13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 87,274 | $6,192,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 666,944 | $6,189,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 163,026 | $6,176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 55,503 | $6,174,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 122,799 | $6,150,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 119,455 | $6,138,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 944,910 | $6,124,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 177,576 | $6,123,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 94,200 | $6,121,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 151,539 | $6,111,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 233,746 | $6,105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 342,203 | $6,090,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 135,966 | $6,087,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 283,308 | $6,083,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 16,158 | $6,072,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 74,000 | $6,071,000 | thousands by filing date | put |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 72,500 | $6,069,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 120,520 | $6,054,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 78,900 | $6,046,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 50,000 | $6,044,000 | thousands by filing date | put |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 76,845 | $6,041,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 448,598 | $6,033,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 120,913 | $6,030,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 41,727 | $6,023,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 439,631 | $6,014,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 28,600 | $6,004,000 | thousands by filing date | call |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 264,584 | $5,995,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 114,712 | $5,988,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 354,138 | $5,984,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 45,517 | $5,967,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 47,600 | $5,945,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 43,323 | $5,943,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 276,462 | $5,942,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 98,969 | $5,933,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 138,464 | $5,923,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 366,661 | $5,916,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $5,912,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 572,748 | $5,910,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100,000 | $5,896,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 97,894 | $5,886,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 182,920 | $5,868,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100,000 | $5,848,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 85,333 | $5,846,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 363,046 | $5,842,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 114,607 | $5,831,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 123,705 | $5,818,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 171,836 | $5,816,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 78,984 | $5,807,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 200,036 | $5,798,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 510,291 | $5,792,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 19,704 | $5,789,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 34,900 | $5,784,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 45,000 | $5,773,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 766,711 | $5,736,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 75,730 | $5,726,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,659,000 | $5,720,000 | thousands by filing date | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 349,318 | $5,718,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 184,471 | $5,705,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 170,080 | $5,703,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 197,409 | $5,695,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 360,285 | $5,682,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 180,567 | $5,677,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 171,615 | $5,647,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 55,493 | $5,635,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 101,865 | $5,626,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 32,311 | $5,625,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 60,000 | $5,619,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 90,666 | $5,605,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 170,800 | $5,602,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,588,782 | $5,593,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 88,628 | $5,591,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 358,157 | $5,579,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 173,631 | $5,577,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 323,027 | $5,573,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 144,836 | $5,569,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 102,448 | $5,564,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 255,517 | $5,562,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 184,599 | $5,558,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 314,343 | $5,551,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 84,764 | $5,537,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 166,703 | $5,534,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 85,808 | $5,533,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 90,667 | $5,527,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 263,723 | $5,525,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 14,736 | $5,521,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 131,359 | $5,517,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 106,700 | $5,512,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 112,877 | $5,502,000 | thousands by filing date | principal |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 164,333 | $5,500,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 137,356 | $5,488,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 117,488 | $5,478,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 242,833 | $5,458,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79,164 | $5,446,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 175,385 | $5,431,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 116,019 | $5,418,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 96,800 | $5,415,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 261,420 | $5,415,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 66,017 | $5,410,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 106,861 | $5,407,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 66,518 | $5,398,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200,466 | $5,389,000 | thousands by filing date | principal |
| DUKE REALTY CORP | 264411505 | COM NEW | 155,408 | $5,388,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 89,792 | $5,386,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 300,878 | $5,382,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,500,000 | $5,382,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 132,134 | $5,381,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 90,500 | $5,378,000 | thousands by filing date | put |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 233,640 | $5,374,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 130,062 | $5,357,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 50,000 | $5,355,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 147,388 | $5,351,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 131,100 | $5,348,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 50,000 | $5,340,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 155,370 | $5,325,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 143,588 | $5,321,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 84,500 | $5,313,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 400,993 | $5,313,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 5,000,000 | $5,308,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 37,872 | $5,280,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,110,724 | $5,277,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 66,150 | $5,273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 192,343 | $5,265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 110,076 | $5,264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 37,180 | $5,258,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 234,751 | $5,250,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 259,820 | $5,248,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 370,844 | $5,241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 79,687 | $5,237,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 306,540 | $5,204,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 179,451 | $5,190,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 35,168 | $5,186,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 85,635 | $5,185,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 481,800 | $5,184,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 142,632 | $5,181,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,171,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 643,499 | $5,166,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 403,119 | $5,164,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 64,624 | $5,149,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,145,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 74,569 | $5,141,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 138,089 | $5,136,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 100,000 | $5,133,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 148,556 | $5,123,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 259,344 | $5,117,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 52,822 | $5,109,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $5,095,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 339,195 | $5,094,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 135,412 | $5,090,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 384,124 | $5,090,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160,012 | $5,085,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 272,486 | $5,077,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,367,373 | $5,075,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19,285 | $5,072,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 103,653 | $5,070,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 151,938 | $5,069,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 138,512 | $5,061,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 194,949 | $5,051,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 30,348 | $5,049,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 320,200 | $5,043,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 120,000 | $5,036,000 | thousands by filing date | call |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 53,130 | $5,031,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 89,220 | $5,024,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 65,392 | $5,023,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26,700 | $5,017,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 57,000 | $5,013,000 | thousands by filing date | put |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 213,041 | $5,003,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 557,690 | $4,991,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 92,055 | $4,912,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 226,859 | $4,875,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 231,680 | $4,872,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 906,076 | $4,857,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 270,100 | $4,843,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 26,834 | $4,834,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 42,314 | $4,830,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 35,570 | $4,823,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 144,329 | $4,823,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 28,800 | $4,807,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 264,048 | $4,805,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 466,458 | $4,796,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 110,048 | $4,790,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 124,815 | $4,781,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 70,164 | $4,778,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 485,500 | $4,758,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 228,897 | $4,753,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 81,596 | $4,752,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,288,000 | $4,752,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 39,540 | $4,749,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 92,153 | $4,748,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 434,868 | $4,740,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 117,469 | $4,739,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 41,161 | $4,728,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 20,400 | $4,726,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 845,688 | $4,719,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 549,231 | $4,718,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 111,356 | $4,716,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 85,352 | $4,711,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 58,100 | $4,707,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 33,100 | $4,701,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 103,217 | $4,698,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 219,795 | $4,692,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $4,687,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $4,687,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 265,000 | $4,685,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 379,398 | $4,681,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 476,695 | $4,671,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 191,554 | $4,668,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 69,041 | $4,660,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 114,546 | $4,652,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 128,344 | $4,650,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 89,537 | $4,650,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 110,406 | $4,647,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 215,633 | $4,638,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 122,800 | $4,634,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 91,092 | $4,627,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 91,984 | $4,615,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 197,064 | $4,613,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 56,501 | $4,603,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 284,700 | $4,601,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 204,960 | $4,585,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 54,185 | $4,582,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 127,298 | $4,572,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 50,515 | $4,566,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 257,272 | $4,556,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 213,014 | $4,551,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 380,476 | $4,533,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 54,314 | $4,528,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 120,115 | $4,517,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 94,200 | $4,514,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 99,855 | $4,506,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 235,296 | $4,506,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 99,708 | $4,503,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 115,961 | $4,498,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 223,021 | $4,496,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 165,418 | $4,481,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,000 | $4,479,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 257,000 | $4,464,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 133,048 | $4,463,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 249,867 | $4,455,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 82,544 | $4,454,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 116,931 | $4,450,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 241,871 | $4,446,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 96,270 | $4,443,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 118,496 | $4,439,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 142,006 | $4,434,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 246,011 | $4,433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 57,153 | $4,415,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 154,822 | $4,409,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 57,302 | $4,409,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 191,830 | $4,404,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 147,987 | $4,386,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 57,756 | $4,372,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 201,072 | $4,370,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 44,700 | $4,370,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 91,455 | $4,368,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 152,000 | $4,359,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 382,018 | $4,355,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 80,100 | $4,350,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 24,300 | $4,349,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 316,463 | $4,349,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 139,760 | $4,346,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 209,925 | $4,343,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 117,718 | $4,341,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 84,000 | $4,333,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 119,381 | $4,326,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $4,320,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 59,831 | $4,320,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 146,425 | $4,320,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 131,547 | $4,319,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 124,179 | $4,312,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,889 | $4,300,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 464,805 | $4,299,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 111,252 | $4,298,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 163,882 | $4,294,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 769,102 | $4,276,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,034,951 | $4,263,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 21,784 | $4,260,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 423,651 | $4,248,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 78,165 | $4,242,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 312,443 | $4,240,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 48,885 | $4,222,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 131,101 | $4,218,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,008,515 | $4,216,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 48,854 | $4,213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 54,508 | $4,212,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 499,006 | $4,207,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 185,407 | $4,205,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 52,796 | $4,202,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 165,157 | $4,201,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 204,261 | $4,200,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,444,000 | $4,200,000 | thousands by filing date | principal |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 20,296 | $4,197,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 48,972 | $4,194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 60,447 | $4,188,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,938,600 | $4,187,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 108,344 | $4,183,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 76,569 | $4,180,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 157,547 | $4,157,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 238,210 | $4,152,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 32,237 | $4,150,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 677,012 | $4,143,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 235,800 | $4,136,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,000 | $4,131,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 144,669 | $4,131,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 99,071 | $4,130,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 92,972 | $4,130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 28,297 | $4,130,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 75,011 | $4,126,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 28,434 | $4,119,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 81,506 | $4,114,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 131,192 | $4,098,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 92,010 | $4,097,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 158,517 | $4,093,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 112,361 | $4,089,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 673,942 | $4,078,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 254,085 | $4,064,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 81,646 | $4,061,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 188,284 | $4,055,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 146,291 | $4,047,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 107,433 | $4,038,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 206,367 | $4,023,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 427,000 | $4,022,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 129,608 | $4,014,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 92,223 | $4,011,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 121,010 | $4,004,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 79,952 | $4,004,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 37,710 | $4,002,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 63,939 | $3,993,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 90,679 | $3,992,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,600 | $3,986,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 76,934 | $3,984,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 131,613 | $3,983,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 101,244 | $3,983,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 167,302 | $3,981,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 200,106 | $3,980,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 30,592 | $3,979,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 24,008 | $3,978,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 492,702 | $3,972,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 102,500 | $3,970,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 93,500 | $3,960,000 | thousands by filing date | put |
| RAPID7 INC | 753422AB0 | NOTE | 2,655,000 | $3,956,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 118,056 | $3,952,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 209,359 | $3,951,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 170,243 | $3,945,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 34,000 | $3,945,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 92,240 | $3,943,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 124,311 | $3,943,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 28,279 | $3,930,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 94,870 | $3,921,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 124,589 | $3,908,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 15,649 | $3,902,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 225,506 | $3,890,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 173,401 | $3,888,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 200,849 | $3,884,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 35,024 | $3,884,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 113,400 | $3,883,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 66,548 | $3,881,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 190,900 | $3,873,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 150,000 | $3,872,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 74,383 | $3,870,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 385,759 | $3,861,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 117,253 | $3,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 81,970 | $3,826,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 220,000 | $3,821,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 71,908 | $3,820,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 304,611 | $3,814,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 69,984 | $3,813,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 30,264 | $3,811,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 109,290 | $3,807,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 128,622 | $3,807,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 130,000 | $3,792,000 | thousands by filing date | call |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 37,586 | $3,784,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 30,900 | $3,765,000 | thousands by filing date | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 64,892 | $3,764,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35,000 | $3,763,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 81,701 | $3,760,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 73,887 | $3,747,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 206,533 | $3,744,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 149,693 | $3,732,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 166,822 | $3,728,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 135,429 | $3,724,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 74,091 | $3,720,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 206,222 | $3,720,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 37,951 | $3,717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 29,023 | $3,714,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 86,631 | $3,702,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 113,341 | $3,697,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 100,000 | $3,695,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 25,020 | $3,676,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 166,335 | $3,676,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 374,800 | $3,673,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 150,000 | $3,671,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 266,178 | $3,666,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 79,112 | $3,666,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 165,701 | $3,665,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 78,317 | $3,658,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 30,000 | $3,638,000 | thousands by filing date | put |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 92,047 | $3,638,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 101,594 | $3,626,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 127,985 | $3,607,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 30,020 | $3,602,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 23,650 | $3,598,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 120,378 | $3,596,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 164,896 | $3,592,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 48,852 | $3,587,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 72,096 | $3,587,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 249,355 | $3,586,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 500,000 | $3,580,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 163,617 | $3,579,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 96,000 | $3,570,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 272,186 | $3,538,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 191,560 | $3,519,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 42,151 | $3,509,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 174,575 | $3,509,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 87,135 | $3,503,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 100,000 | $3,498,000 | thousands by filing date | put |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 73,022 | $3,496,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,000 | $3,483,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 95,713 | $3,482,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 94,275 | $3,479,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 43,709 | $3,474,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 135,998 | $3,470,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 113,900 | $3,463,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 171,681 | $3,460,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 82,812 | $3,457,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 189,567 | $3,456,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 410,229 | $3,446,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 131,662 | $3,443,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 44,266 | $3,439,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 74,668 | $3,432,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 196,362 | $3,429,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 105,232 | $3,428,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 108,788 | $3,424,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 75,324 | $3,409,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 102,143 | $3,409,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 303,245 | $3,397,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 130,961 | $3,397,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 40,000 | $3,393,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 47,244 | $3,387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 52,213 | $3,379,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 83,730 | $3,375,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 591,657 | $3,372,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 22,500 | $3,370,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 4,311 | $3,368,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 90,800 | $3,365,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 35,004 | $3,363,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 241,123 | $3,361,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 79,395 | $3,359,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 103,006 | $3,356,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 692,841 | $3,353,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 19,259 | $3,352,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 49,058 | $3,349,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 174,247 | $3,335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 115,711 | $3,334,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 69,800 | $3,327,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 10,000 | $3,317,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 446,649 | $3,310,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 34,417 | $3,303,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 180,200 | $3,294,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 219,861 | $3,280,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 259,813 | $3,278,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 75,984 | $3,278,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 248,100 | $3,277,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,508,200 | $3,258,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 19,019 | $3,257,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 289,580 | $3,257,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 169,597 | $3,253,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 45,981 | $3,249,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 82,087 | $3,249,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 80,588 | $3,248,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 29,600 | $3,227,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 376,425 | $3,215,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 75,637 | $3,215,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 34,035 | $3,210,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 136,269 | $3,209,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 23,946 | $3,193,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 127,170 | $3,192,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 105,338 | $3,190,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 218,189 | $3,189,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 41,600 | $3,184,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 204,000 | $3,184,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 74,791 | $3,175,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100,000 | $3,171,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 55,611 | $3,169,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 29,408 | $3,161,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 203,330 | $3,160,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 91,795 | $3,150,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 15,000 | $3,149,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 222,786 | $3,149,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 108,544 | $3,148,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 192,037 | $3,147,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 82,756 | $3,146,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 129,012 | $3,140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,044 | $3,140,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 228,600 | $3,127,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 100,576 | $3,125,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 166,158 | $3,122,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 63,602 | $3,120,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 155,181 | $3,113,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 130,360 | $3,111,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 81,335 | $3,108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |