13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-06-16, with 6,857 holding rows worth $207,851,832,000.
- Accession
- 0001567619-20-012198
- Filer
- CIK 1000275
- Filed
- 2020-06-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 25,058 entries on the cover page, a total value of $207,851,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,851,832,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 18,610 | $568,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 45,754 | $567,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $567,000 | thousands by filing date | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 14,891 | $566,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 22,354 | $564,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 18,825 | $563,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,991 | $562,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 91,575 | $561,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 11,081 | $561,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 18,259 | $561,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 23,344 | $561,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 20,587 | $560,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 45,452 | $559,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 102,653 | $558,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 27,138 | $558,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 70,000 | $557,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20,765 | $556,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 33,550 | $555,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 88,311 | $555,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 46,171 | $554,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 54,294 | $553,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 26,487 | $553,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 10,643 | $552,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 103,802 | $552,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 20,732 | $551,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 11,614 | $549,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 173,800 | $549,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 68,116 | $548,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 403,014 | $548,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,800 | $547,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 179,261 | $547,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 44,131 | $547,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 74,615 | $546,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 41,023 | $546,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 294,184 | $544,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 28,200 | $543,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11,264 | $543,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 74,186 | $543,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 10,637 | $541,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 34,497 | $539,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 149,658 | $539,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 45,073 | $538,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 88,105 | $538,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 90,321 | $538,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,965 | $538,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 14,334 | $537,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 33,421 | $537,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 20,746 | $537,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $537,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 44,690 | $536,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 14,227 | $536,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 20,755 | $536,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 20,029 | $535,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,303 | $535,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 53,939 | $535,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 102,110 | $535,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 17,451 | $534,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 24,423 | $534,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 44,210 | $534,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 28,333 | $532,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 40,725 | $532,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,500 | $532,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,547 | $531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 14,660 | $531,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 35,835 | $530,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 20,797 | $529,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 79,039 | $529,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 25,107 | $529,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 32,433 | $529,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 9,142 | $528,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 24,899 | $527,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 21,966 | $526,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 19,488 | $526,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 57,699 | $526,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 41,854 | $525,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 102,584 | $525,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 23,374 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 64,528 | $523,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 17,090 | $522,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 91,780 | $522,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 26,004 | $520,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 52,824 | $518,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 41,012 | $517,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 97,014 | $517,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 137,798 | $516,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,002 | $516,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 50,956 | $516,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 82,454 | $515,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,434 | $514,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,405 | $513,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 18,905 | $513,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,700 | $512,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 251,039 | $512,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 45,207 | $512,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 330,538 | $512,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 17,768 | $510,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 26,063 | $510,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 55,571 | $510,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 82,115 | $508,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 25,586 | $508,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,978 | $505,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 22,455 | $505,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 39,063 | $504,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 19,941 | $503,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 17,567 | $502,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,410 | $501,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 20,429 | $501,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 24,571 | $501,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 108,483 | $500,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 13,035 | $500,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,864 | $499,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 11,919 | $498,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 37,554 | $498,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 49,800 | $498,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 42,100 | $497,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 148,782 | $497,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 20,845 | $497,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 46,239 | $495,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 33,603 | $495,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 20,108 | $495,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 19,252 | $494,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 27,741 | $494,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 35,568 | $494,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 13,903 | $493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 24,969 | $493,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,538 | $492,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 24,333 | $492,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 24,338 | $492,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 100,000 | $491,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 20,734 | $491,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 191,884 | $491,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,633 | $491,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 97,343 | $491,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 70,019 | $490,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,102 | $490,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 50,000 | $489,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 55,888 | $488,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 13,058 | $488,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 22,821 | $488,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 19,105 | $487,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 29,534 | $486,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 29,367 | $485,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 11,936 | $485,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 4,607 | $485,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 18,252 | $485,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 50,053 | $485,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 32,985 | $484,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 17,564 | $483,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 11,376 | $482,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 38,995 | $481,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 144,531 | $480,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 140,816 | $480,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,407 | $479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 18,811 | $478,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 11,967 | $477,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,533 | $477,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,181 | $476,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 10,231 | $476,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 28,300 | $475,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 21,179 | $474,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,500 | $474,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 36,130 | $474,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 20,895 | $474,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 9,300 | $474,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 791,040 | $474,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 26,084 | $473,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 20,696 | $472,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 36,227 | $472,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 48,464 | $472,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 5,515 | $471,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,289 | $471,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 14,721 | $470,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 21,253 | $470,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 4,971 | $470,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,812 | $469,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,128 | $469,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 36,365 | $468,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 18,671 | $468,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 21,483 | $466,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 22,512 | $466,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 41,014 | $465,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 37,794 | $465,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 154,867 | $464,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 89,979 | $464,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 25,823 | $463,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 25,663 | $462,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 11,736 | $462,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 20,295 | $462,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 17,473 | $462,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 71,499 | $462,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 28,938 | $460,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 16,118 | $460,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 11,388 | $459,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 59,734 | $458,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 25,712 | $457,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,245 | $457,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 7,785 | $457,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 56,838 | $457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 5,970 | $456,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 41,700 | $456,000 | thousands by filing date | put |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | 56170L828 | ETF | 18,000 | $456,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 128,971 | $455,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 37,801 | $453,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 8,888 | $453,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,505 | $453,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 43,511 | $452,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 8,221 | $452,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 54,273 | $451,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 18,017 | $450,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,481 | $449,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 325,005 | $449,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 29,529 | $449,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 127,312 | $449,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,650 | $449,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,057 | $448,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 23,156 | $447,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 18,778 | $446,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,864 | $446,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 26,372 | $446,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 17,586 | $445,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 45,446 | $445,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 17,843 | $444,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 35,168 | $444,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 65,463 | $444,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 20,578 | $442,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,739 | $441,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,125 | $441,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 169,036 | $440,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 41,842 | $440,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 30,118 | $439,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 24,500 | $438,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 417,302 | $438,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 21,435 | $437,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 59,057 | $437,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 42,766 | $435,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 51,479 | $434,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 49,789 | $433,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 18,531 | $433,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 47,594 | $432,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 27,052 | $432,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 20,264 | $431,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 10,140 | $431,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 41,615 | $430,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,117 | $428,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 32,254 | $428,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 14,482 | $428,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 11,540 | $428,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 26,390 | $428,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 13,342 | $427,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,281 | $426,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 14,888 | $426,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 14,685 | $425,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 17,090 | $425,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 210,000 | $424,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 114,368 | $424,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 58,128 | $422,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 35,480 | $421,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 136,128 | $421,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 39,161 | $421,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 29,202 | $420,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,117 | $420,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 300,305 | $420,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 19,500 | $419,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 120,528 | $419,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 21,468 | $419,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 7,580 | $418,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $418,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 33,222 | $418,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,568 | $418,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,591 | $418,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 77,262 | $418,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 245,241 | $417,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 16,308 | $417,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 14,976 | $417,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,420 | $416,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 73,103 | $416,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,081 | $415,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 34,425 | $415,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 226,400 | $414,000 | thousands by filing date | put |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 48,140 | $413,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,106 | $412,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 49,859 | $411,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,807 | $411,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 30,124 | $411,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 20,439 | $411,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 22,169 | $409,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 6,924 | $409,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 17,884 | $408,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 45,300 | $407,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 10,000 | $407,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 8,430 | $407,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 11,351 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 11,769 | $407,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 7,604 | $406,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 35,865 | $406,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 10,900 | $405,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 26,763 | $405,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 33,620 | $405,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 42,717 | $404,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 36,946 | $404,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 14,158 | $404,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,992 | $403,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 36,578 | $403,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 61,607 | $403,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 9,281 | $402,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 25,559 | $402,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,422 | $401,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 44,697 | $400,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,646 | $400,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 13,868 | $400,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 15,909 | $400,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 17,864 | $399,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 29,899 | $398,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 16,493 | $398,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 25,200 | $398,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 17,965 | $398,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 21,324 | $397,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 35,070 | $396,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 6,192 | $396,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 9,332 | $396,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 8,116 | $395,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 53,552 | $395,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 17,376 | $395,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 30,531 | $394,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 493,476 | $394,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,000 | $392,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 17,130 | $392,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 398,246 | $391,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 549,792 | $390,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 10,968 | $390,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 13,141 | $389,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 9,257 | $389,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 15,452 | $389,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,580 | $388,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 8,744 | $387,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 15,186 | $387,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 7,200 | $386,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 7,200 | $386,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 53,360 | $386,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 26,721 | $385,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 49,674 | $384,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 20,067 | $384,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 27,038 | $382,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 133,603 | $382,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 233,075 | $382,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 40,893 | $381,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 21,181 | $381,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 28,547 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,349 | $380,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 29,415 | $380,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 10,664 | $378,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 43,668 | $377,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 150,004 | $377,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,964 | $377,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 8,203 | $377,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 10,851 | $377,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,300 | $376,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 100,034 | $376,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 14,623 | $376,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 53,010 | $376,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 36,887 | $376,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 15,976 | $375,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 13,338 | $375,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 20,456 | $375,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,052 | $375,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 24,000 | $375,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 80,031 | $373,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 34,162 | $373,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,622 | $373,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,150 | $372,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 35,719 | $372,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 60,021 | $372,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 13,131 | $372,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,600 | $371,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 70,841 | $371,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 18,983 | $371,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,829 | $371,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 27,673 | $371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 12,956 | $371,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 51,180 | $371,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 5,142 | $370,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 38,869 | $370,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 15,646 | $370,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,512 | $370,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 88,018 | $370,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 6,590 | $369,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,882 | $368,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 34,440 | $368,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 49,126 | $367,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 48,097 | $367,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 22,200 | $367,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 46,554 | $366,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 11,255 | $364,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 180,000 | $364,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 31,516 | $364,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,852 | $363,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 400,000 | $362,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 25,258 | $361,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 12,594 | $361,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10,000 | $360,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 99,896 | $360,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 34,175 | $360,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 12,887 | $359,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 466,300 | $359,000 | thousands by filing date | put |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 28,112 | $359,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,180 | $358,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 58,112 | $358,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 7,165 | $357,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 164,040 | $357,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 38,777 | $356,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 16,914 | $356,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 23,981 | $356,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 13,488 | $353,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 103,761 | $353,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 19,800 | $353,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 41,670 | $352,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 24,908 | $352,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,604 | $351,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 9,850 | $351,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 12,308 | $350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 16,048 | $350,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,948 | $349,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 5,882 | $348,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 55,627 | $348,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 37,701 | $348,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 19,117 | $348,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 10,598 | $347,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 28,131 | $347,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 74,723 | $347,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 57,341 | $347,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,546 | $345,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 10,626 | $344,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 14,636 | $344,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 46,040 | $344,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 36,223 | $343,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 15,721 | $343,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 38,846 | $342,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,676 | $341,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,800 | $341,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 59,216 | $340,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 17,513 | $340,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,712 | $338,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 44,846 | $337,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 34,110 | $337,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $337,000 | thousands by filing date | principal |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 45,438 | $336,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 15,067 | $335,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 35,195 | $335,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 34,798 | $335,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 10,704 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 26,260 | $334,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 8,142 | $334,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 18,435 | $334,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 55,066 | $333,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 59,606 | $333,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 46,968 | $332,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,001 | $332,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 22,464 | $332,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 13,489 | $332,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 10,140 | $331,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 23,600 | $331,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 79,321 | $331,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 27,157 | $330,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 64,135 | $330,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 17,323 | $330,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,940 | $329,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 57,178 | $328,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 12,407 | $327,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 24,638 | $326,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15,902 | $326,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 190,237 | $326,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 22,746 | $325,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 12,592 | $325,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 17,003 | $325,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 89,211 | $324,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 25,427 | $323,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 18,369 | $323,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 187,880 | $323,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 28,918 | $323,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 83,703 | $322,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 40,000 | $322,000 | thousands by filing date | put |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 7,918 | $322,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 31,259 | $322,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 13,011 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 14,629 | $320,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 13,302 | $320,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 28,572 | $319,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 54,634 | $319,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 24,307 | $318,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 23,986 | $318,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 22,000 | $317,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 29,708 | $316,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,100 | $315,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 13,618 | $315,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 13,561 | $315,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 14,428 | $314,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 28,018 | $313,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 42,505 | $312,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,319 | $309,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 42,223 | $309,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | this filing | 2020-06-16 | acceptance time not in the bulk data set |