13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 50,000 | $495,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 5,517 | $494,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,300 | $493,000 | thousands by filing date | put |
| UNION ACQUISITION CORP II | G9402q100 | COM | 50,000 | $493,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 116,847 | $492,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 87,110 | $492,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 13,006 | $490,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 53,750 | $490,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 51,383 | $490,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 50,000 | $490,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 10,413 | $489,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 10,532 | $488,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 9,395 | $488,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 66,940 | $487,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 10,000 | $486,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 17,269 | $485,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,848 | $485,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,900 | $484,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 50,775 | $483,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,056 | $482,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 8,373 | $482,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,281 | $480,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 31,548 | $480,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 28,690 | $478,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 34,166 | $477,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 14,489 | $477,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,693 | $477,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $477,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 23,654 | $474,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,825 | $472,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 9,795 | $472,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 16,121 | $471,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 17,179 | $471,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 188,177 | $470,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 4,533 | $469,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 7,200 | $467,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 7,200 | $467,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 30,897 | $467,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 14,806 | $466,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,973 | $466,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 33,161 | $465,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,900 | $463,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 12,946 | $463,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 22,416 | $462,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 76,146 | $462,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 64,217 | $462,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 18,465 | $461,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 59,644 | $460,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 18,356 | $460,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,178 | $459,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,984 | $458,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 14,000 | $458,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 5,708 | $457,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 19,473 | $456,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,454 | $454,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 19,697 | $453,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 22,000 | $452,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 48,342 | $452,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 30,335 | $451,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $450,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 20,798 | $450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 8,789 | $448,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 33,845 | $446,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 23,378 | $445,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 33,500 | $443,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 11,019 | $443,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 16,923 | $443,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 38,785 | $442,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 17,908 | $442,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,513 | $442,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 24,019 | $441,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,286 | $441,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 14,836 | $441,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 34,191 | $440,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 36,351 | $440,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 17,802 | $439,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 28,820 | $438,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,934 | $438,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 42,044 | $437,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 28,885 | $436,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 56,953 | $432,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 115,924 | $432,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 28,093 | $431,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,698 | $430,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 7,537 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,846 | $430,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 51,180 | $430,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 94,513 | $429,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 21,100 | $428,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 6,385 | $428,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 34,097 | $428,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 57,294 | $427,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 9,865 | $427,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 10,862 | $427,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 35,511 | $427,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,694 | $426,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 22,314 | $426,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,874 | $424,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 77,700 | $423,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 28,996 | $423,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,858 | $423,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 6,505 | $422,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,705 | $421,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 41,100 | $420,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 189,139 | $419,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,205 | $418,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,074 | $417,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,546 | $417,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,410 | $417,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 10,016 | $416,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,162 | $416,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 26,727 | $416,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 429,000 | $416,000 | thousands by filing date | principal |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 27,865 | $415,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 23,559 | $414,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,770 | $413,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 44,311 | $413,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 37,919 | $413,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 40,704 | $412,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 10,320 | $411,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 13,730 | $411,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,622 | $409,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 37,625 | $407,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 16,085 | $407,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 26,903 | $406,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,800 | $406,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 15,005 | $406,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 38,562 | $404,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,946 | $404,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 16,009 | $403,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 17,268 | $402,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 25,414 | $400,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 28,298 | $399,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 12,340 | $398,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,300 | $396,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 59,954 | $396,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 23,366 | $396,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,387 | $395,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 59,104 | $394,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 39,000 | $394,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A164 | SALT LOW TRUBETA | 13,719 | $392,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,968 | $391,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 8,656 | $391,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 136,148 | $390,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 22,885 | $390,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 46,252 | $390,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 12,842 | $390,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,753 | $389,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 18,865 | $389,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 22,176 | $389,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 11,945 | $388,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 14,670 | $388,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 35,598 | $388,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 17,452 | $388,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 18,514 | $388,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 28,921 | $387,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 8,118 | $387,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 7,740 | $386,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 29,246 | $386,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 19,962 | $386,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 154,495 | $386,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 7,814 | $386,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 41,780 | $386,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,744 | $385,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 30,898 | $384,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 14,101 | $383,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 11,239 | $383,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,635 | $383,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,300 | $382,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 12,426 | $382,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 14,128 | $381,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 22,599 | $381,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,230 | $380,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 25,694 | $380,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 14,150 | $379,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 24,000 | $379,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 10,630 | $379,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10,000 | $378,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 7,151 | $378,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 28,809 | $378,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 20,592 | $378,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 17,300 | $376,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 425,985 | $375,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 37,335 | $374,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 25,076 | $374,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 25,708 | $373,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 32,131 | $373,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 15,945 | $372,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 47,956 | $372,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,207 | $372,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 25,313 | $371,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 20,757 | $371,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,813 | $370,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 22,565 | $370,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 8,214 | $370,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 57,398 | $370,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 14,442 | $369,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 45,962 | $368,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,734 | $368,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 59,960 | $368,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 22,713 | $368,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 22,463 | $368,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 25,901 | $366,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 14,913 | $365,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 229,722 | $365,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,616 | $364,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 15,438 | $364,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,440 | $362,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,157 | $361,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 33,013 | $361,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 23,939 | $361,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,473 | $361,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 24,317 | $360,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 22,803 | $359,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,259 | $358,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,851 | $358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,938 | $358,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,294 | $357,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 52,541 | $357,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 40,737 | $357,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 63,884 | $356,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,025 | $356,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 44,804 | $356,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 49,139 | $352,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,339 | $351,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,737 | $350,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 6,609 | $350,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 8,417 | $350,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 13,800 | $350,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,666 | $349,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 19,287 | $349,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,593 | $348,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 22,423 | $348,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 35,261 | $348,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 35,149 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,242 | $347,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 17,450 | $347,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 18,981 | $346,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,518 | $345,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 20,681 | $344,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 28,399 | $344,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,631 | $343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 3,180 | $343,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,425 | $342,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,571 | $341,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $341,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 37,579 | $340,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 25,296 | $339,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,524 | $339,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,474 | $338,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 109,322 | $338,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 11,400 | $337,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,049 | $336,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 6,036 | $336,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 29,945 | $336,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 33,202 | $336,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 22,533 | $335,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 12,180 | $335,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 56,228 | $335,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 7,473 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 15,245 | $334,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,950 | $333,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,222 | $332,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,599 | $331,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,964 | $331,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 94,981 | $331,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 12,615 | $331,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 28,143 | $330,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 7,281 | $330,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 19,823 | $330,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 13,054 | $330,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 34,496 | $330,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,970 | $329,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 20,000 | $327,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,597 | $327,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 12,004 | $327,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,807 | $327,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 20,889 | $326,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 6,966 | $325,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 54,555 | $325,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 64,815 | $325,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,957 | $325,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 19,396 | $324,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,605 | $324,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,584 | $324,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,025 | $323,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 41,317 | $323,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 16,901 | $323,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 16,988 | $322,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 24,205 | $322,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 11,302 | $321,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 7,264 | $321,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 10,146 | $321,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 20,796 | $321,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 26,723 | $319,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,504 | $319,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 26,091 | $318,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,925 | $318,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 24,602 | $317,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 8,558 | $317,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,382 | $316,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 105,117 | $316,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 8,132 | $316,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,896 | $315,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 18,062 | $315,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 6,620 | $314,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 9,635 | $313,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 28,490 | $313,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,100 | $311,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 43,936 | $311,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 38,017 | $311,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 24,307 | $310,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,017 | $310,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 51,300 | $310,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 70,431 | $309,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 82,500 | $309,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 43,903 | $309,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,777 | $308,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,055 | $306,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 28,150 | $306,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 11,600 | $305,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,262 | $304,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 34,558 | $303,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 19,386 | $303,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,511 | $303,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 11,849 | $303,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 29,078 | $303,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 15,220 | $303,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 13,092 | $303,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 45,664 | $303,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,244 | $302,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 49,950 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,472 | $302,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,261 | $302,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 15,021 | $300,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26,552 | $299,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 15,961 | $299,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 11,407 | $299,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 28,408 | $299,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,675 | $298,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,883 | $298,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 11,849 | $298,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 12,510 | $297,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 12,400 | $297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 11,923 | $297,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,539 | $296,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 14,769 | $296,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,304 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 20,713 | $296,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,271 | $295,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 16,098 | $295,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 16,354 | $295,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 19,599 | $295,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,184 | $294,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 12,062 | $294,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 57,014 | $294,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 266,000 | $294,000 | thousands by filing date | principal |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 11,268 | $293,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,097 | $293,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 21,274 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 14,316 | $291,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 9,112 | $291,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,585 | $290,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 7,228 | $290,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 11,134 | $290,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,137 | $290,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 26,060 | $289,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,003 | $288,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 17,080 | $288,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 11,112 | $288,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,891 | $288,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,517 | $288,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,290 | $288,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,801 | $287,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 26,880 | $287,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 49,686 | $287,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 10,622 | $286,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 8,178 | $286,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 66,063 | $286,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 60,165 | $286,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,947 | $286,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 18,227 | $285,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 23,950 | $285,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 289,000 | $285,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,770 | $284,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 10,540 | $284,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 3,709 | $283,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 8,035 | $283,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,847 | $282,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 19,118 | $282,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 9,483 | $282,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,813 | $281,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 86,267 | $281,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 35,261 | $280,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 15,204 | $280,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 18,864 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,543 | $279,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,648 | $279,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,672 | $278,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,252 | $278,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 6,545 | $278,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 73,190 | $278,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,915 | $278,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 39,775 | $278,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 33,214 | $278,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 182,000 | $278,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,671 | $278,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 22,044 | $277,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,710 | $277,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 34,036 | $277,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 15,066 | $276,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 20,390 | $275,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 30,943 | $275,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,001 | $275,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 8,328 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 13,952 | $274,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 20,000 | $274,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 20,000 | $274,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 17,680 | $273,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 22,384 | $273,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 77,585 | $273,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 11,552 | $273,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 6,650 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,790 | $271,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 41,304 | $270,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 12,023 | $269,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 885 | $269,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,777 | $269,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,889 | $269,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,221 | $269,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $269,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 25,864 | $269,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 11,274 | $268,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 181,923 | $268,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 7,951 | $268,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 12,290 | $267,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 189,000 | $267,000 | thousands by filing date | principal |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 6,188 | $266,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,255 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,081 | $266,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,492 | $265,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 80,459 | $265,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 300,000 | $265,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,010 | $264,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 53,702 | $263,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $263,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 23,500 | $262,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 21,569 | $262,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 91,028 | $262,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,546 | $261,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 11,847 | $261,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 50,000 | $261,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 57,784 | $260,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 24,854 | $259,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,756 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,254 | $259,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 8,325 | $259,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 7,544 | $258,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 5,654 | $258,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 41,554 | $257,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,401 | $257,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 25,100 | $257,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 10,637 | $256,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 19,148 | $256,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 11,842 | $256,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 746,629 | $256,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,276 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,196 | $255,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 35,439 | $255,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 17,477 | $255,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 36,165 | $255,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 15,226 | $255,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,235 | $255,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 17,432 | $255,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 9,207 | $255,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 6,657 | $254,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,902 | $254,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,481 | $254,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 17,787 | $254,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,315 | $254,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 20,442 | $253,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 15,014 | $252,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 74,150 | $251,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 6,900 | $251,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 76,259 | $251,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,340 | $250,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 16,121 | $250,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 17,744 | $249,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 33,267 | $249,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 23,843 | $248,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 12,136 | $248,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 7,355 | $248,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,739 | $248,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 85,471 | $248,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,253 | $247,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,105 | $246,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 513,182 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,235 | $246,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,501 | $246,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 58,531 | $246,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |