13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELIANCE INC | 759509102 | COM | 99,658 | $11,935,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 66,365 | $11,931,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 250,000 | $11,928,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 222,500 | $11,926,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 247,458 | $11,878,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 258,663 | $11,864,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 130,000 | $11,857,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 166,918 | $11,834,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 991,236 | $11,825,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 26,864 | $11,800,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 97,800 | $11,786,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 256,161 | $11,786,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 86,147 | $11,774,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 382,728 | $11,754,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 202,755 | $11,745,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 201,891 | $11,744,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 299,738 | $11,737,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 154,579 | $11,735,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 470,135 | $11,735,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,154,879 | $11,723,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 646,900 | $11,722,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 5,327,000 | $11,702,000 | thousands by filing date | principal |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 457,870 | $11,697,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 206,330 | $11,672,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 50,000 | $11,652,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 231,024 | $11,640,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 192,471 | $11,628,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,324,203 | $11,627,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 450,365 | $11,606,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 210,823 | $11,596,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 284,143 | $11,568,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 86,250 | $11,559,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 69,687 | $11,536,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 455,686 | $11,530,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 810,142 | $11,512,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,552,468 | $11,504,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 762,599 | $11,477,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 90,000 | $11,453,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 388,708 | $11,447,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 116,900 | $11,429,000 | thousands by filing date | put |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 451,795 | $11,426,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 160,858 | $11,425,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 86,103 | $11,423,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 206,030 | $11,422,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 353,643 | $11,420,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 72,231 | $11,418,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 97,832 | $11,403,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 130,100 | $11,393,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 298,198 | $11,383,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 315,000 | $11,375,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 347,488 | $11,375,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 705,207 | $11,361,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 104,674 | $11,320,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 232,901 | $11,313,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 201,609 | $11,282,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 235,288 | $11,273,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 384,457 | $11,215,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 351,406 | $11,200,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 524,791 | $11,173,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 200,952 | $11,148,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 430,815 | $11,128,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 8,357,000 | $11,123,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 434,619 | $11,122,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 761,656 | $11,112,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 77,701 | $11,103,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 130,000 | $11,062,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 699,917 | $11,009,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 151,689 | $11,004,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 493,055 | $10,966,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 11,100,000 | $10,948,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 80,000 | $10,934,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 425,186 | $10,897,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 389,834 | $10,896,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,400,000 | $10,892,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 7,845,000 | $10,890,000 | thousands by filing date | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 164,612 | $10,889,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 285,094 | $10,877,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,292,929 | $10,874,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 574,118 | $10,873,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 10,505,000 | $10,844,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 51,490 | $10,811,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 173,800 | $10,779,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 239,758 | $10,775,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 364,143 | $10,772,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 60,442 | $10,759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 199,332 | $10,721,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 50,483 | $10,710,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 44,614 | $10,700,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 279,091 | $10,673,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 846,205 | $10,646,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 208,886 | $10,643,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 714,326 | $10,643,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 120,000 | $10,588,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 120,000 | $10,571,000 | thousands by filing date | put |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 305,721 | $10,537,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,534,502 | $10,519,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 751,484 | $10,507,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 154,967 | $10,499,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 669,576 | $10,492,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 195,000 | $10,491,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100,000 | $10,472,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 304,477 | $10,456,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,075,380 | $10,442,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 369,621 | $10,442,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 400,000 | $10,422,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 427,396 | $10,421,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 170,231 | $10,409,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 840,800 | $10,375,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 193,980 | $10,374,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 800,000 | $10,248,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,798,713 | $10,199,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 40,000 | $10,198,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 59,180 | $10,193,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 102,141 | $10,162,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 66,098 | $10,161,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 197,300 | $10,127,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,424,000 | $10,121,000 | thousands by filing date | principal |
