13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 7,032 holding rows worth $657,432,032,000.
- Accession
- 0001567619-20-015379
- Filer
- CIK 70858
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 23,610 entries on the cover page, a total value of $657,432,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,432,032,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,212 | $137,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 8,660 | $137,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 12,782 | $137,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 9,751 | $136,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 9,557 | $136,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 7,702 | $136,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,932 | $136,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,600 | $135,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 21,063 | $135,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 5,900 | $135,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 5,488 | $135,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 9,757 | $135,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 17,276 | $135,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 8,165 | $135,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 6,798 | $134,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 41,995 | $134,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,305 | $133,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,362 | $133,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,505 | $133,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 12,001 | $133,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 20,047 | $133,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 17,898 | $132,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 46,451 | $132,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,161 | $132,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 17,538 | $132,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 26,064 | $131,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,888 | $131,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 9,740 | $131,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 9,128 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 5,738 | $131,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 19,823 | $131,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 9,326 | $130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 4,158 | $130,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 200,000 | $130,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,084 | $130,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 7,315 | $129,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,200 | $129,000 | thousands by filing date | put |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 9,100 | $129,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 21,598 | $129,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 7,868 | $129,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,665 | $128,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,300 | $128,000 | thousands by filing date | put |
| AZEK CO INC | 05478C105 | CL A | 4,046 | $128,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 4,018 | $128,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 17,738 | $128,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 20,963 | $128,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 4,385 | $127,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,532 | $127,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 30,515 | $127,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,525 | $127,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 700 | $126,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 700 | $126,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 28,836 | $126,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 18,186 | $126,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,969 | $126,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 10,385 | $126,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 13,770 | $126,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 36,000 | $125,000 | thousands by filing date | principal |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 17,793 | $125,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 1,236 | $125,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 125,000 | $125,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 3,000 | $124,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,320 | $124,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 12,412 | $124,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 4,555 | $124,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 13,024 | $124,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 46,376 | $124,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 43,917 | $123,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 9,178 | $123,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,100 | $122,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,930 | $122,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 25,811 | $122,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,418 | $122,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,202 | $121,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 4,673 | $121,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,287 | $121,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 7,250 | $121,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,667 | $121,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 4,313 | $121,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 4,655 | $121,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 66,181 | $121,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 3,883 | $121,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 8,425 | $120,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,924 | $120,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 15,456 | $120,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 240,883 | $120,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 21,253 | $119,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,723 | $119,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,534 | $119,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 14,927 | $118,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 9,524 | $118,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 28,346 | $118,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,200 | $117,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 9,061 | $117,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 38,131 | $117,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 7,339 | $117,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 8,407 | $117,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 96,668 | $116,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,341 | $116,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 23,392 | $115,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,564 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1,530 | $115,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,993 | $115,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,449 | $115,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 113,000 | $115,000 | thousands by filing date | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,499 | $115,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,776 | $114,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,123 | $114,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 4,520 | $114,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 7,885 | $114,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,299 | $114,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 35,699 | $114,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,675 | $113,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 7,176 | $113,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,523 | $113,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,007 | $112,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 28,771 | $112,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,036 | $112,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 19,210 | $112,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 137,570 | $112,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 7,253 | $111,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 161,016 | $111,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 11,990 | $111,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 13,307 | $111,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 79,426 | $110,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,334 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $109,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 15,840 | $109,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 5,418 | $109,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 73,222 | $109,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,363 | $108,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,888 | $108,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 8,181 | $108,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,415 | $107,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 13,061 | $107,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,587 | $106,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 17,725 | $106,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 4,995 | $106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1,963 | $106,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,780 | $105,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,340 | $105,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,693 | $105,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 84,039 | $105,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 33,969 | $105,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,187 | $105,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 14,827 | $105,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,400 | $105,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 3,947 | $104,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,632 | $104,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 3,536 | $104,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1,310 | $104,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 66,802 | $104,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,188 | $104,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 6,000 | $103,000 | thousands by filing date | call |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,487 | $103,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 5,539 | $103,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 121,112 | $103,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 6,257 | $103,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 6,322 | $103,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,218 | $102,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 40,004 | $102,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,930 | $102,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,120 | $102,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 4,371 | $102,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 16,743 | $102,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 14,102 | $102,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 11,009 | $101,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 21,900 | $101,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 54,870 | $101,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 38,308 | $101,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 6,069 | $100,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,265 | $100,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,435 | $100,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 13,201 | $100,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 42,110 | $100,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 54,599 | $99,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 3,974 | $99,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 99,348 | $99,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 17,988 | $99,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,807 | $98,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1,804 | $98,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 17,491 | $98,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 14,079 | $98,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,319 | $98,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 106,000 | $98,000 | thousands by filing date | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,155 | $97,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,754 | $97,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,022 | $97,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,473 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,030 | $97,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 100,000 | $97,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $97,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 11,249 | $96,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 4,266 | $96,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 69,768 | $96,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 481,618 | $96,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $95,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 5,700 | $95,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,921 | $95,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 131,561 | $95,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 17,528 | $95,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 4,201 | $94,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 3,743 | $94,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 29,095 | $94,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 24,099 | $94,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 8,390 | $93,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 1,656 | $93,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 3,011 | $93,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 4,535 | $93,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,183 | $93,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 15,639 | $93,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 13,406 | $92,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 1,906 | $92,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,659 | $92,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 98,473 | $92,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 39,514 | $92,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 10,098 | $91,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 20,940 | $91,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,942 | $91,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 13,428 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,407 | $91,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 4,058 | $91,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 8,701 | $91,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,634 | $91,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,638 | $90,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,896 | $90,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 3,804 | $90,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 7,619 | $90,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,666 | $90,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 56,000 | $90,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,234 | $89,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 7,773 | $89,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,816 | $89,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,979 | $88,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 4,200 | $88,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,336 | $88,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,439 | $88,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 6,318 | $88,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 25,254 | $88,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,530 | $88,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 8,448 | $88,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 25,191 | $88,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,303 | $87,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,422 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,559 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,897 | $87,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 21,846 | $87,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 115,261 | $87,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 9,562 | $86,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,776 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,768 | $86,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 24,049 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,668 | $86,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,500 | $85,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 8,000 | $85,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 13,530 | $85,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,085 | $85,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,087 | $85,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1,925 | $85,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 77,336 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 3,452 | $84,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 2,869 | $84,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 116,434 | $84,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,000 | $83,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,383 | $83,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,681 | $83,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 20,192 | $83,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 32,114 | $83,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 5,515 | $83,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 3,806 | $83,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,900 | $82,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 8,399 | $82,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,000 | $82,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,453 | $82,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 6,501 | $82,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 6,839 | $81,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 1,086 | $81,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 18,300 | $81,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 22,368 | $81,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 7,764 | $80,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 46,037 | $80,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 529,000 | $80,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 300 | $79,000 | thousands by filing date | put |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 5,182 | $79,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 26,002 | $79,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 8,648 | $79,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,448 | $79,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 11,695 | $79,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 9,184 | $77,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 65,710 | $77,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,008 | $77,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 18,463 | $77,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 4,982 | $77,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,500 | $76,000 | thousands by filing date | put |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 9,697 | $76,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,775 | $76,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $76,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,398 | $76,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,996 | $76,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 90,000 | $76,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 6,391 | $76,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 13,262 | $76,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,212 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 5,380 | $75,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,677 | $75,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,930 | $75,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 6,659 | $75,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,754 | $75,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,250 | $75,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $75,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,000 | $74,000 | thousands by filing date | call |
| VALHI INC | 918905209 | COMMON STOCK | 7,010 | $74,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,754 | $74,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 16,429 | $74,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 11,200 | $73,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 312,949 | $73,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 59,328 | $73,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 8,200 | $73,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,936 | $72,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,404 | $72,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 4,844 | $72,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,227 | $72,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,297 | $72,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 22,892 | $72,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 26,126 | $72,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,604 | $71,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,699 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 5,845 | $71,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 9,005 | $71,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 22,603 | $71,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,132 | $70,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 5,724 | $70,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 71,749 | $70,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 45,390 | $70,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 2,248 | $70,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,000 | $69,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 2,251 | $69,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,814 | $69,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,674 | $69,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,111 | $69,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,124 | $69,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 35,229 | $69,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 9,737 | $69,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 53,068 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,601 | $68,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,221 | $68,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,907 | $68,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 12,471 | $68,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 8,933 | $67,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 29,884 | $67,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 14,057 | $67,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 31,105 | $67,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,989 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 2,684 | $67,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 16,489 | $67,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,572 | $66,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 18,341 | $66,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 10,402 | $66,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 800 | $65,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 800 | $65,000 | thousands by filing date | call |
| BEYONDSPRING INC | G10830100 | SHS | 4,302 | $65,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 70,372 | $65,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 3,908 | $65,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 44,285 | $64,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,091 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,467 | $64,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 234,336 | $64,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 6,500 | $64,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,748 | $64,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 5,198 | $64,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,400 | $63,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 2,795 | $63,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 4,695 | $63,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,915 | $63,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 8,577 | $63,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 19,251 | $63,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 17,209 | $63,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 3,900 | $62,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 8,873 | $62,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 925 | $62,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,697 | $62,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 7,133 | $61,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,866 | $61,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,784 | $61,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 20,090 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,325 | $61,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,418 | $61,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,690 | $61,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 65,000 | $61,000 | thousands by filing date | principal |
| TRECORA RES | 894648104 | COM | 9,690 | $61,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 600 | $60,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,458 | $60,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,631 | $60,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1,206 | $60,000 | thousands by filing date | |
| PACER FDS TR | 69374H402 | CMN | 2,201 | $60,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 2,271 | $60,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 3,063 | $59,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,400 | $59,000 | thousands by filing date | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,400 | $59,000 | thousands by filing date | call |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 4,585 | $59,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 5,559 | $59,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 6,140 | $59,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 25,811 | $59,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 59,000 | $59,000 | thousands by filing date | principal |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 91,596 | $59,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 600 | $58,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 14,349 | $58,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $58,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,811 | $58,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,357 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 3,002 | $58,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 666 | $58,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,698 | $58,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,078 | $58,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 6,594 | $58,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 700 | $57,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 32,626 | $57,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 19,286 | $57,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,000 | $57,000 | thousands by filing date | put |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 3,974 | $57,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 11,229 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,018 | $57,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 8,248 | $57,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,577 | $57,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 52,246 | $57,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,086 | $57,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 12,996 | $57,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 6,426 | $57,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 7,122 | $57,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 650 | $56,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,476 | $56,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,760 | $56,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 4,334 | $56,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 7,154 | $56,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,629 | $56,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,837 | $56,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 26,000 | $56,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 492,380 | $56,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,092 | $56,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 4,538 | $56,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 87,667 | $56,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 46,000 | $56,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 55,000 | $56,000 | thousands by filing date | principal |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,785 | $55,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,097 | $55,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 2,158 | $55,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,509 | $55,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,932 | $55,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 25,245 | $55,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,047 | $54,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,754 | $54,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,010 | $54,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,203 | $54,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 53,896 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,589 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,528 | $54,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 78,000 | $54,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,288 | $53,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 8,996 | $53,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,065 | $53,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 9,669 | $53,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,399 | $53,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 5,431 | $53,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 20,126 | $53,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 5,938 | $53,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,027 | $52,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 13,887 | $52,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 11,427 | $52,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 53,000 | $52,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 40,000 | $52,000 | thousands by filing date | principal |
| SAVARA INC | 805111101 | COM | 20,603 | $51,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,919 | $51,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $51,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 31,704 | $51,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 69,718 | $51,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 7,501 | $51,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 6,329 | $51,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 27,919 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 400 | $50,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,225 | $50,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,334 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 1,675 | $50,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 3,850 | $50,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 56,000 | $50,000 | thousands by filing date | principal |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,112 | $50,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,961 | $50,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 104,955 | $50,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 16,414 | $50,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 478 | $50,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,432 | $49,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,659 | $49,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,546 | $49,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 25,320 | $49,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,021 | $49,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 50,000 | $49,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,541 | $48,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 2,835 | $48,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,290 | $48,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,010 | $48,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,859 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015379 | this filing | 2020-08-14 | acceptance time not in the bulk data set |