13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 207,156 | $12,830,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 215,228 | $12,809,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 272,696 | $12,798,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 428,744 | $12,781,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 337,873 | $12,765,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 75,500 | $12,764,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 483,731 | $12,757,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 381,527 | $12,757,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 615,320 | $12,756,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 264,939 | $12,744,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 130,227 | $12,727,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 4,098,000 | $12,715,000 | thousands by filing date | principal |
| UBS GROUP AG SHS | H42097107 | Stock | 1,100,000 | $12,694,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 1,124,048 | $12,692,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 9,866,000 | $12,684,000 | thousands by filing date | principal |
| CANTEL MEDICAL CORP | 138098108 | COM | 285,726 | $12,637,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 183,769 | $12,634,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 531,324 | $12,619,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 777,633 | $12,591,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 313,821 | $12,556,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,082,705 | $12,526,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,090,663 | $12,482,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 251,464 | $12,480,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 391,130 | $12,461,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 391,582 | $12,448,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 497,498 | $12,438,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 911,728 | $12,390,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,500 | $12,377,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 248,064 | $12,346,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 270,801 | $12,323,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 738,741 | $12,271,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 180,973 | $12,269,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 526,456 | $12,256,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 158,400 | $12,249,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 70,832 | $12,248,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 279,679 | $12,201,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 969,176 | $12,124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 263,208 | $12,118,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 490,640 | $12,114,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 253,856 | $12,109,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,141,283 | $12,098,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 163,500 | $12,032,000 | thousands by filing date | call |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 458,341 | $12,024,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 469,617 | $12,017,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 74,903 | $12,013,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 129,097 | $12,009,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 10,125,000 | $12,001,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 22,253 | $11,942,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 129,434 | $11,935,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 267,100 | $11,934,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 808,255 | $11,930,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 284,945 | $11,925,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 8,000,000 | $11,923,000 | thousands by filing date | principal |
| PBF ENERGY INC | 69318G106 | CL A | 1,161,564 | $11,895,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 974,504 | $11,879,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,113,531 | $11,870,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 326,973 | $11,850,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 547,589 | $11,833,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 424,541 | $11,823,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,823,906 | $11,783,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 150,871 | $11,767,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 566,491 | $11,755,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 974,380 | $11,752,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 49,800 | $11,746,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 224,753 | $11,731,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 710,870 | $11,723,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 486,981 | $11,718,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 214,007 | $11,687,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 863,979 | $11,673,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 533,416 | $11,671,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,893,000 | $11,663,000 | thousands by filing date | principal |
| BEST INC | 08653C106 | SPONSORED ADS | 2,723,659 | $11,657,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 263,058 | $11,646,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 19,580 | $11,644,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 928,146 | $11,639,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 309,488 | $11,623,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,766,361 | $11,605,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 794,961 | $11,590,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,061,931 | $11,565,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,573,728 | $11,551,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 511,900 | $11,538,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,101,302 | $11,536,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 6,000,000 | $11,486,000 | thousands by filing date | principal |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 415,860 | $11,469,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 807,972 | $11,440,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 350,661 | $11,429,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 910,571 | $11,409,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 221,031 | $11,394,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 169,423 | $11,389,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 711,798 | $11,388,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 89,600 | $11,376,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 271,683 | $11,370,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,171,225 | $11,361,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 338,281 | $11,346,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 94,700 | $11,323,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 406,760 | $11,323,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 165,105 | $11,308,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 540,407 | $11,283,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,992,460 | $11,277,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 367,066 | $11,277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 177,614 | $11,275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 436,498 | $11,253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 386,025 | $11,248,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 245,459 | $11,243,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 149,629 | $11,241,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 204,356 | $11,235,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,508,805 | $11,210,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 829,913 | $11,204,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 567,254 | $11,187,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 80,353 | $11,186,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 123,988 | $11,185,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 197,683 | $11,179,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 75,000 | $11,178,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 420,638 | $11,176,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,246,661 | $11,171,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 250,000 | $11,153,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 329,781 | $11,153,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 114,488 | $11,138,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 826,764 | $11,129,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 450,991 | $11,126,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 247,524 | $11,125,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 59,797 | $11,102,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 664,130 | $11,096,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 25,100 | $11,095,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 266,407 | $11,083,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 355,462 | $11,075,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 705,718 | $11,030,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 358,146 | $11,013,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 317,653 | $10,990,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 145,370 | $10,975,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 451,166 | $10,954,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 36,100 | $10,946,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 316,026 | $10,934,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 356,588 | $10,933,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 257,072 | $10,912,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 241,327 | $10,889,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 515,260 | $10,882,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 604,170 | $10,881,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 850,000 | $10,872,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 290,823 | $10,871,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 432,450 | $10,871,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 280,685 | $10,862,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 789,834 | $10,859,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 305,433 | $10,840,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 62,054 | $10,831,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 120,000 | $10,825,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 841,700 | $10,824,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 948,548 | $10,813,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 86,408 | $10,812,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 590,300 | $10,803,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 50,300 | $10,800,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 287,002 | $10,795,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 183,576 | $10,775,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 209,965 | $10,767,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 112,840 | $10,750,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 381,237 | $10,748,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 223,825 | $10,723,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 355,519 | $10,718,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 392,438 | $10,658,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 406,131 | $10,653,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 226,729 | $10,636,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 192,959 | $10,632,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 528,555 | $10,630,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 410,401 | $10,572,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 500,000 | $10,550,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 698,096 | $10,527,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,218,206 | $10,513,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 883,042 | $10,508,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 87,700 | $10,504,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,114,469 | $10,477,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 376,340 | $10,470,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 173,739 | $10,440,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 446,059 | $10,438,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 69,712 | $10,431,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,016,843 | $10,423,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 270,995 | $10,411,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 58,670 | $10,407,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 417,821 | $10,403,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,065,920 | $10,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 508,376 | $10,386,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 134,245 | $10,385,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 203,328 | $10,374,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 953,315 | $10,372,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 431,515 | $10,330,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,522,907 | $10,310,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 160,521 | $10,275,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 292,261 | $10,273,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 915,270 | $10,270,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 158,622 | $10,268,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 10,449,000 | $10,263,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 60,000 | $10,261,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 67,732 | $10,250,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,485,778 | $10,222,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 509,148 | $10,218,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 438,807 | $10,202,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 669,356 | $10,187,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 199,852 | $10,173,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 2,200,000 | $10,161,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 113,411 | $10,158,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 405,351 | $10,150,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 366,804 | $10,146,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 693,259 | $10,143,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 206,000 | $10,127,000 | thousands by filing date | call |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 356,216 | $10,110,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 297,700 | $10,107,000 | thousands by filing date | call |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 134,302 | $10,094,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 169,914 | $10,075,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 8,756,000 | $10,067,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 823,006 | $10,058,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 428,526 | $10,024,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 64,052 | $9,995,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 111,976 | $9,993,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 268,391 | $9,992,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 554,943 | $9,984,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,787,954 | $9,982,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 400,000 | $9,976,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 240,381 | $9,949,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,863,204 | $9,935,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 300,924 | $9,934,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 170,758 | $9,931,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 75,000 | $9,919,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 369,600 | $9,902,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 120,700 | $9,898,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 93,560 | $9,898,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 88,960 | $9,890,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 611,608 | $9,883,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 70,600 | $9,876,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 120,229 | $9,874,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 160,381 | $9,869,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 971,000 | $9,869,000 | thousands by filing date | principal |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 634,150 | $9,862,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 348,246 | $9,813,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 145,547 | $9,806,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 128,352 | $9,798,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 671,326 | $9,781,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 190,063 | $9,780,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 268,619 | $9,775,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 98,278 | $9,766,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 285,043 | $9,743,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,005,080 | $9,737,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 563,489 | $9,732,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 225,800 | $9,713,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 415,500 | $9,689,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 109,381 | $9,678,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 153,551 | $9,661,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 244,026 | $9,646,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,227,230 | $9,634,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 475,246 | $9,623,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 350,882 | $9,622,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 711,700 | $9,608,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 260,540 | $9,598,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 306,548 | $9,580,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 79,844 | $9,571,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 482,236 | $9,562,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 224,216 | $9,557,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 71,000 | $9,550,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 1,863,982 | $9,543,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 313,678 | $9,533,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 207,150 | $9,506,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 467,471 | $9,494,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 300,900 | $9,490,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 137,745 | $9,475,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 300,708 | $9,475,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 336,976 | $9,470,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 436,866 | $9,423,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 70,000 | $9,415,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 306,376 | $9,399,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 737,327 | $9,393,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 198,422 | $9,387,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 612,438 | $9,364,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 396,591 | $9,356,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 449,644 | $9,352,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 144,237 | $9,351,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 29,600 | $9,342,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 445,932 | $9,333,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 177,169 | $9,331,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,181,113 | $9,331,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 355,647 | $9,317,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 258,156 | $9,310,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 150,000 | $9,305,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 401,435 | $9,302,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 482,012 | $9,297,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 370,972 | $9,270,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 410,000 | $9,254,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 760,068 | $9,250,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 31,540 | $9,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 193,442 | $9,247,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,319,745 | $9,239,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 370,711 | $9,234,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 323,207 | $9,218,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 500,000 | $9,195,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 861,939 | $9,171,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 568,677 | $9,161,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 171,190 | $9,155,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 131,600 | $9,145,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 421,155 | $9,132,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,594,519 | $9,130,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 791,107 | $9,130,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 409,491 | $9,127,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 253,129 | $9,123,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 389,548 | $9,120,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 49,410 | $9,111,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,628,295 | $9,094,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,900 | $9,080,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 204,752 | $9,060,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 409,209 | $9,056,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 107,498 | $9,055,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 849,331 | $9,045,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 379,657 | $9,043,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 859,501 | $9,043,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 233,137 | $9,034,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 24,900 | $9,023,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 471,018 | $9,006,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 40,515 | $9,004,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 212,878 | $8,994,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 287,606 | $8,971,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 264,338 | $8,955,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 647,999 | $8,942,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 89,553 | $8,924,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 5,000,000 | $8,915,000 | thousands by filing date | principal |
| FIBROGEN INC | 31572Q808 | COM | 219,825 | $8,910,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 451,590 | $8,874,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 201,288 | $8,869,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 579,492 | $8,849,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 997,656 | $8,838,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 224,423 | $8,836,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 907,030 | $8,835,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 463,476 | $8,823,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 210,274 | $8,809,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 75,954 | $8,801,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 285,740 | $8,781,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 133,205 | $8,753,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 612,656 | $8,748,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 99,895 | $8,694,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 13,743,000 | $8,691,000 | thousands by filing date | principal |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 524,929 | $8,674,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 334,488 | $8,670,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 538,974 | $8,650,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 4,753,000 | $8,640,000 | thousands by filing date | principal |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 736,002 | $8,624,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 38,278 | $8,621,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 75,081 | $8,619,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 155,316 | $8,614,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 665,371 | $8,609,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 104,819 | $8,605,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 63,185 | $8,566,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200,000 | $8,562,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 171,859 | $8,561,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 64,645 | $8,558,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 357,200 | $8,551,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,791,548 | $8,537,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 205,787 | $8,525,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 718,086 | $8,517,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,693,173 | $8,517,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 322,989 | $8,501,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 326,992 | $8,501,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 577,089 | $8,500,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 9,058,000 | $8,492,000 | thousands by filing date | principal |
| INNOSPEC INC | 45768S105 | COM | 109,789 | $8,482,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 644,261 | $8,473,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 197,112 | $8,472,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 161,398 | $8,468,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 346,813 | $8,466,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 603,596 | $8,462,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 99,148 | $8,452,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 63,630 | $8,434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 308,923 | $8,430,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 259,352 | $8,429,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 173,893 | $8,412,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 311,710 | $8,411,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 226,857 | $8,403,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,010,300 | $8,396,000 | thousands by filing date | put |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $8,385,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 154,854 | $8,363,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 285,304 | $8,357,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 200,000 | $8,354,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 638,500 | $8,345,000 | thousands by filing date | put |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 122,319 | $8,337,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 510,829 | $8,331,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 443,760 | $8,330,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 227,800 | $8,319,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 198,862 | $8,319,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 269,348 | $8,315,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,014,629 | $8,310,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 121,160 | $8,299,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 396,818 | $8,286,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 254,488 | $8,284,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 233,937 | $8,255,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 85,332 | $8,253,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 30,000 | $8,233,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 117,400 | $8,225,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 343,168 | $8,225,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 99,998 | $8,224,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 466,403 | $8,223,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 357,003 | $8,214,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,069,460 | $8,214,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 890,515 | $8,211,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 79,961 | $8,207,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 112,185 | $8,202,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 109,939 | $8,196,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 165,534 | $8,194,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 372,506 | $8,191,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 275,260 | $8,184,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 223,710 | $8,183,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 577,318 | $8,181,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 281,029 | $8,178,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 436,340 | $8,172,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 152,699 | $8,168,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 190,502 | $8,146,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 111,993 | $8,144,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 8,650,000 | $8,131,000 | thousands by filing date | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 261,258 | $8,130,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 164,253 | $8,125,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 268,309 | $8,103,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,865,000 | $8,099,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 98,400 | $8,089,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 273,425 | $8,085,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 201,819 | $8,085,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 66,327 | $8,084,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 159,041 | $8,083,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 247,401 | $8,076,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 284,279 | $8,071,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 470,219 | $8,045,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 446,220 | $8,023,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 953,464 | $8,009,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 643,733 | $8,008,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 323,054 | $8,002,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 320,602 | $8,001,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 438,824 | $7,991,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 132,100 | $7,986,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 82,196 | $7,954,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 288,446 | $7,953,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 188,927 | $7,931,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 197,524 | $7,924,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 284,266 | $7,908,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 69,383 | $7,908,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 161,987 | $7,897,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 265,280 | $7,892,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 142,285 | $7,892,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 453,907 | $7,866,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 65,100 | $7,862,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 265,375 | $7,847,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,000,000 | $7,845,000 | thousands by filing date | principal |
| PERSPECTA INC | 715347100 | COM | 337,568 | $7,842,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,721,821 | $7,839,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 132,500 | $7,793,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 235,318 | $7,791,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 162,129 | $7,784,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 295,949 | $7,783,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 914,803 | $7,777,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 160,642 | $7,777,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,074,781 | $7,761,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 95,624 | $7,745,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 22,579 | $7,736,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 305,099 | $7,735,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 647,788 | $7,735,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 96,813 | $7,734,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 102,683 | $7,722,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 310,210 | $7,718,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 128,075 | $7,700,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 170,391 | $7,700,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,456,742 | $7,692,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 669,243 | $7,690,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 347,510 | $7,670,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 189,013 | $7,660,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 147,842 | $7,652,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 343,899 | $7,635,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 242,721 | $7,627,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 644,777 | $7,596,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 310,866 | $7,589,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,100,000 | $7,568,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 329,942 | $7,562,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 126,600 | $7,559,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 157,916 | $7,559,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 109,268 | $7,551,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 361,247 | $7,549,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,088,575 | $7,536,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 786,585 | $7,511,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 836,360 | $7,511,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 67,352 | $7,510,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 105,797 | $7,508,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,024,000 | $7,469,000 | thousands by filing date | principal |
| CNA FINL CORP | 126117100 | COM | 231,835 | $7,453,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 642,050 | $7,448,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 399,359 | $7,428,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 72,189 | $7,423,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 105,140 | $7,419,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 657,659 | $7,412,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 153,400 | $7,409,000 | thousands by filing date | put |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 150,629 | $7,407,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,335,500 | $7,372,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 1,033,326 | $7,368,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 194,601 | $7,365,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 93,533 | $7,355,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,004,180 | $7,351,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 137,351 | $7,348,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 39,200 | $7,343,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 185,000 | $7,333,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 375,719 | $7,331,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 777,192 | $7,329,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |