13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-06-16, with 6,857 holding rows worth $207,851,832,000.
- Accession
- 0001567619-20-012198
- Filer
- CIK 1000275
- Filed
- 2020-06-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 25,058 entries on the cover page, a total value of $207,851,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,851,832,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALLIBURTON CO COM | 406216101 | Stock | 152,500 | $1,045,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 83,133 | $1,042,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 129,258 | $1,041,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 154,197 | $1,041,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 82,957 | $1,040,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,600 | $1,039,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 62,207 | $1,038,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 104,043 | $1,038,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 60,760 | $1,035,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 71,361 | $1,032,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,171 | $1,030,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 20,410 | $1,029,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 52,866 | $1,028,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 56,677 | $1,027,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 11,964 | $1,026,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 39,602 | $1,026,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 76,884 | $1,025,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 51,039 | $1,024,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 18,800 | $1,023,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 52,215 | $1,018,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 18,429 | $1,017,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 7,039 | $1,016,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 24,247 | $1,015,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 45,318 | $1,014,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,135 | $1,010,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 22,175 | $1,009,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 18,251 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 38,554 | $1,009,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 124,500 | $1,007,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 132,475 | $1,005,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 49,132 | $1,005,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 34,875 | $1,003,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 31,604 | $1,000,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 25,173 | $997,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,000 | $995,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 135,996 | $994,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 20,761 | $994,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 99,700 | $994,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 35,334 | $992,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 187,203 | $992,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 202,071 | $991,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 54,822 | $991,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 75,787 | $990,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 91,688 | $989,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 44,838 | $987,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 69,914 | $986,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 52,713 | $985,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 51,047 | $982,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,600 | $982,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 123,400 | $981,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 57,580 | $981,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 100,076 | $981,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 53,163 | $979,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 93,690 | $975,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 36,111 | $975,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 85,024 | $974,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 134,502 | $974,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 128,670 | $973,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,500 | $973,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 53,631 | $973,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 117,457 | $973,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 204,097 | $967,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 21,257 | $966,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,626 | $965,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 26,346 | $965,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 33,378 | $965,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 41,690 | $964,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 25,888 | $963,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 65,305 | $963,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 36,661 | $959,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 27,136 | $958,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 36,945 | $950,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 72,021 | $950,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 284,858 | $949,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,050,000 | $948,000 | thousands by filing date | principal |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 28,176 | $947,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 112,366 | $947,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 180,753 | $947,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 66,100 | $945,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 48,132 | $945,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200,000 | $944,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 44,449 | $944,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 37,889 | $943,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 67,482 | $943,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 25,980 | $943,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 231,777 | $942,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 21,341 | $941,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 51,217 | $939,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 110,383 | $938,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 31,917 | $934,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 186,587 | $934,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12,747 | $933,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,000 | $933,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 50,673 | $932,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 131,716 | $931,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 31,591 | $931,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 53,845 | $930,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 30,470 | $929,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 13,730 | $927,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 76,496 | $926,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 20,797 | $925,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 22,911 | $922,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 14,694 | $921,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 27,323 | $921,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 71,074 | $915,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 28,024 | $915,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 46,791 | $911,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 126,416 | $910,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 70,892 | $906,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 13,671 | $905,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 33,700 | $904,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 41,587 | $903,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 15,000 | $903,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 40,083 | $902,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 8,879 | $898,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 62,200 | $898,000 | thousands by filing date | call |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 16,200 | $897,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 12,883 | $896,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21,554 | $896,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 50,070 | $894,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 88,438 | $894,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 67,700 | $892,000 | thousands by filing date | put |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 44,893 | $891,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 56,304 | $888,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 42,134 | $888,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 40,446 | $887,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 15,865 | $886,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 287,913 | $882,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 78,693 | $880,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 108,947 | $880,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 47,593 | $880,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 52,000 | $879,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 42,523 | $879,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 97,285 | $879,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 77,444 | $878,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 38,175 | $875,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 33,114 | $875,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 25,500 | $870,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 278,838 | $870,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 19,246 | $869,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 28,538 | $869,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 34,809 | $868,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 86,581 | $866,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 60,109 | $865,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 102,136 | $865,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 26,395 | $865,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 77,580 | $865,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 55,723 | $865,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 39,392 | $863,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 30,653 | $863,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,375 | $863,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 30,400 | $863,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 102,740 | $863,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 33,387 | $862,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 44,958 | $861,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 11,307 | $859,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 85,843 | $859,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 95,900 | $858,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 10,000 | $856,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 15,039 | $856,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 63,383 | $854,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 26,324 | $852,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 11,341 | $852,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 14,854 | $851,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 465,213 | $851,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 25,540 | $850,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 51,942 | $850,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 12,980 | $850,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 9,811 | $848,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 67,449 | $847,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 116,471 | $847,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 60,058 | $845,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,135 | $845,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 13,748 | $844,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 59,844 | $844,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,000,000 | $844,000 | thousands by filing date | principal |
| RANGE RES CORP COM | 75281A109 | Stock | 369,458 | $842,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 40,936 | $841,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 39,620 | $841,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 232,000 | $838,000 | thousands by filing date | call |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 30,622 | $835,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 64,755 | $835,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 34,649 | $833,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 49,568 | $832,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 53,196 | $832,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 41,438 | $831,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 22,427 | $829,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 29,954 | $827,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 153,348 | $827,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 75,197 | $824,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 71,130 | $822,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 14,147 | $822,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 24,200 | $821,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 27,997 | $821,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 126,690 | $821,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 58,878 | $820,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 246,034 | $819,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 23,530 | $819,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 29,909 | $816,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 21,602 | $816,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 37,037 | $816,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 41,149 | $814,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 17,532 | $812,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 91,629 | $812,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 12,744 | $811,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 38,720 | $811,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 25,903 | $809,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,593 | $808,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 59,798 | $800,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 15,000 | $799,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 142,475 | $799,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 79,000 | $799,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 55,800 | $798,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 63,159 | $798,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,014 | $797,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 36,116 | $797,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 28,142 | $796,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 30,000 | $793,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 19,217 | $793,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 17,791 | $792,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 57,915 | $791,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 41,247 | $790,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 58,322 | $787,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 124,747 | $786,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 54,140 | $785,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,812 | $784,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 46,889 | $783,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 73,929 | $783,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 43,609 | $783,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 68,674 | $781,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 17,261 | $780,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 40,182 | $778,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 31,917 | $777,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 43,239 | $777,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 33,681 | $777,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 9,201 | $776,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 52,425 | $775,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,456 | $775,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,713 | $774,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 49,858 | $774,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,000 | $773,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 38,700 | $773,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 50,464 | $772,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100,000 | $770,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 10,802 | $769,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,210 | $768,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 16,061 | $768,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 14,957 | $767,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 142,660 | $766,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 32,450 | $763,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 30,250 | $762,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 31,564 | $762,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 23,015 | $761,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 12,922 | $760,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 51,687 | $759,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 16,950 | $758,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 16,059 | $757,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 63,847 | $757,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 15,747 | $757,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 21,446 | $756,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 71,878 | $756,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 21,783 | $756,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 14,931 | $755,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 57,634 | $754,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 149,880 | $750,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 233,530 | $750,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,855 | $749,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 77,830 | $749,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 26,737 | $748,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 52,581 | $747,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 746,000 | $746,000 | thousands by filing date | principal |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 64,292 | $745,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 24,700 | $744,000 | thousands by filing date | put |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 38,297 | $744,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 53,328 | $743,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 57,175 | $741,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,835 | $740,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,400 | $738,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 51,911 | $738,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 142,660 | $738,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 41,472 | $738,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,180 | $737,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 21,932 | $736,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 48,374 | $736,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 123,699 | $735,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 35,794 | $734,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 20,183 | $732,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 700,000 | $731,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 50,869 | $730,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,700 | $727,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 30,687 | $726,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 67,233 | $725,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 27,884 | $724,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 354,500 | $723,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 60,406 | $722,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 13,153 | $722,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,632 | $719,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 30,275 | $719,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 7,115 | $718,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 19,926 | $718,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 141,273 | $715,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 22,321 | $714,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 13,307 | $714,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 49,800 | $713,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 161,119 | $712,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 109,166 | $711,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 72,953 | $710,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 35,896 | $710,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 66,277 | $709,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 24,221 | $708,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 37,275 | $705,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 85,656 | $705,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 37,358 | $705,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,614 | $704,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 156,206 | $703,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 49,628 | $702,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 18,972 | $701,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 17,391 | $701,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 17,669 | $698,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 12,081 | $698,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,000 | $695,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 176,040 | $695,000 | thousands by filing date | put |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 13,461 | $695,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,087 | $695,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 263,290 | $695,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 30,523 | $694,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,681 | $693,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 162,955 | $693,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 41,437 | $692,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 35,545 | $690,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 25,054 | $689,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 59,495 | $688,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 89,662 | $688,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 162,998 | $686,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 47,430 | $685,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 24,377 | $685,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 103,163 | $684,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 41,296 | $683,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 91,935 | $683,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,909 | $680,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 26,032 | $680,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,400 | $679,000 | thousands by filing date | call |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 69,310 | $679,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 60,259 | $677,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 41,880 | $677,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 81,272 | $677,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 12,536 | $676,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 18,471 | $675,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 56,800 | $675,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,000 | $673,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 36,864 | $673,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 20,295 | $672,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 820,000 | $672,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 24,932 | $669,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 46,125 | $669,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 75,837 | $669,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 19,975 | $668,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 63,467 | $668,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 27,892 | $667,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,905,714 | $667,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 52,216 | $666,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,224 | $664,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 63,539 | $664,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 25,127 | $662,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 35,577 | $661,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 49,389 | $661,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 21,512 | $661,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 16,913 | $661,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 29,299 | $660,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 28,789 | $660,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 73,376 | $659,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 24,677 | $659,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 23,638 | $657,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 70,650 | $657,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 22,499 | $657,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20,830 | $657,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 80,086 | $657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 29,744 | $656,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 9,522 | $656,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 40,650 | $656,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,006 | $655,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 32,685 | $653,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 36,100 | $653,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 15,580 | $652,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 56,931 | $650,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 154,206 | $650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 156,710 | $650,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 9,080 | $650,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 43,596 | $649,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 54,063 | $649,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,929 | $648,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17,738 | $647,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 161,571 | $647,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 130,522 | $646,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 9,987 | $646,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 41,622 | $646,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 9,827 | $645,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100,000 | $645,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,100 | $645,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 184,400 | $645,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 32,596 | $644,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,949 | $642,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 13,835 | $642,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 55,082 | $638,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 17,838 | $637,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 82,275 | $637,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,354 | $636,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 23,593 | $635,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 60,175 | $635,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 80,765 | $635,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 41,246 | $634,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,659,404 | $634,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 23,041 | $633,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 48,772 | $633,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 67,185 | $632,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 28,654 | $630,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 39,632 | $630,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 49,702 | $629,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 159,262 | $628,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 30,673 | $627,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 12,194 | $627,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 109,398 | $626,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 5,430 | $625,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 127,383 | $624,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 28,301 | $624,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,892 | $624,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 25,075 | $620,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 48,140 | $620,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 222,587 | $618,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 76,864 | $615,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 25,213 | $615,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 20,720 | $615,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 60,223 | $613,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 9,705 | $613,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,173 | $612,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 57,908 | $611,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $609,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,807 | $609,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 22,015 | $609,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 38,894 | $608,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 52,832 | $607,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 39,369 | $606,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 17,277 | $606,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 25,733 | $604,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 24,554 | $604,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,984 | $603,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 19,234 | $602,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 8,716 | $602,000 | thousands by filing date | |
| LISTED FD TR | 53656F839 | SOURCE DIVID | 34,700 | $602,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 29,904 | $601,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 18,809 | $601,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 118,418 | $601,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 16,835 | $600,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 39,950 | $600,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 23,100 | $598,000 | thousands by filing date | call |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 24,348 | $595,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,630 | $595,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 84,197 | $592,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 31,010 | $592,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 24,913 | $591,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 23,945 | $591,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 16,900 | $590,000 | thousands by filing date | put |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 27,679 | $590,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 890,000 | $590,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,072 | $589,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 38,734 | $588,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 57,228 | $588,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 21,387 | $588,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 49,016 | $587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 14,417 | $586,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 36,070 | $585,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 77,629 | $585,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,200 | $583,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 43,026 | $583,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 11,265 | $583,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 34,233 | $582,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 21,444 | $582,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 38,752 | $580,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 25,081 | $580,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $579,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,000 | $579,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 32,441 | $579,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 21,364 | $579,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 52,907 | $579,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 49,734 | $578,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 23,062 | $578,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 33,867 | $577,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 38,394 | $575,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 43,463 | $575,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 36,849 | $574,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 20,968 | $573,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 33,868 | $573,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 44,960 | $573,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,899 | $573,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 11,789 | $573,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 55,552 | $572,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 57,878 | $572,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 42,509 | $571,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 25,158 | $570,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 333,998 | $568,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | this filing | 2020-06-16 | acceptance time not in the bulk data set |