| R1 RCM INC | 749397105 | COM | 778,657 | $10,107,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 146,459 | $10,106,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 446,907 | $10,093,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 451,516 | $10,083,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 92,042 | $10,080,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 304,543 | $10,074,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 331,133 | $10,066,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 145,400 | $10,038,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 591,935 | $10,028,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 82,454 | $9,997,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 91,574 | $9,992,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 195,631 | $9,985,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 144,373 | $9,977,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 67,462 | $9,952,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 457,700 | $9,950,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 12,607,000 | $9,918,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 1,225,458 | $9,912,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 167,829 | $9,911,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 321,572 | $9,893,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 143,983 | $9,888,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 255,300 | $9,888,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 136,421 | $9,885,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 199,220 | $9,881,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 126,323 | $9,878,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 454,559 | $9,860,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 950,052 | $9,852,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 164,000 | $9,847,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 264,980 | $9,828,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 46,185 | $9,808,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 16,373 | $9,796,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 704,784 | $9,761,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 263,697 | $9,756,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 131,237 | $9,750,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 108,430 | $9,746,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 235,705 | $9,746,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 200,000 | $9,736,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 319,236 | $9,733,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 43,921 | $9,727,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 246,519 | $9,726,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 177,170 | $9,685,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 860,046 | $9,684,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 114,560 | $9,654,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 200,000 | $9,640,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 26,009 | $9,625,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 324,292 | $9,623,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 460,616 | $9,617,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 318,961 | $9,601,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 190,777 | $9,583,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 51,848 | $9,565,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 210,219 | $9,551,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 195,287 | $9,543,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,409,134 | $9,540,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 127,299 | $9,518,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 184,873 | $9,510,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 119,873 | $9,501,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 44,791 | $9,492,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 154,874 | $9,483,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 201,190 | $9,467,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 209,826 | $9,465,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 159,800 | $9,425,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 63,000 | $9,422,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 293,239 | $9,413,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 713,018 | $9,412,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 32,000 | $9,407,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 3,717,330 | $9,405,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 656,508 | $9,369,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 110,400 | $9,364,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 374,748 | $9,350,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 210,210 | $9,338,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 68,752 | $9,328,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 224,600 | $9,326,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 518,600 | $9,324,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 63,014 | $9,315,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 83,051 | $9,313,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 500,100 | $9,297,000 | thousands by filing date | call |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 384,915 | $9,264,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 363,635 | $9,260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 219,060 | $9,258,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 380,118 | $9,252,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 451,049 | $9,251,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 314,741 | $9,228,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 161,345 | $9,211,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 168,212 | $9,197,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 637,756 | $9,171,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 65,084 | $9,147,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 177,323 | $9,143,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 292,111 | $9,131,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 245,208 | $9,131,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 85,801 | $9,115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 543,617 | $9,105,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 816,443 | $9,087,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 126,945 | $9,073,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 168,181 | $9,061,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,238,826 | $9,048,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 277,608 | $9,041,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 195,894 | $9,022,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 189,683 | $9,013,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 67,410 | $8,978,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 179,309 | $8,972,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,170,871 | $8,957,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 379,303 | $8,947,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 722,800 | $8,919,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 412,659 | $8,914,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 90,467 | $8,891,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 235,000 | $8,869,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 124,916 | $8,850,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 541,658 | $8,845,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 7,115,000 | $8,835,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 146,210 | $8,827,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 329,469 | $8,814,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 214,074 | $8,806,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 557,900 | $8,787,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 141,179 | $8,780,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 272,100 | $8,773,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 146,176 | $8,766,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 261,082 | $8,754,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 51,200 | $8,730,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 303,038 | $8,728,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 268,933 | $8,724,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 410,681 | $8,722,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 50,000 | $8,705,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 60,612 | $8,705,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 180,137 | $8,705,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 216,725 | $8,697,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 169,174 | $8,693,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 190,000 | $8,662,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 259,749 | $8,652,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 143,763 | $8,638,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 105,914 | $8,631,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 173,750 | $8,629,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 264,423 | $8,621,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 138,029 | $8,600,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 133,800 | $8,590,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 347,664 | $8,579,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 53,551 | $8,574,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 172,996 | $8,574,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 10,718 | $8,570,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 26,300 | $8,567,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 130,810 | $8,565,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 96,000 | $8,557,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 341,521 | $8,531,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 503,383 | $8,527,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 180,931 | $8,494,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 116,204 | $8,474,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 90,075 | $8,460,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 22,379 | $8,456,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 149,314 | $8,452,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 180,039 | $8,432,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,178,369 | $8,424,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 160,825 | $8,421,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 51,613 | $8,363,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 275,000 | $8,355,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 55,000 | $8,348,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 56,908 | $8,324,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 146,651 | $8,304,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 191,909 | $8,304,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 137,600 | $8,290,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,159,200 | $8,288,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 345,658 | $8,271,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 148,511 | $8,252,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 135,000 | $8,244,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 305,410 | $8,238,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 896,871 | $8,206,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 186,677 | $8,199,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 80,327 | $8,169,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 319,054 | $8,160,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 552,214 | $8,156,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 108,177 | $8,149,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 350,391 | $8,099,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 169,024 | $8,065,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 155,065 | $8,063,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 592,907 | $8,051,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 91,393 | $8,036,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 144,000 | $8,034,000 | thousands by filing date | put |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 244,798 | $8,025,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 257,278 | $8,017,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 313,606 | $8,016,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 68,823 | $7,982,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 108,928 | $7,979,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 400,000 | $7,960,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 307,436 | $7,955,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 370,176 | $7,936,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 63,200 | $7,927,000 | thousands by filing date | put |
| World Gold TR | 98149E204 | SPRD GLD Minis | 522,085 | $7,904,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 147,681 | $7,895,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 159,478 | $7,859,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 65,227 | $7,850,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 257,453 | $7,832,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 99,500 | $7,803,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 123,030 | $7,803,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 343,914 | $7,800,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 193,180 | $7,769,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 233,787 | $7,752,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 153,251 | $7,732,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,008,018 | $7,711,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 65,752 | $7,709,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 290,000 | $7,708,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 259,389 | $7,706,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 7,150,000 | $7,705,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 48,018 | $7,688,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 558,436 | $7,679,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 63,300 | $7,675,000 | thousands by filing date | call |
| Luckin Coffee Inc | 54951L109 | Equity | 194,000 | $7,636,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 305,000 | $7,616,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 30,336 | $7,610,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40,100 | $7,609,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 260,411 | $7,606,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 322,062 | $7,604,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 265,000 | $7,600,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 137,996 | $7,590,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 310,293 | $7,587,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 154,374 | $7,582,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 208,903 | $7,581,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 126,695 | $7,581,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 222,920 | $7,579,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 47,665 | $7,575,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 221,964 | $7,573,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 640,313 | $7,550,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 235,716 | $7,544,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 675,000 | $7,533,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 226,410 | $7,533,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 65,438 | $7,512,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 385,001 | $7,504,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 188,278 | $7,500,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 51,400 | $7,498,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 362,196 | $7,498,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,310,800 | $7,488,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,088,100 | $7,486,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 118,478 | $7,483,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 335,989 | $7,479,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 95,196 | $7,432,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 674,802 | $7,423,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 286,858 | $7,404,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 160,955 | $7,401,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 506,670 | $7,398,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 229,823 | $7,397,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 303,932 | $7,394,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 160,849 | $7,393,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 7,402,000 | $7,384,000 | thousands by filing date | principal |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 254,677 | $7,373,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 343,311 | $7,371,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 180,000 | $7,367,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 238,815 | $7,363,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 151,200 | $7,354,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 180,881 | $7,352,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 64,946 | $7,318,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 120,652 | $7,314,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 157,726 | $7,306,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 105,877 | $7,304,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 158,227 | $7,303,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 37,374 | $7,302,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 250,338 | $7,299,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 245,000 | $7,286,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 594,614 | $7,284,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 223,026 | $7,277,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 161,022 | $7,250,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,554,776 | $7,246,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 225,000 | $7,229,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 405,843 | $7,192,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 54,999 | $7,182,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 236,399 | $7,182,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 359,213 | $7,181,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 65,277 | $7,158,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 478,771 | $7,158,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 479,294 | $7,137,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,403,000 | $7,125,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 64,885 | $7,123,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 96,900 | $7,111,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200,000 | $7,094,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 311,621 | $7,086,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 76,173 | $7,078,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 144,169 | $7,063,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 152,371 | $7,062,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,133,000 | $7,062,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 81,253 | $7,039,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 191,231 | $7,014,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 423,642 | $7,003,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 48,757 | $7,003,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 282,586 | $7,002,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 93,300 | $7,000,000 | thousands by filing date | call |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 272,244 | $6,994,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 279,124 | $6,968,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 204,412 | $6,962,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 745,423 | $6,962,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 34,650 | $6,957,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 401,140 | $6,952,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 60,000 | $6,910,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 176,000 | $6,904,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 855,527 | $6,904,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 162,369 | $6,903,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 535,283 | $6,895,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 172,081 | $6,892,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 84,520 | $6,882,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 120,599 | $6,875,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 275,000 | $6,845,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 44,667 | $6,843,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,707,000 | $6,843,000 | thousands by filing date | principal |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45,200 | $6,842,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 241,619 | $6,838,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 4,001,000 | $6,822,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 481,166 | $6,819,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 6,470,000 | $6,819,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 296,530 | $6,776,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 250,421 | $6,774,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 73,689 | $6,770,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 151,498 | $6,757,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 103,173 | $6,754,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 543,143 | $6,730,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 133,244 | $6,727,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 145,732 | $6,708,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 41,939 | $6,694,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 170,212 | $6,692,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 121,839 | $6,690,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 372,822 | $6,685,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 40,000 | $6,671,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 104,635 | $6,653,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 158,360 | $6,645,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 160,000 | $6,643,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 250,000 | $6,640,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,065,581 | $6,639,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 154,856 | $6,633,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 453,345 | $6,628,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 204,800 | $6,625,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 137,744 | $6,621,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 266,712 | $6,620,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 132,500 | $6,613,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 500,000 | $6,600,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 161,674 | $6,599,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 108,237 | $6,593,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 58,281 | $6,567,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 71,869 | $6,560,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 358,475 | $6,557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 212,620 | $6,557,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 70,000 | $6,556,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,676,744 | $6,549,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 169,351 | $6,548,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 128,281 | $6,538,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 212,486 | $6,530,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 150,000 | $6,518,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 109,173 | $6,508,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 397,900 | $6,498,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 195,188 | $6,493,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 33,400 | $6,484,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 454,344 | $6,484,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 40,852 | $6,476,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 367,448 | $6,475,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 88,333 | $6,474,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 303,139 | $6,459,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 153,686 | $6,455,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 98,660 | $6,455,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 784,143 | $6,438,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 173,708 | $6,437,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 115,175 | $6,433,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 597,300 | $6,427,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 111,638 | $6,425,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $6,412,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $6,412,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 84,701 | $6,406,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 383,997 | $6,401,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 140,000 | $6,380,000 | thousands by filing date | call |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 53,161 | $6,380,000 | thousands by filing date | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 56,854 | $6,379,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 47,547 | $6,378,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 149,074 | $6,358,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 141,579 | $6,344,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 202,936 | $6,336,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 120,000 | $6,330,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 160,900 | $6,330,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 116,761 | $6,328,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 70,000 | $6,326,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 47,482 | $6,322,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 173,228 | $6,317,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 173,400 | $6,308,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 150,212 | $6,297,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $6,295,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 137,572 | $6,270,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 342,900 | $6,269,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 22,900 | $6,253,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 339,217 | $6,239,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 58,300 | $6,238,000 | thousands by filing date | principal |
| MATTEL INC | 577081102 | COM | 460,300 | $6,237,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 422,860 | $6,214,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 40,032 | $6,204,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |