13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HP INC COM | 40434L105 | Stock | 151,100 | $3,105,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,702 | $3,100,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 146,732 | $3,100,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 26,848 | $3,098,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 119,786 | $3,096,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 59,520 | $3,094,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 650,733 | $3,091,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,000 | $3,091,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 21,507 | $3,086,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 78,193 | $3,084,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 174,078 | $3,079,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 32,307 | $3,074,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 44,097 | $3,069,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 23,815 | $3,068,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,500 | $3,065,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 137,411 | $3,064,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 46,875 | $3,064,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,700 | $3,062,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 76,648 | $3,060,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 32,618 | $3,053,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 42,623 | $3,045,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 125,671 | $3,044,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 85,890 | $3,043,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,464 | $3,039,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 97,457 | $3,038,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 191,038 | $3,037,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 46,752 | $3,029,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 148,621 | $3,016,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 28,759 | $3,008,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 120,381 | $3,005,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 489,477 | $3,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 283,742 | $2,999,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 55,810 | $2,994,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 100,000 | $2,992,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,874,000 | $2,989,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 49,900 | $2,987,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 172,494 | $2,985,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 35,338 | $2,984,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 67,131 | $2,981,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 291,646 | $2,972,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 23,200 | $2,966,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 59,944 | $2,961,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 567,324 | $2,956,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,990,000 | $2,953,000 | thousands by filing date | principal |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 267,930 | $2,939,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 17,363 | $2,929,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 31,500 | $2,925,000 | thousands by filing date | put |
| BMC STK HLDGS INC | 05591B109 | COM | 101,833 | $2,922,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 327,697 | $2,920,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 61,877 | $2,919,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 5,000 | $2,919,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 27,986 | $2,918,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 38,086 | $2,918,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 104,486 | $2,916,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 704,199 | $2,915,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 51,781 | $2,915,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 218,014 | $2,912,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 132,511 | $2,907,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 51,600 | $2,906,000 | thousands by filing date | put |
| MAXIMUS INC | 577933104 | COM | 39,029 | $2,904,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 23,226 | $2,898,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,500 | $2,896,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 37,421 | $2,890,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 615,800 | $2,888,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 36,382 | $2,885,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 123,091 | $2,882,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 46,594 | $2,872,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 80,919 | $2,870,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 69,822 | $2,866,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 105,670 | $2,848,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 36,435 | $2,844,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 39,876 | $2,843,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 316,796 | $2,834,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 88,960 | $2,828,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 144,054 | $2,824,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 100,013 | $2,819,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 176,758 | $2,819,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 59,962 | $2,814,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 54,700 | $2,811,000 | thousands by filing date | put |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 112,760 | $2,811,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 175,771 | $2,810,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 249,631 | $2,809,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300,200 | $2,792,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 60,620 | $2,786,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 39,043 | $2,786,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 2,000,000 | $2,785,000 | thousands by filing date | principal |
| REXNORD CORP | 76169B102 | COMMON STOCK | 85,183 | $2,778,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,000 | $2,776,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,000 | $2,776,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 54,745 | $2,773,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 252,203 | $2,772,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 42,117 | $2,768,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 30,512 | $2,768,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 42,799 | $2,767,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 278,466 | $2,766,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 201,114 | $2,759,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 194,587 | $2,757,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 90,714 | $2,755,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 70,443 | $2,755,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 166,750 | $2,752,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 82,700 | $2,751,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 14,149 | $2,747,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 50,000 | $2,742,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 383,012 | $2,739,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 56,932 | $2,738,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 56,259 | $2,738,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 165,263 | $2,737,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 76,818 | $2,736,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 60,000 | $2,734,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 29,551 | $2,734,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 58,660 | $2,730,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 282,772 | $2,729,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 54,600 | $2,725,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 100,000 | $2,723,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 100,000 | $2,723,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 69,600 | $2,720,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 305,000 | $2,718,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 45,000 | $2,718,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 55,230 | $2,716,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 99,786 | $2,712,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 76,620 | $2,709,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 63,859 | $2,704,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 20,923 | $2,703,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 44,000 | $2,702,000 | thousands by filing date | put |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 86,249 | $2,692,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 103,544 | $2,689,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 80,574 | $2,689,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 84,371 | $2,688,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 222,903 | $2,680,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 183,700 | $2,678,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 42,400 | $2,678,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 68,613 | $2,675,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 110,628 | $2,671,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 55,144 | $2,665,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 286,345 | $2,663,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 124,744 | $2,660,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 42,500 | $2,659,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 68,408 | $2,659,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 144,120 | $2,659,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 96,825 | $2,647,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 42,112 | $2,644,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 30,000 | $2,638,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 53,616 | $2,629,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 151,353 | $2,629,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 327,282 | $2,625,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 173,406 | $2,618,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 34,600 | $2,616,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 62,736 | $2,615,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 28,656 | $2,605,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 192,254 | $2,605,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,034,000 | $2,599,000 | thousands by filing date | principal |
| LIVANOVA PLC | G5509L101 | SHS | 34,350 | $2,591,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 153,835 | $2,589,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,588,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200,000 | $2,586,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 53,978 | $2,584,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 67,728 | $2,581,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 143,751 | $2,577,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 358,634 | $2,574,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 92,133 | $2,573,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 251,252 | $2,573,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 287,949 | $2,571,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 224,111 | $2,571,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 60,600 | $2,561,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W323 | CMN | 97,570 | $2,561,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 85,575 | $2,560,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $2,559,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 59,980 | $2,559,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 333,981 | $2,555,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 153,377 | $2,554,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 103,465 | $2,548,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 50,078 | $2,548,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 157,671 | $2,546,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 13,200 | $2,543,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 85,000 | $2,543,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 25,701 | $2,542,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 410,513 | $2,541,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20,400 | $2,540,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 29,140 | $2,538,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 73,685 | $2,538,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 235,803 | $2,537,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 33,200 | $2,536,000 | thousands by filing date | call |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 167,804 | $2,536,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 26,046 | $2,529,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 93,600 | $2,524,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 21,200 | $2,519,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 42,679 | $2,518,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 73,685 | $2,517,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 39,879 | $2,517,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 21,000 | $2,515,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,000 | $2,514,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 124,307 | $2,513,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 104,903 | $2,506,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,505,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 181,014 | $2,500,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 41,100 | $2,498,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 151,752 | $2,498,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 35,157 | $2,496,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 117,900 | $2,490,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 43,921 | $2,483,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 54,038 | $2,480,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 176,640 | $2,479,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 59,508 | $2,475,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 47,810 | $2,470,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 257,293 | $2,465,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 59,901 | $2,464,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 202,693 | $2,463,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 33,959 | $2,461,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 74,057 | $2,457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 48,286 | $2,455,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 115,373 | $2,452,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 31,802 | $2,449,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,913,111 | $2,448,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,511 | $2,443,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 17,500 | $2,436,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 58,125 | $2,434,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 265,900 | $2,433,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 114,932 | $2,431,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 75,218 | $2,428,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 63,716 | $2,425,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 185,146 | $2,424,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 73,849 | $2,423,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 63,780 | $2,419,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 34,590 | $2,418,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 58,263 | $2,414,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 71,411 | $2,411,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 50,071 | $2,410,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 112,200 | $2,409,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 37,000 | $2,406,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 60,995 | $2,404,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 39,100 | $2,402,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 190,885 | $2,401,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 72,783 | $2,401,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 35,565 | $2,401,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 110,528 | $2,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 46,240 | $2,397,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 94,008 | $2,397,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 64,456 | $2,394,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 69,965 | $2,394,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 12,500 | $2,390,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 60,356 | $2,385,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 45,977 | $2,384,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 47,874 | $2,375,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 115,202 | $2,369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 56,248 | $2,364,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 26,346 | $2,358,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 79,977 | $2,357,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,302 | $2,353,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 47,889 | $2,343,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 