13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-06-16, with 6,857 holding rows worth $207,851,832,000.
- Accession
- 0001567619-20-012198
- Filer
- CIK 1000275
- Filed
- 2020-06-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 25,058 entries on the cover page, a total value of $207,851,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,851,832,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WD 40 CO COM | 929236107 | Stock | 19,132 | $3,843,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 106,728 | $3,834,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 124,947 | $3,828,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,000,000 | $3,828,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 146,159 | $3,823,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 264,700 | $3,820,000 | thousands by filing date | put |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 169,419 | $3,815,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 134,273 | $3,811,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 40,000 | $3,800,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 79,205 | $3,787,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 127,900 | $3,786,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 70,614 | $3,773,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 210,149 | $3,771,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 79,068 | $3,753,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 38,494 | $3,748,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 299,283 | $3,746,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 354,218 | $3,738,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,849 | $3,734,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 147,932 | $3,733,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 217,728 | $3,723,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 287,097 | $3,720,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 166,297 | $3,709,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 109,100 | $3,703,000 | thousands by filing date | put |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 76,523 | $3,702,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 70,600 | $3,698,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 215,804 | $3,692,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 83,136 | $3,684,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 115,761 | $3,677,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 74,097 | $3,669,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 111,266 | $3,656,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 93,508 | $3,656,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 139,430 | $3,653,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 128,201 | $3,648,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 104,821 | $3,648,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 47,930 | $3,647,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 126,631 | $3,635,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 862,634 | $3,632,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 74,956 | $3,622,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 45,623 | $3,618,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 26,112 | $3,609,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 55,416 | $3,606,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 119,321 | $3,597,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 75,000 | $3,586,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 235,107 | $3,585,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 90,000 | $3,581,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 147,600 | $3,575,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 18,246 | $3,575,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 192,156 | $3,564,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 37,016 | $3,561,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 113,164 | $3,545,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 24,015 | $3,538,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 26,242 | $3,532,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 208,746 | $3,525,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 33,834 | $3,522,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 31,876 | $3,518,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 162,249 | $3,513,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 114,081 | $3,504,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 208,885 | $3,504,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 251,900 | $3,501,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 296,547 | $3,499,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 75,100 | $3,490,000 | thousands by filing date | put |
| FASTLY INC | 31188V100 | CL A | 183,923 | $3,490,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 54,496 | $3,488,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 295,439 | $3,481,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 110,755 | $3,464,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 73,280 | $3,462,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 185,071 | $3,461,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,051,057 | $3,458,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 57,633 | $3,448,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 278,511 | $3,448,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 175,628 | $3,446,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 50,000 | $3,426,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 160,391 | $3,424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 105,000 | $3,422,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 29,892 | $3,413,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 133,888 | $3,413,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 518,202 | $3,409,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 95,086 | $3,402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 128,655 | $3,399,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 305,373 | $3,390,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 201,328 | $3,382,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 117,374 | $3,378,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 26,754 | $3,375,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 800,000 | $3,368,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 69,907 | $3,366,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 100,000 | $3,365,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 366,245 | $3,362,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 44,657 | $3,362,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 143,000 | $3,356,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 419,023 | $3,353,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 94,419 | $3,350,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 287,826 | $3,347,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 138,496 | $3,345,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 141,566 | $3,343,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 93,700 | $3,337,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 288,479 | $3,334,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 229,849 | $3,316,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 148,467 | $3,310,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 34,011 | $3,309,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 67,918 | $3,298,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 193,403 | $3,297,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 152,019 | $3,295,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 137,395 | $3,288,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 96,300 | $3,284,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 335,765 | $3,274,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 191,161 | $3,271,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 146,080 | $3,263,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 197,351 | $3,262,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 158,827 | $3,259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 44,312 | $3,257,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 64,000 | $3,252,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 70,400 | $3,250,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 95,374 | $3,248,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 300,626 | $3,244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 119,584 | $3,223,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 74,212 | $3,218,000 | thousands by filing date | principal |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 373,542 | $3,212,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 107,073 | $3,206,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 265,264 | $3,202,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 19,304 | $3,199,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 74,508 | $3,199,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 176,724 | $3,198,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 2,674,000 | $3,195,000 | thousands by filing date | principal |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 232,407 | $3,191,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 58,100 | $3,190,000 | thousands by filing date | call |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 46,905 | $3,186,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 38,748 | $3,181,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 200,799 | $3,174,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 71,093 | $3,173,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 160,875 | $3,169,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 120,564 | $3,169,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 98,700 | $3,168,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 45,000 | $3,167,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100,340 | $3,165,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 95,171 | $3,158,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 60,386 | $3,158,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 54,900 | $3,155,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 725,028 | $3,154,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 56,571 | $3,150,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 359,200 | $3,150,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 178,925 | $3,139,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 116,241 | $3,138,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 507,100 | $3,134,000 | thousands by filing date | call |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,652,000 | $3,132,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,019,245 | $3,118,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 328,032 | $3,115,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 126,473 | $3,109,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 70,265 | $3,109,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 55,498 | $3,089,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 99,678 | $3,083,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 129,791 | $3,073,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 57,806 | $3,067,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 443,623 | $3,065,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 149,499 | $3,053,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 101,830 | $3,050,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 59,586 | $3,044,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 275,572 | $3,044,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 34,435 | $3,042,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 20,582 | $3,039,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 409,557 | $3,039,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 98,270 | $3,037,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 39,412 | $3,030,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 122,868 | $3,027,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 112,553 | $3,015,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 63,795 | $3,015,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 49,500 | $3,013,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 120,047 | $3,013,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,176,901 | $3,012,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 201,024 | $3,003,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 94,311 | $2,998,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 60,000 | $2,978,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 22,400 | $2,977,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 37,399 | $2,964,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 163,800 | $2,963,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 63,737 | $2,963,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 553,859 | $2,963,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 249,784 | $2,960,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 91,495 | $2,959,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 76,791 | $2,951,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 691,213 | $2,945,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 290,061 | $2,944,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 288,474 | $2,934,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 119,389 | $2,931,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 174,851 | $2,929,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 13,808 | $2,927,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 119,995 | $2,911,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 101,057 | $2,910,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 283,028 | $2,901,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,007,000 | $2,897,000 | thousands by filing date | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 316,234 | $2,893,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 261,083 | $2,887,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 318,288 | $2,885,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 89,135 | $2,883,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20,000 | $2,880,000 | thousands by filing date | call |
| Etfmg Prime Mobile | 26924G409 | COM | 77,189 | $2,877,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 73,695 | $2,866,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 85,486 | $2,864,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 344,936 | $2,859,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 90,000 | $2,856,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 90,000 | $2,856,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 106,147 | $2,851,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 711,710 | $2,847,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 72,646 | $2,846,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 93,932 | $2,842,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 51,045 | $2,834,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 39,876 | $2,829,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 151,779 | $2,821,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 92,327 | $2,820,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 40,678 | $2,819,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 87,770 | $2,815,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 387,137 | $2,811,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 100,000 | $2,810,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 183,700 | $2,810,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 351,563 | $2,808,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 154,711 | $2,806,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 174,066 | $2,806,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 234,714 | $2,804,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 84,796 | $2,802,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 37,538 | $2,801,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 51,092 | $2,796,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 103,430 | $2,796,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 40,337 | $2,795,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 221,986 | $2,793,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 50,000 | $2,791,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 38,604 | $2,788,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 130,074 | $2,781,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 29,374 | $2,774,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 59,243 | $2,764,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 180,000 | $2,761,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 138,283 | $2,758,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 274,048 | $2,757,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 26,897 | $2,757,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 295,641 | $2,756,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 142,801 | $2,749,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 166,111 | $2,749,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 158,533 | $2,738,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 94,544 | $2,735,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 369,390 | $2,733,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 261,676 | $2,732,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 37,021 | $2,728,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 348,794 | $2,725,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 6,037,000 | $2,717,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 115,338 | $2,715,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 30,000 | $2,705,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 75,918 | $2,703,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 73,925 | $2,701,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 39,400 | $2,700,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 200,000 | $2,698,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 444,156 | $2,683,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 108,029 | $2,677,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 3,810,000 | $2,673,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 50,000 | $2,672,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 90,165 | $2,659,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 116,605 | $2,655,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 73,768 | $2,655,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 475,985 | $2,647,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 82,418 | $2,645,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 101,263 | $2,637,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 126,625 | $2,634,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 34,500 | $2,624,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 151,100 | $2,623,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 89,582 | $2,623,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 165,816 | $2,613,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 125,546 | $2,610,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 85,811 | $2,609,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 95,900 | $2,608,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $2,607,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $2,607,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 73,411 | $2,607,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 631,235 | $2,606,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 92,747 | $2,602,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 28,114 | $2,601,000 | thousands by filing date | principal |
| ISHARES TR | 464287713 | US TELECOM ETF | 104,584 | $2,600,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 38,439 | $2,597,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 67,471 | $2,595,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 194,164 | $2,589,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 146,027 | $2,589,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 246,452 | $2,588,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 50,189 | $2,586,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 38,583 | $2,579,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 190,000 | $2,575,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 162,900 | $2,574,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 153,680 | $2,571,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 203,383 | $2,567,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 73,906 | $2,562,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 49,839 | $2,560,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 324,659 | $2,555,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 36,913 | $2,547,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 112,267 | $2,547,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 87,662 | $2,545,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 412,539 | $2,542,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 135,100 | $2,542,000 | thousands by filing date | put |
| AXOSFINLINC | 05465C100 | STOK | 140,063 | $2,540,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 89,460 | $2,540,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 311,950 | $2,532,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 173,534 | $2,529,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 262,780 | $2,525,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 92,222 | $2,524,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 241,755 | $2,517,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 266,916 | $2,507,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 506,437 | $2,502,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 52,439 | $2,498,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 148,360 | $2,497,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 57,428 | $2,497,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 22,911 | $2,494,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 282,729 | $2,488,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 209,032 | $2,486,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 101,000 | $2,481,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 132,359 | $2,477,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 49,873 | $2,472,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,786,000 | $2,472,000 | thousands by filing date | principal |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 57,084 | $2,469,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 22,366 | $2,467,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 142,180 | $2,466,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 19,472 | $2,459,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 33,084 | $2,458,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 166,454 | $2,451,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 27,914 | $2,450,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 50,214 | $2,448,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 188,270 | $2,447,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,685 | $2,440,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 418,359 | $2,434,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 44,900 | $2,430,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 74,438 | $2,430,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 339,717 | $2,426,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20,000 | $2,425,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 320,000 | $2,419,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 320,000 | $2,419,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 81,381 | $2,413,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 29,639 | $2,412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 173,903 | $2,407,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 30,274 | $2,405,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 120,997 | $2,399,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 97,500 | $2,395,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 27,652 | $2,393,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 55,807 | $2,390,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 74,004 | $2,389,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 96,030 | $2,389,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $2,382,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 48,402 | $2,380,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 107,168 | $2,380,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 312,473 | $2,378,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 76,882 | $2,378,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,000 | $2,367,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 30,000 | $2,367,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 20,086 | $2,366,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 155,383 | $2,359,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 139,414 | $2,357,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 90,496 | $2,353,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 265,958 | $2,343,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 93,667 | $2,342,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 101,661 | $2,341,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 288,640 | $2,336,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 261,034 | $2,336,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 323,042 | $2,335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 29,812 | $2,334,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 21,824 | $2,333,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 172,445 | $2,333,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 302,391 | $2,332,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 153,849 | $2,326,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,891 | $2,325,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 551,900 | $2,323,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 47,295 | $2,322,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 36,325 | $2,322,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 80,275 | $2,320,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 183,089 | $2,315,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 46,252 | $2,313,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 36,131 | $2,301,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 88,955 | $2,300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 92,239 | $2,300,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 467,500 | $2,295,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 50,769 | $2,293,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 184,959 | $2,291,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 98,725 | $2,291,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 689,795 | $2,290,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 23,403 | $2,289,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 101,393 | $2,286,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 131,236 | $2,281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 117,962 | $2,269,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 157,302 | $2,269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 144,647 | $2,261,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 314,357 | $2,259,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 74,342 | $2,259,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 325,347 | $2,249,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 164,392 | $2,248,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,101,500 | $2,247,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 96,734 | $2,245,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 26,720 | $2,235,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 29,899 | $2,231,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 62,637 | $2,231,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 91,612 | $2,227,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 146,584 | $2,225,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 45,557 | $2,223,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 24,700 | $2,214,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 51,354 | $2,214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 116,874 | $2,212,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 180,177 | $2,204,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 112,767 | $2,203,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 166,204 | $2,202,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 80,650 | $2,199,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 285,875 | $2,193,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 38,837 | $2,186,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 186,178 | $2,180,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 34,698 | $2,176,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 267,111 | $2,174,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 59,612 | $2,171,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 89,353 | $2,165,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 77,334 | $2,165,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 150,000 | $2,165,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 31,269 | $2,158,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 515,439 | $2,155,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 148,972 | $2,153,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 22,687 | $2,151,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 199,235 | $2,150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 42,219 | $2,150,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 102,630 | $2,147,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 64,819 | $2,144,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 90,927 | $2,141,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 91,754 | $2,139,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 187,946 | $2,138,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 203,200 | $2,134,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 79,300 | $2,129,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,462,000 | $2,128,000 | thousands by filing date | principal |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 42,905 | $2,125,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 124,157 | $2,120,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 90,000 | $2,120,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 138,973 | $2,119,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 111,132 | $2,117,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 92,391 | $2,116,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 16,810 | $2,114,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 49,637 | $2,112,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 25,406 | $2,109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 94,419 | $2,109,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 425,688 | $2,104,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 28,735 | $2,090,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 43,577 | $2,089,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 136,236 | $2,086,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 52,196 | $2,085,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 42,324 | $2,085,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 81,350 | $2,075,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 227,889 | $2,073,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 53,311 | $2,073,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 270,807 | $2,072,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 93,472 | $2,070,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 92,225 | $2,069,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 75,708 | $2,065,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 400,000 | $2,064,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 179,323 | $2,060,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 76,793 | $2,050,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 225,257 | $2,047,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 91,199 | $2,047,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 15,788 | $2,043,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 105,548 | $2,041,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 210,934 | $2,039,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 60,895 | $2,019,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 96,722 | $2,016,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 60,501 | $2,016,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 75,760 | $2,012,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 266,599 | $2,012,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 70,000 | $2,009,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 75,768 | $2,006,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 97,705 | $2,004,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 44,507 | $2,001,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,290,022 | $2,000,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 160,114 | $1,999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 77,995 | $1,998,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 80,758 | $1,995,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 169,853 | $1,994,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 22,751 | $1,992,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $1,991,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 74,282 | $1,990,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 15,000 | $1,985,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 156,362 | $1,984,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 245,896 | $1,982,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 117,193 | $1,980,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 57,682 | $1,980,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 112,986 | $1,979,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 52,536 | $1,976,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 62,322 | $1,976,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 36,297 | $1,974,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 52,829 | $1,970,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 273,940 | $1,970,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 53,810 | $1,969,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 431,585 | $1,969,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 40,485 | $1,960,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 199,199 | $1,960,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 37,593 | $1,959,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 60,000 | $1,957,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 60,000 | $1,957,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 40,683 | $1,957,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 266,427 | $1,956,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 197,800 | $1,956,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 110,416 | $1,953,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 50,347 | $1,952,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,060,000 | $1,947,000 | thousands by filing date | principal |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 81,153 | $1,937,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 70,576 | $1,937,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 123,232 | $1,937,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,229,000 | $1,936,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 369,244 | $1,935,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | this filing | 2020-06-16 | acceptance time not in the bulk data set |