13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-06-16, with 6,857 holding rows worth $207,851,832,000.
- Accession
- 0001567619-20-012198
- Filer
- CIK 1000275
- Filed
- 2020-06-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 25,058 entries on the cover page, a total value of $207,851,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,851,832,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS INC COM | 19247A100 | Stock | 6,786 | $308,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 22,916 | $308,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 22,637 | $308,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 23,119 | $307,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 10,081 | $307,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,894 | $307,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 15,777 | $307,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 6,553 | $307,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 30,691 | $307,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 15,803 | $306,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,708 | $306,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 6,894 | $306,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 9,571 | $306,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 18,414 | $305,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 15,161 | $303,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 30,023 | $303,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 8,396 | $302,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,789 | $301,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 60,157 | $301,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 43,297 | $300,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 22,230 | $300,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 16,703 | $300,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 13,632 | $300,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,538 | $299,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 10,597 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 24,701 | $299,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 9,822 | $299,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,055 | $298,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 25,508 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 11,923 | $298,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 24,926 | $298,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,808 | $297,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 266,000 | $297,000 | thousands by filing date | principal |
| AVANTOR INC COM | 05352A100 | Stock | 23,673 | $296,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 169,477 | $296,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,300 | $295,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 41,181 | $295,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 198,933 | $295,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 31,884 | $295,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,905 | $295,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,008 | $295,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 48,985 | $295,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,175 | $294,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 52,056 | $294,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 24,796 | $293,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,328 | $293,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 34,425 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 10,164 | $293,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 323,200 | $293,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 159,659 | $292,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 51,022 | $292,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 8,655 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 21,382 | $292,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,072 | $291,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 50,000 | $291,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 17,654 | $291,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 123,617 | $291,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 13,488 | $291,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,976 | $290,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 12,487 | $288,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 91,260 | $288,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 27,920 | $288,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 20,673 | $287,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 19,599 | $287,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,497 | $286,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,991 | $286,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 20,673 | $286,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 15,608 | $286,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 13,291 | $285,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 11,417 | $285,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,899 | $285,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,900 | $284,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 29,060 | $284,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,578 | $283,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 45,551 | $283,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 26,544 | $282,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,680 | $282,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,531 | $282,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 13,010 | $282,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 23,960 | $281,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 66,101 | $281,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 31,054 | $281,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 10,674 | $281,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 25,677 | $280,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 24,919 | $280,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 43,762 | $280,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 26,366 | $280,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 10,686 | $280,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 8,251 | $280,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 14,085 | $279,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 310,000 | $279,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 6,455 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 9,074 | $278,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 142,710 | $278,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 21,700 | $277,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 86,142 | $277,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 207,763 | $277,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 15,080 | $276,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 219,000 | $276,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 27,241 | $274,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 39,265 | $274,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 30,750 | $274,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,574 | $273,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 111,337 | $273,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 54,873 | $273,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 64,741 | $273,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 116,255 | $272,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 20,000 | $271,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 15,825 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 14,528 | $271,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 26,642 | $271,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 15,569 | $271,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,000 | $270,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,000 | $270,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,338 | $270,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 27,864 | $270,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 25,143 | $268,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 65,249 | $268,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 31,786 | $268,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 44,392 | $268,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 18,757 | $267,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 22,500 | $266,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,199 | $265,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 41,637 | $265,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 46,415 | $264,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,269 | $263,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 15,050 | $263,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,917 | $263,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,323 | $263,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 24,560 | $262,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 50,658 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 7,650 | $262,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 8,441 | $262,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 31,842 | $262,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 11,235 | $262,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,174 | $261,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,226 | $260,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 17,099 | $260,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 45,688 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 3,810 | $260,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,820 | $259,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,822 | $259,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 16,000 | $259,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,566 | $259,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,281 | $258,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,715 | $257,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 41,592 | $257,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 135,823 | $257,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 22,207 | $257,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 30,348 | $257,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 23,617 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,949 | $256,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,701 | $256,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,953 | $255,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,649 | $254,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,930 | $254,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 24,992 | $253,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 84,039 | $252,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 19,035 | $252,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 39,597 | $252,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 7,835 | $250,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 11,092 | $250,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 57,691 | $249,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 19,754 | $249,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 13,530 | $248,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 13,685 | $248,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,331 | $248,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,388 | $248,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 9,196 | $248,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,372 | $246,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,999 | $246,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 33,571 | $245,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,179 | $245,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 20,221 | $245,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 7,752 | $245,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 140,667 | $244,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,900 | $243,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,226 | $243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,961 | $243,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,059 | $242,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 34,443 | $242,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10,869 | $242,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 51,763 | $242,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,499 | $242,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 13,923 | $241,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 3,896 | $241,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 18,656 | $241,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,668 | $241,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 138,700 | $241,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 13,900 | $240,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 53,105 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,932 | $240,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 25,360 | $240,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,982 | $239,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 253,000 | $239,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 4,327 | $238,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 10,226 | $238,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,997 | $238,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 9,378 | $238,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 24,304 | $238,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 41,344 | $237,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 6,909 | $237,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 50,456 | $237,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,237 | $236,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,300 | $236,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,351 | $236,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 17,360 | $236,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 12,775 | $236,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 36,877 | $235,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 10,193 | $235,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 17,963 | $235,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 9,248 | $235,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 23,966 | $235,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 24,260 | $235,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 29,000 | $234,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 15,145 | $233,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 20,871 | $233,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 85,456 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 26,631 | $232,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 5,202 | $232,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 23,850 | $232,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 32,459 | $232,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 18,850 | $232,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 62,408 | $231,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,746 | $231,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 19,526 | $230,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 126,057 | $230,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 8,867 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,496 | $230,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 33,426 | $230,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 10,892 | $229,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 197,808 | $228,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 12,838 | $228,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 19,602 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,220 | $228,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 6,041 | $228,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $227,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,447 | $227,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,000 | $227,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 18,382 | $227,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,500 | $227,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 21,950 | $227,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 69,325 | $225,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 10,787 | $225,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 21,934 | $225,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,843 | $225,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 26,746 | $224,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 8,983 | $224,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 23,703 | $224,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 47,655 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,195 | $223,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,970 | $223,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 247,427 | $223,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 10,778 | $223,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 40,429 | $222,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,158 | $222,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 15,906 | $222,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 29,668 | $221,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 4,579 | $221,000 | thousands by filing date | principal |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 27,623 | $220,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 122,334 | $220,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 57,737 | $220,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 35,658 | $219,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,320 | $219,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 19,065 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 4,705 | $219,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 32,923 | $219,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 116,475 | $219,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 11,244 | $218,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 17,108 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 15,799 | $217,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 58,291 | $217,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 11,453 | $217,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,000 | $216,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 19,656 | $216,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 5,643 | $216,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 6,547 | $216,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 26,950 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,395 | $213,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,019 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,897 | $213,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24,250 | $213,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,274 | $213,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 36,837 | $213,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 25,645 | $213,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,771 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,669 | $212,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 54,555 | $212,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,850 | $212,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 27,800 | $211,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 40,215 | $211,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 38,000 | $211,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,602 | $211,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 14,410 | $210,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 82,479 | $210,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 26,554 | $210,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,225 | $210,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 17,224 | $210,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,620 | $209,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 9,400 | $209,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14,050 | $209,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,403 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,788 | $209,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 25,897 | $209,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 53,171 | $208,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 57,900 | $208,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 20,412 | $208,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32,216 | $208,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 19,914 | $208,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 30,735 | $207,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,766 | $207,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 39,472 | $207,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,667 | $207,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 28,514 | $206,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 18,387 | $206,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,323 | $206,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,203 | $206,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 14,215 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 7,321 | $205,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 22,766 | $204,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 16,417 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 14,301 | $204,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,925 | $204,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 16,388 | $203,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,233 | $203,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 19,593 | $203,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 101,998 | $203,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 26,900 | $202,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 13,467 | $202,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 887 | $202,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 18,754 | $201,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 77,000 | $201,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 19,303 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 13,873 | $200,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 29,292 | $199,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 19,570 | $199,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,858 | $199,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 29,826 | $199,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,322 | $198,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 45,923 | $198,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 10,544 | $198,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 211 | $198,000 | thousands by filing date | principal |
| Analog Devices,Inc. | 032654105 | COM | 2,200 | $197,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,035 | $197,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,606 | $197,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 191,475 | $197,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 6,511 | $197,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 8,682 | $197,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,457 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 13,712 | $196,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 10,796 | $196,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 7,482 | $195,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 85,033 | $194,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 8,608 | $194,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,257 | $194,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 3,995 | $194,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,870 | $194,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 8,512 | $194,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 7,612 | $193,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 25,100 | $192,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 55,135 | $191,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,513 | $191,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 13,950 | $191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 4,166 | $191,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 40,654 | $190,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,349 | $190,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 65,166 | $190,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 18,350 | $190,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $190,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,245 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 14,231 | $189,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 22,366 | $188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,676 | $188,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 35,400 | $188,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,658 | $187,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,935 | $187,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,769 | $186,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,413 | $186,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,921 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 5,951 | $186,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,742 | $185,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,525 | $185,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,963 | $185,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,874 | $184,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 36,221 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,906 | $184,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,967 | $184,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 17,000 | $184,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,835 | $183,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,807 | $183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 22,546 | $183,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,628 | $183,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 25,316 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,576 | $182,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 33,190 | $182,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 18,820 | $180,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 110,069 | $180,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,175 | $179,000 | thousands by filing date | principal |
| FRONTDOOR INC COM | 35905A109 | Stock | 5,132 | $178,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 51,011 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,114 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 44,680 | $178,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,266 | $178,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,000 | $177,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 153,000 | $177,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 26,720 | $177,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 42,210 | $177,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $177,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 341,906 | $176,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,880 | $176,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,771 | $176,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 11,002 | $175,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 23,455 | $175,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 23,905 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,085 | $174,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 25,918 | $174,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 31,173 | $174,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 24,536 | $173,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 3,656 | $173,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 8,110 | $172,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,666 | $172,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 14,564 | $172,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 60,923 | $172,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 7,770 | $171,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 9,026 | $171,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,660 | $171,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 97,929 | $171,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 4,945 | $170,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,933 | $170,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 26,470 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,881 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 19,362 | $170,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,168 | $169,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,405 | $169,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 10,703 | $169,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,095 | $169,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,648 | $168,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,500 | $168,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 236,000 | $168,000 | thousands by filing date | principal |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 38,309 | $168,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,265 | $167,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 8,724 | $167,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $167,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,899 | $167,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 32,253 | $167,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 21,779 | $167,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,122 | $167,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,572 | $166,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 12,173 | $166,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 8,010 | $166,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 4,737 | $166,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 26,887 | $166,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,465 | $166,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,453 | $165,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,752 | $165,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,641 | $165,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 43,185 | $165,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 19,381 | $165,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 10,000 | $164,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 10,000 | $164,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 3,395 | $164,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 21,937 | $163,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 12,455 | $162,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 95,287 | $162,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 11,234 | $162,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 6,709 | $161,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 4,234 | $161,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 98,671 | $160,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 88,371 | $160,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 11,946 | $160,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,503 | $160,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,702 | $160,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 191,543 | $160,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 33,419 | $160,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 5,539 | $159,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,141 | $159,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 49,170 | $159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 15,193 | $159,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,835 | $159,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 46,315 | $158,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,835 | $158,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 52,429 | $158,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,428 | $158,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 153 | $158,000 | thousands by filing date | principal |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 5,392 | $157,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 78,374 | $157,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 8,400 | $157,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,571 | $156,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 13,081 | $156,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,643 | $156,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,892 | $156,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 96,671 | $156,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 5,412 | $156,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 7,765 | $155,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 60,002 | $155,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 265,000 | $155,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 20,913 | $154,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,439 | $154,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 16,816 | $154,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 140,470 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | this filing | 2020-06-16 | acceptance time not in the bulk data set |