76,508 | $2,343,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 20,332 | $2,342,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 22,009 | $2,339,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 53,808 | $2,337,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 105,474 | $2,335,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 230,000 | $2,335,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 230,000 | $2,335,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 113,176 | $2,334,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 43,740 | $2,332,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 40,100 | $2,330,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 204,000 | $2,328,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 90,746 | $2,328,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 200,261 | $2,328,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 26,478 | $2,324,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 15,531 | $2,316,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 95,588 | $2,313,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 97,495 | $2,313,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 107,500 | $2,312,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 19,100 | $2,309,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $2,303,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 151,496 | $2,303,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 35,214 | $2,303,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 199,856 | $2,302,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 50,000 | $2,301,000 | thousands by filing date | put |
| FASTLY INC | 31188V100 | CL A | 114,500 | $2,298,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 89,091 | $2,295,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 50,000 | $2,293,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 108,276 | $2,291,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,001,000 | $2,289,000 | thousands by filing date | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 217,208 | $2,285,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 63,554 | $2,284,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 112,892 | $2,282,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 165,800 | $2,279,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 21,477 | $2,274,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 17,000 | $2,269,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 84,300 | $2,269,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 72,201 | $2,264,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 68,149 | $2,260,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 45,223 | $2,258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 44,841 | $2,258,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 406,201 | $2,257,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 51,288 | $2,255,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 56,429 | $2,254,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 595,900 | $2,253,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 44,203 | $2,253,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 53,600 | $2,250,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,055,000 | $2,248,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 85,669 | $2,240,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 150,000 | $2,223,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 150,000 | $2,223,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 50,863 | $2,222,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 75,000 | $2,217,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 82,162 | $2,212,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 32,336 | $2,199,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 59,353 | $2,193,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 23,308 | $2,190,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 107,796 | $2,188,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 4,500 | $2,183,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 237,475 | $2,183,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 77,340 | $2,181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 78,731 | $2,175,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 73,600 | $2,173,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 53,000 | $2,169,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $2,163,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 160,977 | $2,158,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 82,201 | $2,157,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 126,296 | $2,155,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 144,982 | $2,154,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 149,760 | $2,150,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 240,000 | $2,148,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 23,736 | $2,148,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 245,525 | $2,147,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 110,499 | $2,145,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 407,374 | $2,143,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 159,130 | $2,136,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17,980 | $2,134,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 69,850 | $2,132,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 495,628 | $2,131,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 178,333 | $2,130,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 90,934 | $2,127,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 242,100 | $2,126,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 178,884 | $2,125,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,000 | $2,124,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 390,787 | $2,123,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 138,066 | $2,120,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 155,868 | $2,120,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 75,641 | $2,120,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 54,448 | $2,116,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 218,191 | $2,112,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 52,745 | $2,104,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 96,253 | $2,102,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,179 | $2,098,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 43,804 | $2,094,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 149,542 | $2,092,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 127,078 | $2,091,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 72,319 | $2,085,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 25,156 | $2,084,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 80,993 | $2,077,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 101,228 | $2,075,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 65,828 | $2,075,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 2,000,000 | $2,073,000 | thousands by filing date | principal |
| DONALDSON INC COM | 257651109 | Stock | 35,956 | $2,072,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 49,052 | $2,071,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 160,579 | $2,067,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,065,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 33,500 | $2,064,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 66,954 | $2,062,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $2,061,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 92,255 | $2,054,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 20,000 | $2,053,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 131,279 | $2,051,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 119,113 | $2,050,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 64,321 | $2,046,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 78,851 | $2,042,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 80,035 | $2,042,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 176,879 | $2,041,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 42,015 | $2,036,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 74,400 | $2,036,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,897,000 | $2,030,000 | thousands by filing date | principal |
| MSA SAFETY INC COM | 553498106 | Stock | 16,059 | $2,029,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 51,476 | $2,026,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 170,982 | $2,009,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $2,007,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 134,545 | $2,003,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 51,737 | $2,001,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 412,026 | $1,998,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 122,359 | $1,997,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 110,202 | $1,994,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 200,001 | $1,990,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 52,000 | $1,987,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 104,415 | $1,984,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 111,077 | $1,978,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 90,494 | $1,976,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 15,175 | $1,973,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 47,849 | $1,973,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 44,158 | $1,969,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 282,351 | $1,968,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 30,542 | $1,959,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 83,899 | $1,954,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 194,660 | $1,952,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 339,282 | $1,951,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 35,414 | $1,951,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 77,777 | $1,950,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 253,965 | $1,949,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 45,874 | $1,948,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,410 | $1,947,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 108,615 | $1,945,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 29,835 | $1,937,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 44,297 | $1,937,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 41,638 | $1,936,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 214,587 | $1,936,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 130,634 | $1,936,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 46,923 | $1,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 73,976 | $1,932,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 18,958 | $1,927,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 14,400 | $1,925,000 | thousands by filing date | call |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 37,931 | $1,919,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 101,583 | $1,917,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 53,301 | $1,916,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 42,284 | $1,916,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 94,106 | $1,913,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 17,000 | $1,907,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 115,145 | $1,904,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 114,891 | $1,902,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 62,200 | $1,901,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 27,922 | $1,901,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 80,592 | $1,894,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 110,618 | $1,893,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 403,600 | $1,893,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 12,500 | $1,890,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 20,000 | $1,890,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 124,141 | $1,888,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 38,617 | $1,886,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 29,935 | $1,885,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,808 | $1,883,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 163,589 | $1,873,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 30,024 | $1,872,000 | thousands by filing date | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 145,075 | $1,868,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 133,877 | $1,868,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 67,184 | $1,867,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 44,245 | $1,864,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 94,681 | $1,864,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 13,535 | $1,858,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 87,793 | $1,858,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 33,633 | $1,853,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 55,793 | $1,852,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 35,304 | $1,849,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 69,053 | $1,843,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 100,000 | $1,839,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 280,484 | $1,834,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,142 | $1,833,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 24,548 | $1,833,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,000 | $1,829,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 403,601 | $1,827,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 174,211 | $1,822,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 109,784 | $1,822,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 27,898 | $1,822,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 69,921 | $1,821,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 179,927 | $1,821,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 119,171 | $1,820,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 198,040 | $1,820,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 31,828 | $1,817,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 66,473 | $1,817,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 123,853 | $1,817,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 62,158 | $1,814,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 104,692 | $1,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 56,713 | $1,813,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 34,344 | $1,808,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 22,686 | $1,807,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 56,304 | $1,807,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 41,257 | $1,805,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 162,114 | $1,804,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 50,000 | $1,801,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 132,127 | $1,801,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 94,595 | $1,800,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 60,790 | $1,799,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20,527 | $1,799,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 13,886 | $1,797,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 43,500 | $1,793,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 36,233 | $1,793,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 29,143 | $1,793,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 135,892 | $1,793,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 9,496 | $1,792,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 61,730 | $1,790,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 293,769 | $1,789,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 87,113 | $1,784,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 32,554 | $1,783,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 785,140 | $1,782,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 68,915 | $1,781,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 63,438 | $1,781,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 169,534 | $1,780,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 52,865 | $1,780,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 42,447 | $1,778,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 47,268 | $1,776,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 93,658 | $1,772,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 23,085 | $1,767,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 159,253 | $1,763,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,000 | $1,756,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 123,400 | $1,754,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 159,928 | $1,753,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 43,573 | $1,753,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 70,532 | $1,752,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 36,617 | $1,751,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 40,467 | $1,750,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 50,000 | $1,749,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 24,917 | $1,743,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 116,494 | $1,743,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 578,778 | $1,743,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 62,241 | $1,742,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 16,972 | $1,742,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 46,322 | $1,742,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |