13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 33,559 | $929,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 27,882 | $927,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 27,833 | $924,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 67,875 | $924,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 19,357 | $923,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 44,261 | $921,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 30,598 | $919,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 29,706 | $919,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 25,967 | $916,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,537 | $916,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 71,396 | $916,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 35,690 | $913,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 17,677 | $912,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 31,162 | $911,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 27,200 | $911,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 53,558 | $911,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 36,198 | $911,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 364,521 | $911,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 8,479 | $910,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 315,612 | $909,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 22,973 | $904,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 60,581 | $904,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 15,417 | $903,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 59,668 | $902,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 35,230 | $901,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 11,401 | $899,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 29,725 | $898,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 38,209 | $897,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 20,747 | $897,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 30,909 | $896,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 26,038 | $894,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 17,300 | $889,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 135,300 | $889,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 16,180 | $888,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 13,785 | $887,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 30,000 | $886,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,553 | $886,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 5,306 | $881,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 21,354 | $881,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,349 | $881,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 410,099 | $881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 43,836 | $880,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 257,205 | $877,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 25,591 | $877,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 113,594 | $874,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 40,034 | $872,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 19,555 | $870,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 26,650 | $870,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 25,777 | $869,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 56,625 | $868,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 892,000 | $867,000 | thousands by filing date | principal |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 25,133 | $866,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 100,326 | $865,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 39,754 | $865,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 86,164 | $861,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 78,613 | $861,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 22,222 | $860,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 12,250 | $860,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,951 | $859,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 21,927 | $859,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 12,484 | $858,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 66,156 | $858,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 15,966 | $858,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 6,076 | $856,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 95,405 | $855,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 28,459 | $854,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 20,015 | $854,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 35,598 | $854,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 29,944 | $854,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 14,049 | $852,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,357 | $852,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 185,301 | $852,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 155,897 | $851,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 93,577 | $850,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 74,820 | $848,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 13,626 | $848,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 27,682 | $847,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 85,750 | $845,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 26,897 | $844,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 16,026 | $843,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 17,527 | $843,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,434 | $842,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,078 | $841,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 18,420 | $841,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 18,798 | $841,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 46,678 | $840,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 23,549 | $840,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 207,758 | $838,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 61,874 | $837,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 32,189 | $836,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 10,914 | $834,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 13,524 | $834,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 32,010 | $834,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 59,170 | $831,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,862 | $830,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 84,903 | $830,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,419 | $829,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 52,700 | $826,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 16,989 | $826,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 36,047 | $825,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 59,904 | $825,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,052 | $824,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,469 | $824,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 20,470 | $823,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 70,337 | $822,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,905 | $821,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 30,659 | $820,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,817 | $820,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 41,267 | $818,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 40,195 | $818,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 60,851 | $818,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 70,539 | $816,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 20,700 | $815,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 340,850 | $815,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,138 | $813,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,704 | $812,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,788 | $809,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 56,799 | $808,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 29,407 | $808,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 56,665 | $808,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 52,892 | $807,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 51,770 | $806,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 79,300 | $806,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 36,810 | $805,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 32,362 | $803,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 16,470 | $800,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 26,027 | $799,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 56,223 | $797,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 7,125 | $796,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,847 | $796,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 24,569 | $795,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 16,779 | $794,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,564 | $794,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 24,132 | $792,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 78,031 | $791,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 38,854 | $790,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 128,937 | $790,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 19,499 | $788,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 34,567 | $788,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 22,480 | $788,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 15,787 | $787,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 19,756 | $787,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 23,143 | $787,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 169,624 | $787,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 7,251 | $785,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 25,235 | $785,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 50,873 | $785,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 36,608 | $784,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 33,295 | $783,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 152,997 | $783,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,798 | $783,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 150,000 | $783,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 28,173 | $783,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 73,011 | $783,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 20,588 | $780,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,994 | $779,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 18,364 | $777,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 38,136 | $776,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 20,188 | $775,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 26,413 | $774,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 15,296 | $774,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 20,267 | $773,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 31,376 | $772,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,247 | $771,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 11,500 | $768,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 72,460 | $767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 9,233 | $767,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 13,837 | $767,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 113,057 | $764,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 39,188 | $763,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 37,755 | $763,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,546 | $762,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 17,425 | $762,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,638 | $761,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 135,779 | $758,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 10,518 | $757,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 24,465 | $757,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 746,000 | $756,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 21,500 | $755,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 28,462 | $754,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 79,845 | $753,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 36,865 | $753,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,072 | $751,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 56,462 | $751,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 28,379 | $751,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 8,994 | $748,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 24,474 | $746,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 75,621 | $746,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 50,365 | $745,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 101,396 | $745,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 31,773 | $745,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 14,807 | $744,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 10,552 | $741,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 15,767 | $740,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 23,123 | $738,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 8,794 | $737,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 17,715 | $735,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 15,568 | $734,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 24,063 | $732,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 6,198 | $732,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 41,673 | $730,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 45,209 | $730,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 19,322 | $730,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 27,135 | $727,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,000 | $725,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 19,975 | $724,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 26,656 | $724,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 87,390 | $722,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $720,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 11,350 | $720,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 15,796 | $719,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 22,279 | $717,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 140,484 | $717,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 79,287 | $716,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 274,496 | $716,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 58,244 | $713,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 56,801 | $712,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 59,918 | $710,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 8,637 | $708,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,479 | $707,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 20,602 | $707,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 27,999 | $706,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 18,377 | $705,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 15,655 | $704,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 51,762 | $704,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 44,905 | $703,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 71,974 | $703,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 17,298 | $702,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 15,992 | $701,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 27,784 | $701,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 27,852 | $701,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 94,942 | $699,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,418 | $698,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 49,695 | $696,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 36,221 | $696,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 70,091 | $694,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 25,668 | $694,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 122,532 | $693,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 10,854 | $692,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 18,819 | $692,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 29,817 | $690,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 22,724 | $690,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 50,856 | $689,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 88,253 | $687,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 26,742 | $686,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 23,754 | $686,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 80,672 | $686,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 119,697 | $685,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 10,054 | $685,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 141,421 | $682,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 25,482 | $682,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 30,524 | $681,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 79,180 | $679,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 7,814 | $677,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 78,148 | $677,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 16,025 | $674,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 14,740 | $674,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 14,651 | $672,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 20,798 | $671,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 13,036 | $670,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,108 | $670,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 18,962 | $668,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 30,855 | $668,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 9,255 | $668,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 45,386 | $667,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 42,104 | $664,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 94,494 | $664,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 512,795 | $662,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 17,701 | $660,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 35,441 | $656,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 26,340 | $655,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 10,909 | $655,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,500 | $654,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 50,601 | $654,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,542 | $649,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 18,798 | $645,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 43,225 | $644,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 43,459 | $644,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 64,051 | $643,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 23,745 | $643,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,799 | $642,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 27,142 | $642,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,300 | $641,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 26,208 | $641,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 39,100 | $640,000 | thousands by filing date | put |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 22,775 | $640,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 20,251 | $639,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 23,481 | $639,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 25,716 | $638,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 8,736 | $637,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 24,998 | $636,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 36,851 | $636,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 88,635 | $632,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 20,458 | $631,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 27,216 | $631,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 49,364 | $630,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 31,957 | $629,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,556 | $629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 12,971 | $629,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 30,701 | $627,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 8,465 | $627,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 21,416 | $627,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 12,410 | $626,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 123,082 | $625,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,726 | $624,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 46,388 | $624,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,000 | $623,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 84,477 | $623,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 7,788 | $623,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 49,686 | $622,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 45,903 | $622,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 99,486 | $622,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 35,624 | $621,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 602,000 | $621,000 | thousands by filing date | principal |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 50,359 | $621,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 23,760 | $620,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 10,006 | $620,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 21,195 | $620,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 37,694 | $619,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 23,500 | $619,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 71,072 | $618,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 71,064 | $618,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 9,858 | $618,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 12,726 | $616,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 9,353 | $615,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,700 | $615,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 27,991 | $615,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 23,716 | $614,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 8,538 | $614,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 690,000 | $613,000 | thousands by filing date | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 38,874 | $612,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 68,721 | $612,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 46,572 | $611,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 30,737 | $610,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 13,431 | $609,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 22,455 | $608,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 9,251 | $608,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 27,105 | $607,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 38,965 | $607,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 153,480 | $606,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 13,312 | $605,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 19,167 | $604,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,000 | $599,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 30,822 | $599,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 29,679 | $598,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 62,126 | $598,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 19,276 | $598,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 19,937 | $598,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 28,354 | $597,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 45,062 | $597,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 37,330 | $597,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,000 | $596,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 30,914 | $594,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 36,866 | $594,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 42,708 | $593,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 21,745 | $593,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 41,825 | $592,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,093 | $591,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 18,250 | $591,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,577 | $591,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 15,577 | $589,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,679 | $588,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 30,454 | $588,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 26,653 | $588,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,809 | $585,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 53,581 | $583,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 54,603 | $582,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 19,746 | $582,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 9,748 | $581,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 31,570 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 10,747 | $580,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 6,079 | $580,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 80,089 | $579,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 25,595 | $579,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,914 | $577,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 10,113 | $575,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 8,849 | $575,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 42,487 | $575,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,307 | $574,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 19,137 | $573,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 20,555 | $572,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,171 | $572,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 33,715 | $572,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 34,842 | $572,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 23,161 | $571,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 12,625 | $571,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,378 | $571,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 15,149 | $571,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,631 | $570,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9,880 | $570,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 48,353 | $569,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 44,654 | $568,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 26,050 | $567,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 29,385 | $566,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 10,300 | $565,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 7,291 | $564,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 31,432 | $564,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 19,222 | $564,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 12,602 | $562,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 16,153 | $561,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 7,439 | $559,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,895 | $559,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 15,187 | $559,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 160,000 | $558,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 63,853 | $557,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,861 | $556,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 66,170 | $556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 5,560 | $555,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 27,514 | $554,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 13,253 | $553,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,518 | $553,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,702 | $553,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 11,083 | $552,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 34,581 | $552,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 19,163 | $551,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 15,200 | $550,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 8,102 | $550,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 12,336 | $548,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,300 | $547,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 15,240 | $547,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 14,756 | $544,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,000 | $543,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 41,797 | $542,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 9,949 | $542,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 6,340 | $538,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 40,131 | $538,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 130,000 | $538,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 23,376 | $537,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 72,218 | $537,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 45,546 | $537,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 10,681 | $536,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 63,530 | $536,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 44,494 | $535,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 34,518 | $534,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,948 | $533,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 27,828 | $532,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 22,002 | $530,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 28,674 | $530,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 8,232 | $529,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 13,530 | $529,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 36,417 | $527,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,955 | $525,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 21,355 | $524,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,031 | $524,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 16,852 | $524,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 23,078 | $524,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 513,000 | $524,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 90,151 | $523,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 41,438 | $523,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,367 | $523,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11,547 | $521,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 22,868 | $521,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 23,765 | $520,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 16,519 | $520,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7,702 | $519,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 41,013 | $518,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 15,114 | $518,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 34,754 | $517,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 27,108 | $517,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 48,289 | $515,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 11,702 | $514,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 12,616 | $514,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 10,300 | $513,000 | thousands by filing date | call |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 15,067 | $512,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 15,852 | $511,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 28,160 | $511,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,000 | $510,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 105,200 | $510,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 47,986 | $510,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,500 | $509,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 31,197 | $509,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 75,417 | $509,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 17,709 | $509,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 28,904 | $507,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 7,573 | $506,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 14,682 | $506,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 39,484 | $506,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 40,225 | $505,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 23,425 | $505,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 10,900 | $505,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 43,402 | $503,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 19,127 | $503,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 7,719 | $502,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 15,415 | $501,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,000 | $500,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 63,317 | $500,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 13,250 | $499,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,979 | $499,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 15,833 | $499,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 25,742 | $499,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 32,840 | $498,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 14,866 | $498,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,376 | $498,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 54,726 | $498,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,913 | $498,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 29,060 | $498,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,980 | $497,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 13,827 | $496,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 53,066 | $495,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 135,999 | $495,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |