13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 5,003 | $245,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,211 | $244,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 27,960 | $244,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 18,176 | $244,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 8,522 | $244,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,728 | $243,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,514 | $242,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 21,451 | $242,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $242,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 5,875 | $241,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,914 | $241,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,668 | $241,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 22,997 | $241,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 3,085 | $241,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 10,715 | $240,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 40,977 | $239,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,436 | $239,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,040 | $239,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 24,260 | $239,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 13,419 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 6,219 | $238,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,273 | $238,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 9,344 | $237,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 24,830 | $237,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 336,000 | $237,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 228,000 | $237,000 | thousands by filing date | principal |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,208 | $236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 8,908 | $236,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,867 | $235,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,827 | $235,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 10,108 | $235,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 17,000 | $235,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 6,271 | $233,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,857 | $232,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 29,669 | $232,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 29,347 | $232,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,489 | $232,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,229 | $231,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 32,185 | $231,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 9,607 | $231,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,000 | $231,000 | thousands by filing date | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 34,319 | $231,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 70,926 | $230,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 7,035 | $229,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 17,719 | $229,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,372 | $229,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 15,594 | $228,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 20,915 | $228,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 3,638 | $228,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,111 | $228,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 4,491 | $228,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,876 | $227,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,058 | $227,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,472 | $227,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 256,919 | $227,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 4,611 | $227,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 29,482 | $226,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,400 | $226,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 41,188 | $226,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,292 | $226,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,996 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 7,665 | $226,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 12,799 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,670 | $225,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 5,978 | $224,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 29,495 | $224,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,851 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,157 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 6,492 | $222,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 34,529 | $222,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,877 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 6,554 | $222,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 7,033 | $221,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,709 | $221,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 51,097 | $220,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 33,898 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 14,802 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,919 | $220,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 25,445 | $219,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,252 | $218,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 5,466 | $218,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,858 | $218,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,143 | $217,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,999 | $217,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 33,702 | $217,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,998 | $217,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 9,392 | $217,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 43,904 | $216,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 4,753 | $216,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 88,424 | $216,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 14,423 | $215,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,812 | $215,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,175 | $215,000 | thousands by filing date | principal |
| MUELLER INDS INC COM | 624756102 | Stock | 6,714 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 38,426 | $214,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 45,686 | $214,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,263 | $213,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,638 | $213,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 5,831 | $213,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 748 | $212,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 7,155 | $212,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 20,244 | $212,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 7,265 | $211,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,020 | $211,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,022 | $211,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,191 | $211,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,400 | $210,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 2,033 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,636 | $209,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,155 | $209,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 7,613 | $209,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,219 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 7,797 | $208,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,100 | $208,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 29,477 | $207,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 55,502 | $207,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 387 | $206,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,600 | $206,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 60,724 | $206,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 19,555 | $205,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 14,484 | $205,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 8,522 | $205,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,767 | $205,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 56,106 | $205,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,233 | $205,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 44,194 | $205,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,480 | $204,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,535 | $204,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 20,903 | $204,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,076 | $203,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,720 | $203,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 8,153 | $203,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 8,346 | $201,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 6,048 | $201,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 21,773 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 14,231 | $201,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 15,200 | $201,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 7,889 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,184 | $200,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 9,400 | $200,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,726 | $199,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,544 | $199,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 3,874 | $199,000 | thousands by filing date | |
| FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | G3362K112 | COM | 20,000 | $199,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,200 | $198,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,064 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,427 | $197,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 39,325 | $197,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,683 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,471 | $196,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,763 | $195,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 18,875 | $195,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 32,563 | $195,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,016 | $194,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 134,548 | $194,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 12,986 | $193,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,970 | $193,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 14,160 | $193,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 21,764 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,003 | $192,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,074 | $192,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 5,515 | $191,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 3,686 | $191,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 9,370 | $191,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,272 | $190,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,286 | $190,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 10,698 | $190,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 185,000 | $190,000 | thousands by filing date | principal |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 11,051 | $189,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 5,512 | $189,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,614 | $189,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,056 | $189,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,735 | $189,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 7,251 | $188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 2,593 | $188,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,122 | $188,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,615 | $188,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,937 | $187,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 4,622 | $187,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 7,800 | $187,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 11,587 | $186,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,774 | $186,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 4,594 | $185,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 12,060 | $185,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,829 | $185,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 6,599 | $185,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,775 | $184,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 60,679 | $184,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,405 | $183,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,832 | $183,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,669 | $183,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 5,984 | $182,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 78,141 | $182,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 38,124 | $182,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 65,963 | $181,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 179,998 | $181,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 10,337 | $180,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 14,633 | $180,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 4,482 | $180,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,706 | $179,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 42 | $179,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,997 | $179,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,474 | $179,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 30,105 | $179,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,206 | $179,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 26,396 | $179,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 8,999 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,759 | $178,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 63,886 | $178,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,866 | $178,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 9,965 | $178,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 7,373 | $177,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,126 | $177,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 4,482 | $176,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,906 | $176,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 6,284 | $176,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,567 | $176,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,477 | $175,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 8,199 | $175,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,520 | $174,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,646 | $174,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 20,377 | $172,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 15,695 | $172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 5,049 | $172,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,617 | $172,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,460 | $172,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,781 | $171,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,174 | $171,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 5,493 | $171,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,680 | $171,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 27,000 | $171,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 27,926 | $170,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,045 | $170,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 27,150 | $170,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 18,832 | $170,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 10,469 | $169,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 130,934 | $169,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 11,562 | $169,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 5,882 | $168,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 18,447 | $168,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,970 | $168,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 5,078 | $168,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 7,529 | $168,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 3,650 | $168,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,547 | $167,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,748 | $166,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 10,836 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 5,482 | $165,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,184 | $165,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 6,572 | $164,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 7,551 | $164,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 29,402 | $164,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,211 | $163,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,086 | $163,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 19,200 | $163,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 3,053 | $163,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 2,422 | $163,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,285 | $162,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,225 | $162,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,057 | $162,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,708 | $162,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 8,786 | $161,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,024 | $161,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 77,000 | $161,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,375 | $161,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,858 | $160,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,000 | $160,000 | thousands by filing date | call |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 7,823 | $159,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,728 | $159,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,125 | $159,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 8,400 | $159,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,077 | $159,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,117 | $159,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 52,558 | $159,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 4,880 | $159,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 20,364 | $159,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 12,216 | $158,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,970 | $158,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,704 | $158,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 2,979 | $158,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,062 | $157,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,895 | $157,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5,834 | $157,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 11,454 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 3,645 | $156,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,000 | $156,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 5,952 | $156,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 3,734 | $156,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 35,740 | $156,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,425 | $155,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,460 | $155,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,456 | $155,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,297 | $155,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 18,276 | $155,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 6,239 | $154,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,732 | $154,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,079 | $154,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,273 | $154,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,765 | $153,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,598 | $153,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 8,327 | $153,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 15,450 | $152,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 3,700 | $152,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 11,286 | $152,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,092 | $152,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 6,094 | $152,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,289 | $152,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 72,062 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 9,254 | $152,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1,692 | $152,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 10,777 | $151,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 3,298 | $151,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,847 | $151,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,265 | $151,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,332 | $151,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,872 | $151,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 3,382 | $151,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 38,255 | $151,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 5,147 | $151,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 16,871 | $151,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,914 | $150,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 6,236 | $150,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,211 | $150,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 4,427 | $150,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 6,459 | $150,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 21,215 | $150,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 7,166 | $149,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 9,092 | $149,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 12,473 | $149,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,064 | $148,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 28,652 | $148,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 2,575 | $148,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,955 | $148,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,054 | $148,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 8,399 | $148,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 10,989 | $148,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 2,720 | $148,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,679 | $147,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,325 | $147,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,958 | $147,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 7,806 | $147,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 5,713 | $147,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,109 | $146,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,830 | $146,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 15,000 | $146,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 15,050 | $146,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 6,275 | $146,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 7,100 | $145,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,270 | $145,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 5,232 | $145,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,872 | $145,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,714 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 9,310 | $145,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 6,939 | $144,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,726 | $144,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 14,361 | $143,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 10,653 | $143,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 13,200 | $143,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,460 | $143,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,610 | $143,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,557 | $142,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,367 | $142,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,453 | $142,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13,507 | $142,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 9,948 | $142,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 14,313 | $142,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 12,200 | $141,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 9,793 | $141,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 5,325 | $141,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 8,571 | $141,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,948 | $140,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 6,170 | $140,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 5,904 | $140,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 45,034 | $140,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,324 | $139,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 7,930 | $139,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 5,590 | $139,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 5,800 | $138,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 4,650 | $138,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,528 | $138,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,543 | $137,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,845 | $137,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,826 | $137,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,313 | $137,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,398 | $137,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,220 | $137,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,231 | $137,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 25,338 | $137,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 6,925 | $136,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,660 | $136,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,767 | $136,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 16,500 | $136,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,973 | $136,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,999 | $136,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 24,670 | $135,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,812 | $135,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 24,265 | $135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,366 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,913 | $135,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 13,417 | $135,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 8,094 | $135,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,404 | $134,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,916 | $134,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,316 | $134,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,787 | $133,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 3,651 | $133,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,679 | $133,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 16,482 | $133,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 21,162 | $133,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 7,484 | $133,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 16,346 | $133,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 9,745 | $133,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,288 | $133,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,741 | $133,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 3,317 | $132,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 12,420 | $132,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 13,273 | $132,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,329 | $132,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,041 | $131,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,850 | $131,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 5,301 | $131,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 8,221 | $131,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,995 | $131,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 14,952 | $131,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 7,150 | $131,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 5,127 | $131,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 33,270 | $131,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 14,690 | $131,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 4,756 | $131,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 35,888 | $130,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 19,886 | $130,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 8,657 | $130,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 40,000 | $130,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 16,484 | $130,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 906 | $129,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,197 | $129,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,575 | $129,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 5,365 | $129,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,890 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 5,284 | $129,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 9,341 | $128,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,595 | $128,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 6,950 | $128,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,511 | $127,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,225 | $127,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,423 | $127,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,142 | $127,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 14,851 | $127,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,840 | $127,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 5,102 | $127,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 5,396 | $126,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,287 | $126,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,709 | $126,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,167 | $126,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 34,134 | $126,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 8,315 | $126,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 4,165 | $126,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 900 | $125,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 135,183 | $125,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,019 | $125,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,573 | $125,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 12,500 | $125,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,752 | $124,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,417 | $124,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,639 | $124,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 68,555 | $124,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 4,355 | $124,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,525 | $123,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 3,596 | $123,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 2,502 | $123,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 11,005 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,093 | $123,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 19,393 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 8,562 | $123,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 2,668 | $123,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 163 | $123,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 9,132 | $123,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,289 | $123,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $122,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 3,200 | $122,000 | thousands by filing date | call |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,008 | $122,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 5,058 | $122,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 180,529 | $122,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 3,698 | $122,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1,370 | $121,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,099 | $121,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 3,083 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 2,788 | $121,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,948 | $121,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 3,125 | $121,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 14,495 | $120,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 2,868 | $120,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,200 | $120,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 9,273 | $119,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 19,676 | $119,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 17,500 | $118,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 7,546 | $118,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,651 | $118,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,300 | $117,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 9,044 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |