13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,765 | $117,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 4,567 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,850 | $117,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 78,451 | $117,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 7,268 | $117,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,900 | $117,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,113 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 3,647 | $116,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 31,035 | $116,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 9,669 | $115,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 6,638 | $115,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 5,661 | $115,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,793 | $115,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,867 | $115,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 6,202 | $115,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,222 | $114,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 8,989 | $113,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,750 | $113,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 38,327 | $113,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,000 | $112,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 8,583 | $112,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 11,047 | $112,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 14,178 | $112,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,848 | $112,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 60,539 | $112,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,755 | $112,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 32,410 | $112,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 10,800 | $112,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 29,008 | $111,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 1,777 | $111,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,810 | $111,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,129 | $111,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 4,915 | $111,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,130 | $110,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,592 | $110,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 3,298 | $110,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 16,432 | $110,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 5,112 | $110,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 4,596 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 3,586 | $109,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,621 | $109,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,800 | $109,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1,764 | $109,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,899 | $108,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 13,397 | $108,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 8,353 | $108,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,630 | $107,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,531 | $107,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,200 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 6,508 | $107,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 7,535 | $107,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 6,120 | $107,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,177 | $107,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,471 | $107,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 5,126 | $106,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,986 | $106,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 8,757 | $106,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 102,190 | $106,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,208 | $105,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 7,858 | $105,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,688 | $105,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,635 | $105,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 5,200 | $105,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 4,107 | $105,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,899 | $104,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 3,690 | $103,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 7,128 | $103,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 81,780 | $103,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 18,745 | $103,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 1,904 | $103,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,979 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 5,389 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,397 | $100,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 3,586 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 2,977 | $100,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 4,855 | $100,000 | thousands by filing date | principal |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 35,007 | $100,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 4,956 | $99,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 2,947 | $99,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 3,605 | $99,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,510 | $99,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,071 | $99,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,913 | $99,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 5,825 | $99,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 3,915 | $98,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,684 | $98,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,835 | $98,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,171 | $98,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,872 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 8,166 | $98,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 4,652 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 4,875 | $98,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,775 | $98,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 477 | $98,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 87,000 | $98,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,382 | $98,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 30,163 | $97,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,400 | $97,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,713 | $97,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,853 | $96,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 3,150 | $96,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,759 | $96,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 2,105 | $96,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 4,234 | $96,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,813 | $96,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,229 | $95,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 6,778 | $95,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 4,521 | $95,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 68,177 | $95,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,567 | $95,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 500 | $94,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 72,946 | $94,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,427 | $94,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,803 | $94,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 6,191 | $94,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 7,229 | $94,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 84,018 | $94,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 281 | $94,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,470 | $93,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 5,348 | $93,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,913 | $93,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,043 | $93,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 2,438 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 3,505 | $93,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,043 | $93,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $93,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 53,825 | $93,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 9,251 | $93,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 890 | $93,000 | thousands by filing date | principal |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 4,745 | $92,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 9,163 | $92,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6,633 | $92,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 5,395 | $92,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 50,229 | $92,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,469 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,208 | $92,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 21,062 | $91,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,063 | $91,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,708 | $91,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 12,820 | $91,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,324 | $90,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,772 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 3,456 | $90,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,540 | $90,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 5,328 | $90,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 6,013 | $90,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 2,773 | $90,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 5,144 | $89,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,336 | $89,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 2,085 | $89,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 85,000 | $89,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 21,825 | $88,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,652 | $88,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,922 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 3,564 | $88,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 7,578 | $88,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,402 | $88,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 30,080 | $88,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 52,671 | $88,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 16,208 | $87,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,635 | $87,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 2,839 | $87,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 6,218 | $86,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 967 | $86,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 15,667 | $86,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 3,656 | $86,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 6,540 | $86,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 6,000 | $86,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 6,500 | $86,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 698 | $86,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,902 | $86,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 5,387 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,200 | $85,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,646 | $85,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,282 | $85,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 9,008 | $85,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 2,793 | $84,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,859 | $84,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,902 | $84,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 5,500 | $84,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 9,905 | $84,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,000 | $83,000 | thousands by filing date | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 10,326 | $83,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 3,038 | $83,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,544 | $83,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 4,240 | $83,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 3,154 | $83,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,157 | $83,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 19,924 | $83,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,336 | $82,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,066 | $82,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 5,063 | $82,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,836 | $82,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 3,081 | $82,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 8,850 | $82,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 9,586 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 666 | $81,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 4,501 | $81,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 19,172 | $81,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,969 | $81,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 85,801 | $81,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,728 | $80,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $80,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,157 | $80,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,300 | $80,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 5,183 | $80,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 712 | $79,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,902 | $79,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,343 | $79,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,645 | $79,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 5,334 | $79,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 20,000 | $79,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,785 | $79,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 8,167 | $79,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 67 | $79,000 | thousands by filing date | principal |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,281 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,501 | $78,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 2,791 | $78,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,747 | $78,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 4,555 | $78,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,941 | $78,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,738 | $78,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 1,475 | $78,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,841 | $77,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,509 | $77,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 4,752 | $77,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 2,735 | $77,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 33,227 | $77,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1,532 | $77,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 3,395 | $76,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,505 | $76,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 4,515 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 6,445 | $76,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 28,500 | $75,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 17,700 | $75,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 7,141 | $75,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 2,664 | $75,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 14,598 | $75,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 4,077 | $75,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,812 | $74,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 860 | $74,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,800 | $74,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 2,712 | $74,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,059 | $74,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 6,753 | $74,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 4,780 | $74,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 27,221 | $74,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 6,587 | $74,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 400 | $73,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 2,619 | $73,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 6,564 | $73,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,761 | $73,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,722 | $73,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 3,408 | $73,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 15,637 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,302 | $72,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,877 | $72,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 22,000 | $72,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,937 | $72,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 500 | $71,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 4,258 | $71,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,126 | $71,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,682 | $71,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 2,450 | $71,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 2,530 | $71,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $71,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 8,491 | $71,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 48,844 | $71,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,910 | $70,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,415 | $70,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,410 | $70,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,865 | $70,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 18,150 | $70,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 60,100 | $70,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,465 | $70,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 4,360 | $70,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,837 | $69,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 978 | $69,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,437 | $69,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,600 | $69,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 6,012 | $69,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,688 | $69,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,495 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 3,542 | $69,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,033 | $69,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 41,313 | $69,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,032 | $69,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,309 | $68,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,556 | $68,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,925 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 2,850 | $68,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 83,201 | $68,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,146 | $68,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 3,130 | $68,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 31,350 | $68,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 6,658 | $68,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,134 | $67,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 9,400 | $67,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 5,666 | $67,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,598 | $67,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,661 | $67,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $67,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,049 | $67,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 2,000 | $67,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 6,634 | $67,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 20,000 | $67,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 2,000 | $67,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,200 | $66,000 | thousands by filing date | call |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 20,934 | $66,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 8,766 | $66,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 4,614 | $66,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,809 | $66,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,772 | $66,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,000 | $66,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,838 | $66,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,799 | $65,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,726 | $65,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,518 | $65,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,756 | $65,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 14,863 | $65,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 3,618 | $65,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 8,047 | $64,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 52,804 | $64,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 15,207 | $64,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 16,769 | $64,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 20,814 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 968 | $63,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,608 | $63,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,857 | $63,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,808 | $63,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,000 | $63,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 30,000 | $63,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,192 | $62,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,183 | $62,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,810 | $62,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 1,500 | $62,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 5,575 | $62,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,346 | $62,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,273 | $62,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,200 | $62,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $62,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,651 | $62,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 49 | $62,000 | thousands by filing date | principal |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,564 | $61,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,110 | $61,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,349 | $61,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 5,462 | $61,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,607 | $61,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,309 | $61,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,900 | $61,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 1,600 | $61,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 11,350 | $61,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 2,500 | $61,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 4,033 | $61,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,049 | $61,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,699 | $61,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 7,006 | $61,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 15,965 | $61,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,896 | $60,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,647 | $60,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 6,416 | $60,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,941 | $60,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,557 | $60,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,727 | $60,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,724 | $60,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,168 | $60,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,972 | $60,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,009 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 7,407 | $60,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,774 | $59,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $59,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,448 | $59,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,557 | $59,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,012 | $59,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,949 | $59,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 4,321 | $59,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 178 | $59,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 1,487 | $59,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 2,433 | $58,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2,635 | $58,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 4,770 | $58,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,765 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 954 | $58,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 33,326 | $58,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 6,809 | $58,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,355 | $58,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 8,346 | $58,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,231 | $57,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 17,615 | $57,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,588 | $57,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,440 | $57,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 17,123 | $57,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,510 | $56,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,256 | $56,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 4,588 | $56,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,071 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,210 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,977 | $56,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 2,150 | $56,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 4,544 | $56,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,364 | $56,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 2,364 | $56,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,379 | $55,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,822 | $55,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,434 | $55,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1,090 | $55,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 5,510 | $55,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 775 | $55,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,422 | $55,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $55,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,175 | $55,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 2,152 | $55,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 750 | $55,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,013 | $54,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 2,869 | $54,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 2,170 | $54,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,775 | $54,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 38,801 | $54,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 5,288 | $54,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,922 | $54,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,328 | $53,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 160 | $53,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 2,575 | $53,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,115 | $53,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,000 | $53,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,493 | $53,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,950 | $53,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 2,909 | $53,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 5,000 | $53,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 1,871 | $52,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,800 | $52,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 7,274 | $52,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 8,307 | $52,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,812 | $52,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,215 | $52,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,499 | $52,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 57,526 | $52,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 6,454 | $52,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 12,665 | $52,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,862 | $52,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,596 | $52,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $52,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 21,947 | $52,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,581 | $52,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,123 | $52,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 22,793 | $52,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,300 | $51,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 4,842 | $51,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,400 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,902 | $51,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,600 | $51,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,005 | $51,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 1,391 | $51,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 5,000 | $51,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $50,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,198 | $50,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $50,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 5,152 | $50,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 30,067 | $50,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 843 | $50,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,477 | $50,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,227 | $50,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 7,907 | $50,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 2,681 | $49,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,513 | $49,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 760 | $49,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 945 | $49,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,012 | $49,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,505 | $49,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,506 | $49,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 4,664 | $49,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 902 | $49,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,394 | $49,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,025 | $49,000 | thousands by filing date | principal |
| IES HOLDINGS INC | 44951W106 | COM | 1,871 | $48,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,209 | $48,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,586 | $48,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,868 | $48,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,353 | $48,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,101 | $48,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 5,095 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $48,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 5,493 | $48,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 4,474 | $47,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,543 | $47,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 27,910 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 899 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 4,743 | $47,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 22,182 | $47,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 41,618 | $47,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $46,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,515 | $46,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,943 | $46,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,004 | $46,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,800 | $46,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 52,057 | $46,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 22,553 | $46,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 5,720 | $46,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,536 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |