13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-06-16, with 6,857 holding rows worth $207,851,832,000.
- Accession
- 0001567619-20-012198
- Filer
- CIK 1000275
- Filed
- 2020-06-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 25,058 entries on the cover page, a total value of $207,851,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,851,832,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 4,082 | $154,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 7,099 | $153,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 16,495 | $153,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 50,000 | $153,000 | thousands by filing date | put |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 2,620 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 8,867 | $152,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 33,114 | $152,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,726 | $152,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 18,582 | $152,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 58,220 | $152,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 6,094 | $152,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 5,677 | $152,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 16,214 | $152,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,605 | $152,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 45,265 | $151,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,024 | $151,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 20,604 | $151,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 12,037 | $150,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 223,400 | $150,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 39,073 | $150,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,312 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 7,410 | $149,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,723 | $148,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 9,578 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,160 | $148,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 44,732 | $148,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,902 | $148,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 870 | $148,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,000 | $147,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 3,659 | $147,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 7,779 | $147,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,606 | $146,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 7,733 | $146,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,113 | $145,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,828 | $145,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,432 | $145,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,976 | $145,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 972 | $144,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 11,957 | $144,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,609 | $144,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 178,929 | $144,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 9,015 | $144,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 8,082 | $144,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,700 | $143,000 | thousands by filing date | put |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,654 | $143,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 43,780 | $143,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 3,860 | $143,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,622 | $142,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 17,702 | $142,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 12,273 | $142,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,295 | $142,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,483 | $141,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,720 | $141,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 12,739 | $141,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,557 | $141,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 7,812 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 9,342 | $141,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 29,402 | $141,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 11,603 | $140,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,331 | $140,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 4,330 | $140,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 77,184 | $140,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 7,284 | $139,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12,344 | $139,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 9,175 | $138,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,967 | $138,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $138,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,040 | $138,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,730 | $138,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 83,650 | $138,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 512,577 | $137,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 23,160 | $137,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,083 | $137,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 28,130 | $137,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 6,300 | $137,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,636 | $136,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 15,724 | $136,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 3,734 | $136,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 212,650 | $136,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,070 | $136,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,318 | $135,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,700 | $135,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 4,606 | $135,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 37,300 | $135,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 6,349 | $135,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 348,371 | $135,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,867 | $135,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 139,998 | $135,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,651 | $134,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 37,829 | $134,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,719 | $134,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 29,481 | $134,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 48,332 | $134,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13,925 | $133,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 23,156 | $133,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 2,804 | $133,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 21,829 | $133,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,379 | $133,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 3,488 | $132,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,866 | $131,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 12,100 | $131,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 13,018 | $131,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 47,882 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 5,000 | $131,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,536 | $130,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 3,350 | $130,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 7,234 | $130,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 6,677 | $130,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,697 | $129,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 12,571 | $129,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $129,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 24,302 | $129,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 9,200 | $129,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,430 | $129,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 9,664 | $128,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 385 | $128,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 149,387 | $128,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,431 | $128,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,185 | $128,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,622 | $128,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33,363 | $128,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 6,889 | $127,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,852 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 5,307 | $127,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,142 | $127,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 30,996 | $126,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,531 | $126,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,821 | $126,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 41,871 | $126,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 13,627 | $126,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 5,641 | $126,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 178,373 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 3,849 | $126,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,270 | $125,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 42,241 | $125,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,287 | $125,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 71,826 | $125,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,981 | $124,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,015 | $124,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,014 | $124,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,206 | $124,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,185 | $124,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 18,704 | $123,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,185 | $123,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,540 | $123,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 10,459 | $123,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 9,257 | $123,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 4,100 | $123,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 25,005 | $122,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 29,226 | $122,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 8,614 | $121,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,449 | $121,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 23,196 | $121,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 11,072 | $121,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,825 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 5,604 | $121,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 4,981 | $121,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,000 | $120,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,000 | $120,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,050 | $120,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 6,690 | $120,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 5,100 | $120,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,270 | $120,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 6,459 | $120,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 10,266 | $119,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 33,520 | $119,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 28,085 | $119,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 15,000 | $119,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 10,210 | $119,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 74,413 | $119,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 4,972 | $118,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,000 | $118,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 31,802 | $118,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 67,158 | $118,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 14,533 | $118,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 8,775 | $118,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 13,322 | $117,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,799 | $117,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 5,824 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 2,042 | $117,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,567 | $117,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,945 | $116,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,789 | $116,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 13,028 | $116,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 19,497 | $116,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 14,354 | $116,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,126 | $116,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,217 | $116,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,289 | $116,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,401 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 9,342 | $116,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,639 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 14,078 | $116,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 53,497 | $115,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,471 | $115,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,646 | $115,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 134,733 | $115,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 51,451 | $115,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 54,000 | $114,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 4,222 | $114,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,806 | $114,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 33,828 | $114,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 96,514 | $114,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 8,724 | $114,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,032 | $113,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,701 | $113,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,522 | $113,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 39,351 | $112,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 44,949 | $112,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 2,805 | $111,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 21,311 | $111,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,424 | $111,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,939 | $111,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,093 | $111,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,227 | $111,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 22,347 | $111,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,310 | $110,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 45,029 | $110,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 7,128 | $110,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 5,035 | $110,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,421 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,881 | $109,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 11,190 | $109,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,886 | $109,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 10,036 | $109,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,640 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,000 | $108,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 18,269 | $108,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,652 | $108,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 22,634 | $108,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,400 | $108,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,772 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 16,510 | $108,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 4,442 | $107,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,895 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,372 | $107,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 5,164 | $107,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 35,572 | $107,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 140,000 | $107,000 | thousands by filing date | principal |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,864 | $107,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 16,156 | $106,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,309 | $106,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 39,100 | $106,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,781 | $106,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 3,280 | $106,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,169 | $106,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 27,938 | $106,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,583 | $106,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,900 | $105,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,063 | $105,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 11,152 | $105,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 29,967 | $105,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 161 | $105,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6,978 | $105,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 57,030 | $104,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,321 | $104,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 39,860 | $104,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 77,000 | $104,000 | thousands by filing date | principal |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 74,746 | $104,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,591 | $103,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 29,950 | $103,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 8,400 | $103,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,466 | $103,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50,985 | $102,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 13,292 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,591 | $102,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 4,382 | $102,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,488 | $101,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 900 | $101,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,832 | $101,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 4,356 | $101,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,105 | $100,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 9,936 | $100,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 123,716 | $100,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 30,434 | $100,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,600 | $100,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,274 | $100,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 48,173 | $100,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,001 | $99,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,197 | $99,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 32,500 | $99,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,223 | $99,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,400 | $99,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 42,516 | $99,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 38,539 | $99,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 27,421 | $99,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 4,807 | $99,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,149 | $98,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 12,159 | $98,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 7,375 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 4,621 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 3,596 | $98,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 20,094 | $97,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,975 | $97,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,739 | $97,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,979 | $97,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,556 | $97,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 38,537 | $96,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,805 | $96,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 4,551 | $96,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,040 | $96,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,188 | $96,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,753 | $96,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,646 | $96,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,357 | $96,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 43,935 | $96,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,986 | $95,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,806 | $95,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 19,043 | $95,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 5,230 | $95,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 7,415 | $95,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 3,494 | $95,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 8,597 | $94,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,036 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 11,596 | $94,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,199 | $94,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,837 | $94,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 53,935 | $94,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 62,742 | $94,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 6,187 | $93,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 800 | $93,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,617 | $93,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,567 | $93,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,268 | $92,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,788 | $92,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 46,089 | $92,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,054 | $92,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 4,480 | $92,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,207 | $92,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,576 | $91,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,569 | $91,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,600 | $91,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 2,600 | $91,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 9,410 | $91,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 14,363 | $91,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 5,281 | $91,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 15,931 | $91,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 19,350 | $91,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 9,251 | $91,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 5,329 | $91,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,700 | $90,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 38,657 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 3,877 | $89,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,440 | $89,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,445 | $89,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,009 | $89,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,616 | $89,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 3,235 | $89,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 58,588 | $89,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 9,031 | $89,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 135,617 | $89,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 8,648 | $88,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,694 | $88,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 37,250 | $88,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 1,793 | $88,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 8,325 | $88,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,370 | $87,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 4,840 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 7,140 | $87,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 29,539 | $87,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,268 | $87,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 8,659 | $86,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,405 | $86,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,399 | $86,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,591 | $86,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,543 | $86,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 2,105 | $86,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 9,305 | $86,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 74,050 | $85,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,471 | $85,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 900 | $85,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 15,402 | $85,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 3,806 | $85,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,807 | $85,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 10,323 | $85,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,835 | $84,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 30 | $84,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 3,657 | $84,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 126,183 | $84,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,621 | $84,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,120 | $84,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,148 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 6,646 | $84,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8,700 | $84,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,649 | $84,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 74,298 | $84,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 54,390 | $84,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 48,500 | $84,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 16,774 | $83,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,904 | $83,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,400 | $83,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,700 | $83,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,959 | $83,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 13,090 | $83,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1,988 | $83,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 14,696 | $82,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,588 | $82,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,794 | $82,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 3,685 | $82,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,913 | $82,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 347,617 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,493 | $82,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 15,403 | $81,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 6,338 | $81,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,400 | $81,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 8,692 | $81,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 22,210 | $81,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,275 | $80,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 65,556 | $80,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,475 | $80,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,552 | $80,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,000 | $80,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 4,714 | $80,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 40,188 | $80,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 17,536 | $80,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 6,500 | $80,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 2,350 | $79,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,303 | $79,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,507 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,241 | $79,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 9,167 | $79,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,250 | $78,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,322 | $78,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 3,741 | $78,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 4,400 | $77,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 9,125 | $77,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 8,631 | $77,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 87,000 | $77,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 37,889 | $77,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 5,280 | $76,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 7,944 | $76,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 61,425 | $76,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,000 | $75,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 5,900 | $75,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,659 | $75,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 29,220 | $75,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 7,277 | $75,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 833 | $75,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,850 | $75,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 7,361 | $75,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 54,976 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,785 | $75,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,307 | $75,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 16,740 | $75,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,813 | $75,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,621 | $74,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 1,707 | $74,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 21,343 | $74,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,100 | $74,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,110 | $74,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 7,500 | $74,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 8,270 | $73,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 57,890 | $73,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5,686 | $73,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 63,279 | $73,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 20,183 | $73,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,952 | $73,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 4,043 | $73,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 3,076 | $73,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,590 | $73,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 69,039 | $73,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 4,791 | $73,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 19,489 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 2,150 | $72,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $72,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 6,043 | $72,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 4,638 | $71,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 8,805 | $71,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 6,151 | $71,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 49,206 | $71,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 40,406 | $71,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,100 | $71,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 2,707 | $71,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,564 | $71,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 283,237 | $71,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,386 | $70,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,608 | $70,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,882 | $70,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,195 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,905 | $70,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,140 | $70,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 30,000 | $70,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 4,200 | $69,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 21,356 | $69,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 14,238 | $69,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,708 | $69,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 25,994 | $69,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 24,126 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,642 | $69,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,618 | $69,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,114 | $68,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,656 | $68,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 5,800 | $68,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 3,862 | $68,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,500 | $68,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 8,857 | $68,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 4,784 | $68,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 6,900 | $68,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 8,253 | $68,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,633 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | this filing | 2020-06-16 | acceptance time not in the bulk data set |