13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-06-16, with 6,857 holding rows worth $207,851,832,000.
- Accession
- 0001567619-20-012198
- Filer
- CIK 1000275
- Filed
- 2020-06-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 25,058 entries on the cover page, a total value of $207,851,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,851,832,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 100,000 | $1,933,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 40,359 | $1,933,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 34,200 | $1,928,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 47,521 | $1,927,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 70,597 | $1,922,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 31,569 | $1,921,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 84,629 | $1,920,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 46,971 | $1,919,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 594,223 | $1,919,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 171,567 | $1,917,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 2,502,000 | $1,915,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 40,000 | $1,912,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 40,379 | $1,912,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 216,573 | $1,910,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 87,685 | $1,909,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 42,731 | $1,906,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 59,906 | $1,899,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 8,000 | $1,897,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 265,540 | $1,896,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 20,000 | $1,895,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,700 | $1,894,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 30,577 | $1,893,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 83,218 | $1,892,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 80,000 | $1,890,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 204,813 | $1,887,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 22,426 | $1,883,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 44,231 | $1,880,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 70,747 | $1,878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 53,074 | $1,872,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 146,219 | $1,872,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 265,000 | $1,866,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 752,072 | $1,865,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 249,250 | $1,863,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 250,529 | $1,861,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 48,688 | $1,859,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 113,128 | $1,859,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 66,544 | $1,858,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 174,884 | $1,857,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 174,695 | $1,856,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 204,200 | $1,856,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 49,131 | $1,854,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 30,000 | $1,853,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 30,000 | $1,853,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 48,502 | $1,848,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 71,301 | $1,844,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 155,874 | $1,843,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 51,500 | $1,843,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $1,842,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 47,731 | $1,838,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 91,169 | $1,836,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 50,000 | $1,833,000 | thousands by filing date | call |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 82,778 | $1,829,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 182,859 | $1,828,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 105,226 | $1,826,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 217,667 | $1,823,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 146,355 | $1,818,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 24,470 | $1,815,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 83,577 | $1,814,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 42,084 | $1,807,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 133,004 | $1,806,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 101,348 | $1,805,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 116,271 | $1,805,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 142,485 | $1,803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 25,156 | $1,803,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 100,813 | $1,799,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 20,460 | $1,798,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 190,044 | $1,796,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 186,828 | $1,793,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 74,982 | $1,788,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 135,082 | $1,787,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 19,900 | $1,787,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 205,887 | $1,783,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 239,242 | $1,782,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 182,293 | $1,780,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $1,780,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 55,140 | $1,779,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 113,453 | $1,778,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 13,665 | $1,778,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 567,405 | $1,776,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 146,463 | $1,773,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 88,299 | $1,771,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 69,736 | $1,769,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,765 | $1,768,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 109,700 | $1,764,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 184,171 | $1,761,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 337,174 | $1,756,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 68,357 | $1,754,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 65,000 | $1,752,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 44,984 | $1,750,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 33,014 | $1,749,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 92,877 | $1,747,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 84,482 | $1,745,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,500 | $1,743,000 | thousands by filing date | call |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 62,682 | $1,741,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 53,025 | $1,737,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 69,636 | $1,735,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 74,293 | $1,733,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,141 | $1,731,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,729,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 256,859 | $1,728,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 68,867 | $1,721,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,000 | $1,721,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 68,887 | $1,717,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 42,756 | $1,716,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 89,466 | $1,713,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 36,868 | $1,703,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 140,451 | $1,699,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 294,513 | $1,697,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 25,000 | $1,697,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 734,606 | $1,690,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 113,240 | $1,688,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 17,774 | $1,685,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 97,707 | $1,685,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 148,290 | $1,683,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 174,423 | $1,683,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 50,402 | $1,682,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 62,802 | $1,680,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 137,595 | $1,679,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 69,430 | $1,677,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 75,996 | $1,676,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 368,875 | $1,675,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 86,600 | $1,674,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 132,893 | $1,674,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 146,903 | $1,674,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 62,629 | $1,670,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 83,091 | $1,670,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 141,994 | $1,670,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 76,900 | $1,668,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 45,707 | $1,666,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 26,419 | $1,666,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 16,542 | $1,663,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 103,193 | $1,659,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 32,948 | $1,657,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 133,052 | $1,656,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 123,663 | $1,655,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 944,476 | $1,653,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 83,480 | $1,652,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 44,626 | $1,649,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 1,182,000 | $1,649,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 51,949 | $1,647,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 51,666 | $1,645,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 290,150 | $1,645,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 56,676 | $1,645,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 71,295 | $1,645,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 36,298 | $1,642,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 71,079 | $1,640,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 68,000 | $1,637,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 39,107 | $1,636,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 50,051 | $1,632,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 82,305 | $1,630,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 158,838 | $1,628,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 101,763 | $1,628,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 91,702 | $1,625,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 55,042 | $1,622,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 211,740 | $1,619,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 58,164 | $1,613,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 23,901 | $1,610,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 100,100 | $1,610,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 68,830 | $1,609,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 131,604 | $1,607,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 222,049 | $1,604,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 30,000 | $1,603,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 75,298 | $1,600,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 20,000 | $1,600,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 30,743 | $1,600,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 95,864 | $1,598,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 22,351 | $1,593,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 54,803 | $1,590,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 64,298 | $1,590,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 72,182 | $1,589,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,144 | $1,588,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 222,382 | $1,586,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 925,000 | $1,583,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 130,308 | $1,575,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 21,360 | $1,571,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 100,764 | $1,570,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 59,287 | $1,568,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 126,655 | $1,567,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 46,288 | $1,563,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 25,661 | $1,561,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 63,635 | $1,559,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 60,242 | $1,556,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 33,995 | $1,556,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 122,954 | $1,555,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 170,894 | $1,550,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 172,303 | $1,547,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 111,560 | $1,547,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 391,120 | $1,546,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 18,884 | $1,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 62,969 | $1,544,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 21,068 | $1,542,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 46,495 | $1,534,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 91,971 | $1,525,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 84,913 | $1,522,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 130,579 | $1,521,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,500 | $1,519,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 57,914 | $1,517,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 110,653 | $1,517,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,500 | $1,516,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 45,702 | $1,513,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 76,144 | $1,512,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 32,819 | $1,510,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 157,626 | $1,506,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 65,695 | $1,504,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 151,174 | $1,503,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 56,711 | $1,503,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 129,818 | $1,502,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 150,000 | $1,500,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 36,492 | $1,496,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 25,705 | $1,495,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 186,828 | $1,493,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 41,206 | $1,479,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 150,838 | $1,479,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 59,751 | $1,476,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,900 | $1,475,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 339,214 | $1,475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 13,184 | $1,471,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 77,590 | $1,470,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 140,866 | $1,470,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 122,800 | $1,467,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 29,954 | $1,463,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 56,867 | $1,459,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 79,386 | $1,457,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 238,745 | $1,457,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 119,038 | $1,455,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 40,653 | $1,454,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 149,386 | $1,452,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 139,326 | $1,450,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 62,100 | $1,448,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 110,341 | $1,448,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,809 | $1,448,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 67,176 | $1,443,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 112,888 | $1,443,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 77,488 | $1,443,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 183,000 | $1,442,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 44,164 | $1,441,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 411,555 | $1,441,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 29,692 | $1,439,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 17,700 | $1,437,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 51,987 | $1,435,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 16,500 | $1,433,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 25,652 | $1,432,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 130,397 | $1,431,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 17,427 | $1,430,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,260 | $1,428,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 25,915 | $1,426,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 55,756 | $1,425,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 18,933 | $1,424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 45,139 | $1,419,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,524,797 | $1,418,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,700 | $1,416,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 94,382 | $1,416,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 170,741 | $1,415,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 99,911 | $1,413,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 13,806 | $1,412,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 54,198 | $1,410,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 57,527 | $1,409,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 29,422 | $1,407,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 25,863 | $1,406,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 117,794 | $1,405,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 114,127 | $1,404,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 36,733 | $1,402,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 86,961 | $1,402,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 53,206 | $1,402,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 73,800 | $1,402,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 22,686 | $1,401,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 48,460 | $1,400,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 108,362 | $1,399,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 36,654 | $1,399,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 24,348 | $1,399,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 599,384 | $1,397,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 58,764 | $1,396,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 64,065 | $1,395,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 115,985 | $1,393,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 40,600 | $1,390,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 154,236 | $1,387,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 120,000 | $1,387,000 | thousands by filing date | put |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 30,876 | $1,387,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 72,387 | $1,385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 29,568 | $1,385,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 108,102 | $1,384,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 85,788 | $1,379,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 26,700 | $1,379,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 78,760 | $1,377,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,374 | $1,376,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 34,563 | $1,372,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 80,268 | $1,371,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 61,910 | $1,370,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,608 | $1,369,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 21,002 | $1,368,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 33,452 | $1,368,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 49,795 | $1,365,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 121,101 | $1,362,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 26,632 | $1,361,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 33,082 | $1,359,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 91,085 | $1,358,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,983 | $1,357,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 47,566 | $1,356,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 240,360 | $1,354,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 361,452 | $1,351,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 198,563 | $1,350,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 41,226 | $1,349,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 100,096 | $1,349,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 89,697 | $1,347,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 64,287 | $1,344,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 35,614 | $1,342,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,900 | $1,338,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 70,984 | $1,333,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 56,329 | $1,331,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 94,000 | $1,330,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 150,875 | $1,329,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 30,000 | $1,328,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 154,084 | $1,328,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 69,444 | $1,327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 33,749 | $1,327,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 245,802 | $1,325,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 18,532 | $1,323,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 129,927 | $1,320,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 155,866 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,829 | $1,314,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 58,470 | $1,314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 46,690 | $1,312,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 203,300 | $1,311,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 13,107 | $1,310,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 37,000 | $1,309,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 71,371 | $1,309,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 55,043 | $1,305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 36,513 | $1,302,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,260,000 | $1,301,000 | thousands by filing date | principal |
| iShares International Equity Factor ETF | 46434V274 | SHS | 64,196 | $1,300,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 106,110 | $1,293,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 111,035 | $1,292,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 133,608 | $1,291,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 10,000 | $1,288,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 26,219 | $1,288,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 33,300 | $1,287,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 161,910 | $1,287,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 58,975 | $1,287,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 128,557 | $1,286,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 50,528 | $1,283,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 49,559 | $1,277,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 42,509 | $1,270,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 51,786 | $1,270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 26,385 | $1,267,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 64,060 | $1,267,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 149,141 | $1,266,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 38,774 | $1,265,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 29,422 | $1,265,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 16,887 | $1,264,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 22,329 | $1,264,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 33,509 | $1,262,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 59,031 | $1,257,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 240,281 | $1,256,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 124,286 | $1,255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 44,834 | $1,253,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,810 | $1,251,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 273,226 | $1,249,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 736,948 | $1,245,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 26,346 | $1,244,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 139,627 | $1,244,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 458,381 | $1,237,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 25,896 | $1,236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 45,150 | $1,234,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 23,406 | $1,233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 39,270 | $1,233,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 53,823 | $1,230,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 34,162 | $1,228,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 39,241 | $1,228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 45,127 | $1,227,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 139,201 | $1,225,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 124,456 | $1,223,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 86,209 | $1,221,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 63,226 | $1,218,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 207,997 | $1,217,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 165,939 | $1,216,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 14,941 | $1,214,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 39,208 | $1,210,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 93,400 | $1,210,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 317,420 | $1,208,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 74,500 | $1,206,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 11,937 | $1,203,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,720 | $1,203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 33,457 | $1,203,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 20,491 | $1,202,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 71,112 | $1,201,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 16,731 | $1,200,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 81,872 | $1,199,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 83,676 | $1,199,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 192,390 | $1,195,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 91,848 | $1,193,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 46,107 | $1,192,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 314,016 | $1,192,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 119,600 | $1,192,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 505,104 | $1,187,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 129,844 | $1,187,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 28,099 | $1,184,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 250,121 | $1,181,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 74,728 | $1,179,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 48,905 | $1,179,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 69,370 | $1,173,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 12,003 | $1,173,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 45,438 | $1,173,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 28,209 | $1,171,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 90,197 | $1,169,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 18,227 | $1,164,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11,880 | $1,164,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 999,600 | $1,160,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 25,000 | $1,159,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 40,542 | $1,159,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 65,766 | $1,157,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 56,487 | $1,156,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 58,300 | $1,156,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 41,552 | $1,155,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 33,967 | $1,154,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 13,622 | $1,153,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 79,764 | $1,152,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 32,010 | $1,151,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 8,786 | $1,150,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 21,583 | $1,147,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 64,617 | $1,146,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 42,640 | $1,146,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 94,055 | $1,145,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 227,535 | $1,145,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 73,861 | $1,145,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 32,588 | $1,143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 11,552 | $1,142,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 215,954 | $1,141,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 17,652 | $1,137,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 120,000 | $1,135,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 18,872 | $1,134,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 48,895 | $1,134,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 870,154 | $1,131,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 32,052 | $1,129,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 452,987 | $1,128,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 62,324 | $1,127,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,239 | $1,127,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,243,880 | $1,126,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 93,897 | $1,123,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 67,701 | $1,122,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 59,655 | $1,121,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 72,696 | $1,121,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 43,094 | $1,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 18,930 | $1,120,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 21,642 | $1,119,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 16,458 | $1,118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 44,443 | $1,117,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 36,272 | $1,114,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 60,700 | $1,112,000 | thousands by filing date | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 134,520 | $1,111,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 90,734 | $1,106,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 40,649 | $1,106,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 49,463 | $1,104,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 18,618 | $1,102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 30,421 | $1,097,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 94,467 | $1,097,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 25,300 | $1,096,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 127,498 | $1,096,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 29,804 | $1,094,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 15,257 | $1,093,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 24,028 | $1,092,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 34,933 | $1,092,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 96,559 | $1,090,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 20,000 | $1,088,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 12,686 | $1,088,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 42,659 | $1,082,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 34,325 | $1,081,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 36,929 | $1,079,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 20,203 | $1,077,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,055 | $1,077,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 33,124 | $1,075,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 24,067 | $1,074,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 91,696 | $1,073,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 42,349 | $1,071,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 77,177 | $1,071,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 576,194 | $1,071,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 44,170 | $1,068,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 226,023 | $1,067,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 48,057 | $1,066,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 149,806 | $1,066,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 30,330 | $1,064,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 114,093 | $1,064,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 140,324 | $1,064,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 55,237 | $1,064,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 85,697 | $1,063,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 24,300 | $1,062,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 34,152 | $1,061,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 26,329 | $1,060,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 404,639 | $1,060,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 27,872 | $1,059,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 209,370 | $1,059,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 43,577 | $1,059,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 15,768 | $1,056,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 44,418 | $1,056,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 44,900 | $1,055,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 45,492 | $1,055,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 35,887 | $1,054,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 233,939 | $1,053,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 41,588 | $1,050,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 39,672 | $1,049,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 68,099 | $1,048,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | this filing | 2020-06-16 | acceptance time not in the bulk data set |