13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 51,788 | $1,741,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 12,511 | $1,739,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 29,250 | $1,739,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 47,661 | $1,737,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 47,053 | $1,736,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 101,212 | $1,732,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 62,257 | $1,732,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $1,730,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 93,199 | $1,725,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 116,691 | $1,719,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 96,347 | $1,719,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 100,000 | $1,716,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 100,000 | $1,716,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 175,000 | $1,715,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 21,465 | $1,711,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 90,219 | $1,710,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 33,689 | $1,708,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 59,881 | $1,706,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 106,465 | $1,705,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 466,153 | $1,702,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 24,725 | $1,700,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 19,275 | $1,699,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 252,873 | $1,699,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 107,800 | $1,697,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,652 | $1,694,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 32,820 | $1,694,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 57,115 | $1,691,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 26,931 | $1,689,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 157,341 | $1,684,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50,341 | $1,683,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 44,178 | $1,683,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 39,937 | $1,683,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 93,014 | $1,681,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 104,911 | $1,680,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 61,412 | $1,680,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 86,766 | $1,675,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 61,951 | $1,675,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 36,620 | $1,673,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 130,135 | $1,672,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 47,068 | $1,669,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 126,830 | $1,666,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 75,569 | $1,664,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 139,500 | $1,662,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 273,313 | $1,654,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 23,651 | $1,653,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 125,493 | $1,652,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 38,828 | $1,651,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 53,501 | $1,651,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 17,330 | $1,648,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 41,129 | $1,648,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 244,449 | $1,647,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 60,674 | $1,644,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,847 | $1,641,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 223,400 | $1,640,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 86,063 | $1,635,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 77,335 | $1,635,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 83,508 | $1,634,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 62,553 | $1,633,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 131,741 | $1,625,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 41,800 | $1,622,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 50,000 | $1,612,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 29,971 | $1,612,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 68,967 | $1,610,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 47,676 | $1,606,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 38,916 | $1,606,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 64,490 | $1,604,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 50,602 | $1,604,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 121,736 | $1,601,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 45,842 | $1,593,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10,552 | $1,592,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 73,623 | $1,591,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,502 | $1,591,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 67,211 | $1,591,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 22,151 | $1,590,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 28,400 | $1,589,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 30,000 | $1,589,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 157,708 | $1,588,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,300 | $1,583,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 141,386 | $1,582,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 70,509 | $1,581,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 198,854 | $1,580,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 116,153 | $1,575,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 54,050 | $1,574,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 46,643 | $1,574,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 93,144 | $1,574,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 8,026 | $1,572,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 31,014 | $1,570,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 87,217 | $1,569,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 110,377 | $1,567,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 72,302 | $1,566,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 21,383 | $1,565,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 69,091 | $1,563,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 22,649 | $1,557,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 47,022 | $1,556,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 61,287 | $1,555,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 31,102 | $1,554,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 44,874 | $1,554,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 97,465 | $1,553,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 24,138 | $1,549,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 75,076 | $1,537,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 120,000 | $1,537,000 | thousands by filing date | call |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 59,913 | $1,532,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 68,482 | $1,528,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 91,807 | $1,528,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,500 | $1,526,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 13,427 | $1,525,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,226 | $1,523,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 97,125 | $1,523,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 29,296 | $1,517,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,578 | $1,515,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,400 | $1,511,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 133,050 | $1,509,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 108,254 | $1,507,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 16,165 | $1,505,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 102,761 | $1,505,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 52,958 | $1,503,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 97,289 | $1,498,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 55,859 | $1,497,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 29,606 | $1,496,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 99,015 | $1,495,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,000 | $1,493,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 58,681 | $1,493,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 109,932 | $1,484,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 28,892 | $1,484,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 122,609 | $1,481,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 76,807 | $1,480,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 214,906 | $1,478,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,698 | $1,478,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 80,649 | $1,476,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 456,602 | $1,474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 46,085 | $1,472,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 119,721 | $1,472,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 30,460 | $1,469,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 89,470 | $1,467,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 58,969 | $1,466,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 23,030 | $1,465,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 248,515 | $1,464,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 149,900 | $1,462,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 110,173 | $1,458,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 15,172 | $1,455,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 23,082 | $1,454,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 44,728 | $1,452,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 22,425 | $1,451,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 25,400 | $1,451,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 27,000 | $1,451,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 54,074 | $1,450,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 12,338 | $1,450,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 9,661 | $1,448,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 59,793 | $1,445,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 128,546 | $1,445,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 21,913 | $1,445,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 17,200 | $1,444,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 15,075 | $1,444,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 90,817 | $1,442,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 54,006 | $1,442,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 14,583 | $1,442,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,000 | $1,440,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 73,577 | $1,433,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 39,013 | $1,431,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 28,191 | $1,430,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 19,106 | $1,426,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 28,106 | $1,425,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 86,750 | $1,425,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 36,060 | $1,424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 12,587 | $1,424,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 273,200 | $1,423,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 46,002 | $1,419,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 47,512 | $1,418,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 33,157 | $1,415,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 97,985 | $1,412,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 21,779 | $1,410,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 23,700 | $1,409,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 19,000 | $1,408,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 78,951 | $1,407,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 14,990 | $1,404,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,600 | $1,402,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 138,676 | $1,402,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 39,149 | $1,402,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 66,377 | $1,396,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 25,200 | $1,395,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 45,720 | $1,394,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 13,193 | $1,392,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 66,000 | $1,392,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 28,908 | $1,390,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 140,972 | $1,390,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 24,533 | $1,389,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 36,001 | $1,386,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,908 | $1,386,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 54,427 | $1,382,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 51,549 | $1,381,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 88,350 | $1,379,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 40,532 | $1,378,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 17,778 | $1,375,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 50,550 | $1,375,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 52,776 | $1,373,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 64,319 | $1,372,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 19,264 | $1,372,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 34,248 | $1,372,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 36,003 | $1,369,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 82,034 | $1,369,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 38,814 | $1,368,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 42,803 | $1,368,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 36,286 | $1,365,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 93,884 | $1,363,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 65,973 | $1,362,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 59,699 | $1,362,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 29,024 | $1,360,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 67,479 | $1,360,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,550 | $1,359,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 100,000 | $1,355,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 67,709 | $1,353,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 82,708 | $1,351,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 17,217 | $1,347,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 210,829 | $1,346,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 94,477 | $1,346,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 113,495 | $1,344,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 52,178 | $1,341,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,000 | $1,340,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 13,975 | $1,340,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 43,692 | $1,338,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,707 | $1,335,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 86,478 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 22,817 | $1,332,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 88,314 | $1,330,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 61,683 | $1,330,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 37,061 | $1,329,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,667 | $1,328,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 17,656 | $1,325,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 52,007 | $1,325,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 45,600 | $1,322,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 35,971 | $1,319,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 17,077 | $1,318,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 24,014 | $1,318,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,508 | $1,316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 36,499 | $1,315,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 13,644 | $1,313,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 952,000 | $1,313,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 80,930 | $1,312,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 209,876 | $1,307,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 15,416 | $1,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 37,876 | $1,302,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 127,167 | $1,301,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 93,498 | $1,300,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 82,506 | $1,299,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 43,126 | $1,287,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 21,426 | $1,287,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 43,148 | $1,286,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 90,510 | $1,284,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,000 | $1,284,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 158,242 | $1,282,000 | thousands by filing date | |
| RH | 74967X103 | COM | 6,004 | $1,281,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 56,654 | $1,281,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 96,086 | $1,280,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 51,582 | $1,279,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 36,413 | $1,278,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,000 | $1,275,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 59,868 | $1,274,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 49,746 | $1,271,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 23,561 | $1,269,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 95,772 | $1,269,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 108,870 | $1,265,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 25,343 | $1,263,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 26,166 | $1,260,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,978 | $1,260,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 36,426 | $1,257,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 23,395 | $1,249,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 128,194 | $1,248,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 49,969 | $1,245,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 21,273 | $1,244,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 44,300 | $1,242,000 | thousands by filing date | put |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 45,738 | $1,240,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 63,411 | $1,239,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 91,875 | $1,237,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 52,249 | $1,235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 21,243 | $1,233,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 158,266 | $1,229,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 29,183 | $1,228,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 27,192 | $1,227,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 152,601 | $1,227,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 63,419 | $1,226,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 40,100 | $1,225,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 17,379 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,378 | $1,221,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 199,402 | $1,220,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 68,835 | $1,219,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 56,242 | $1,217,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 122,494 | $1,216,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 11,914 | $1,214,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 14,030 | $1,211,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 28,900 | $1,211,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 24,840 | $1,210,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 34,781 | $1,209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 19,854 | $1,208,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 72,126 | $1,206,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 14,623 | $1,204,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 29,682 | $1,201,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 495,759 | $1,200,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 53,977 | $1,199,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 45,638 | $1,196,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 34,718 | $1,196,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,600 | $1,193,000 | thousands by filing date | call |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 98,496 | $1,193,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 43,957 | $1,192,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 18,206 | $1,191,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 31,596 | $1,190,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 25,000 | $1,189,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 18,200 | $1,189,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 15,000 | $1,187,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 61,475 | $1,186,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 118,699 | $1,184,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 13,670 | $1,182,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 21,100 | $1,182,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 31,206 | $1,179,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 16,228 | $1,176,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,328 | $1,175,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 13,708 | $1,175,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 29,158 | $1,174,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 56,407 | $1,173,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 34,334 | $1,172,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 88,185 | $1,169,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 43,759 | $1,167,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 258,230 | $1,167,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 37,002 | $1,165,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 12,558 | $1,163,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 28,906 | $1,163,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 63,995 | $1,161,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 14,732 | $1,161,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 96,647 | $1,158,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 20,819 | $1,156,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 13,782 | $1,156,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 26,315 | $1,156,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,036 | $1,156,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 70,463 | $1,156,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 72,928 | $1,155,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 127,334 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 44,118 | $1,154,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 85,761 | $1,153,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 153,692 | $1,153,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 49,022 | $1,151,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 41,386 | $1,150,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 62,109 | $1,146,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 81,812 | $1,146,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 6,220 | $1,141,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 43,900 | $1,141,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 101,527 | $1,140,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 45,435 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 29,363 | $1,138,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 173,012 | $1,137,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 51,427 | $1,135,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 51,974 | $1,133,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 184,254 | $1,130,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 66,902 | $1,129,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 68,547 | $1,129,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 68,466 | $1,128,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 23,399 | $1,127,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 32,450 | $1,127,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 71,418 | $1,125,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 43,026 | $1,123,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 103,960 | $1,123,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 21,696 | $1,122,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 44,585 | $1,122,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 26,104 | $1,121,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 90,613 | $1,120,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 41,568 | $1,119,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 31,700 | $1,117,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 4,700 | $1,116,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 12,075 | $1,112,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 14,226 | $1,111,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 38,184 | $1,111,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26,650 | $1,108,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 71,007 | $1,107,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 72,875 | $1,106,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 190,395 | $1,106,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 253,784 | $1,104,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 67,535 | $1,100,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 14,928 | $1,098,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,689 | $1,098,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 34,491 | $1,095,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,585 | $1,094,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 45,751 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 70,736 | $1,094,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 152,000 | $1,093,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 30,939 | $1,092,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,694 | $1,092,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 75,185 | $1,092,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 28,215 | $1,091,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 19,989 | $1,089,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 18,300 | $1,088,000 | thousands by filing date | call |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,049,000 | $1,087,000 | thousands by filing date | principal |
| IROBOT CORP | 462726100 | COM | 21,308 | $1,079,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 181,328 | $1,076,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 25,019 | $1,074,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 28,872 | $1,072,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 48,945 | $1,070,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,856 | $1,067,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 28,241 | $1,065,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,016 | $1,063,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 30,345 | $1,061,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 17,949 | $1,060,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 74,307 | $1,058,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 84,121 | $1,057,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 202,409 | $1,057,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 17,169 | $1,054,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 43,818 | $1,054,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 63,076 | $1,052,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 29,680 | $1,051,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,051,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 104,857 | $1,051,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 21,673 | $1,050,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 26,595 | $1,050,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 72,261 | $1,046,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 35,232 | $1,043,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 39,387 | $1,041,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 18,129 | $1,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 54,910 | $1,039,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 59,097 | $1,038,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 59,042 | $1,034,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8,933 | $1,033,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 389,775 | $1,033,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 15,111 | $1,032,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 160,269 | $1,032,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 46,159 | $1,028,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 42,836 | $1,028,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,491 | $1,027,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 24,881 | $1,025,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 12,790 | $1,025,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 37,958 | $1,025,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 31,276 | $1,024,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 13,860 | $1,022,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 17,194 | $1,022,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 45,434 | $1,021,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 38,468 | $1,018,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,050,000 | $1,013,000 | thousands by filing date | principal |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 72,901 | $1,012,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 40,235 | $1,009,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,945 | $1,007,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 16,819 | $1,007,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,181 | $1,006,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 151,697 | $1,006,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 72,267 | $1,005,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 11,965 | $1,004,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 39,258 | $1,004,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 20,544 | $1,003,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 17,367 | $1,001,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,611 | $1,000,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 47,262 | $998,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 11,445 | $996,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,800 | $990,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 80,026 | $990,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 677,000 | $990,000 | thousands by filing date | principal |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 100,200 | $990,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 12,919 | $989,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 23,371 | $989,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,010 | $988,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 92,226 | $988,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 18,637 | $987,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 134,481 | $987,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 13,840 | $984,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 63,019 | $984,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 23,651 | $981,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 10,055 | $978,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 29,140 | $977,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 58,683 | $972,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,892 | $970,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 22,490 | $970,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 83,206 | $970,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 15,009 | $969,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 124,466 | $969,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,876 | $969,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 45,733 | $966,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 114,506 | $965,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 10,503 | $965,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 78,681 | $965,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 16,255 | $963,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 19,801 | $962,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 724,000 | $961,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 23,220 | $960,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 36,948 | $960,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 38,552 | $960,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 21,005 | $959,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 12,996 | $955,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 302,152 | $954,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 33,497 | $953,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 118,752 | $949,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 43,373 | $948,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 17,601 | $948,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 11,060 | $947,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,810 | $946,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 19,617 | $946,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 41,372 | $945,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 110,025 | $945,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,889 | $943,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 37,434 | $939,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 12,175 | $937,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 121,669 | $937,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 45,596 | $935,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 15,727 | $934,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21,306 | $933,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 64,537 | $932,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 55,947 | $931,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |