950,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 379,796 | $4,945,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 358,516 | $4,933,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 60,600 | $4,910,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 154,344 | $4,910,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 153,613 | $4,902,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 353,201 | $4,902,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 69,900 | $4,897,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 90,142 | $4,894,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 969,524 | $4,886,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 292,969 | $4,881,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 6,477,000 | $4,874,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,054,721 | $4,872,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 878,555 | $4,858,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 97,807 | $4,841,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 24,900 | $4,837,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 25,800 | $4,834,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 372,481 | $4,834,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 49,314 | $4,816,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 540,421 | $4,810,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 324,300 | $4,809,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 441,057 | $4,808,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 354,579 | $4,808,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 76,376 | $4,807,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 111,681 | $4,805,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 463,573 | $4,803,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 33,200 | $4,801,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 811,116 | $4,794,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 196,150 | $4,773,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 42,912 | $4,759,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 172,761 | $4,758,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 120,800 | $4,741,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 67,900 | $4,735,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 78,808 | $4,733,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 102,938 | $4,732,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 128,305 | $4,727,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 70,523 | $4,725,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 179,538 | $4,720,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 138,000 | $4,717,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 159,919 | $4,706,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 85,564 | $4,701,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 132,596 | $4,700,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 563,502 | $4,695,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,227 | $4,691,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 199,208 | $4,689,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 271,984 | $4,689,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 132,959 | $4,668,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 479,000 | $4,665,000 | thousands by filing date | put |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 205,014 | $4,662,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 91,603 | $4,650,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 74,459 | $4,644,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 324,266 | $4,640,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 88,905 | $4,634,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 311,890 | $4,631,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 38,957 | $4,630,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 301,055 | $4,622,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 114,058 | $4,608,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 332,211 | $4,608,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 336,017 | $4,600,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 296,002 | $4,595,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,340,000 | $4,591,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 54,979 | $4,586,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 188,871 | $4,579,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 79,680 | $4,575,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,704,000 | $4,572,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 251,958 | $4,571,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 32,937 | $4,571,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 370,060 | $4,570,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 406,395 | $4,568,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 247,618 | $4,566,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 279,335 | $4,564,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 667,562 | $4,559,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 640,042 | $4,557,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 199,456 | $4,553,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 39,900 | $4,551,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 64,392 | $4,545,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 54,039 | $4,533,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 74,113 | $4,532,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 211,423 | $4,529,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 122,862 | $4,525,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 131,447 | $4,523,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 118,269 | $4,522,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 66,846 | $4,514,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 409,829 | $4,508,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 46,662 | $4,508,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 122,346 | $4,505,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 838,641 | $4,504,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 100,770 | $4,502,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 109,240 | $4,495,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 530,867 | $4,490,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 122,800 | $4,484,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 136,871 | $4,477,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 120,650 | $4,476,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 476,334 | $4,468,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 215,573 | $4,456,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 109,217 | $4,451,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 108,306 | $4,440,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,305 | $4,436,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45,400 | $4,436,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 93,570 | $4,432,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 77,661 | $4,428,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 216,938 | $4,428,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 89,800 | $4,426,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 218,816 | $4,416,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 294,265 | $4,415,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 55,200 | $4,410,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 62,373 | $4,407,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 310,082 | $4,406,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100,000 | $4,405,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,329,000 | $4,403,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 103,401 | $4,402,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 232,229 | $4,401,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 154,943 | $4,397,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 186,279 | $4,390,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 310,594 | $4,389,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 158,234 | $4,384,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 49,774 | $4,382,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 314,560 | $4,381,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 144,080 | $4,364,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 179,653 | $4,347,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 190,685 | $4,344,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 154,468 | $4,334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 60,928 | $4,332,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 310,816 | $4,330,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,004,000 | $4,328,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 60,195 | $4,324,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 428,561 | $4,320,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 113,462 | $4,314,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 528,929 | $4,306,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 328,513 | $4,295,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 101,730 | $4,293,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 282,000 | $4,292,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,000 | $4,288,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,261,295 | $4,287,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 151,542 | $4,286,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 931,385 | $4,285,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,677,000 | $4,284,000 | thousands by filing date | principal |
| RITE AID CORP | 767754872 | COM | 250,861 | $4,279,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 115,336 | $4,270,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,326,000 | $4,269,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 130,837 | $4,268,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 16,500 | $4,266,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 408,127 | $4,265,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 46,400 | $4,255,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 172,552 | $4,248,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 800,528 | $4,243,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 170,026 | $4,242,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 507,754 | $4,240,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 83,313 | $4,234,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 230,000 | $4,230,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 70,043 | $4,229,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 558,902 | $4,225,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 501,395 | $4,212,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 122,618 | $4,207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 34,737 | $4,207,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 71,600 | $4,201,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 44,000 | $4,189,000 | thousands by filing date | put |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 61,129 | $4,180,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 101,374 | $4,171,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 125,700 | $4,165,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 167,221 | $4,163,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 125,909 | $4,161,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 211,059 | $4,161,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 395,764 | $4,160,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |