13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 778,041 | $25,347,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 425,000 | $25,288,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 199,244 | $25,264,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 325,419 | $25,220,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 109,000 | $25,206,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 31,518 | $25,003,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 770,453 | $24,985,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 272,668 | $24,980,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 860,666 | $24,888,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,939,326 | $24,882,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 441,736 | $24,878,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 712,257 | $24,865,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 806,995 | $24,807,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 320,000 | $24,800,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 587,179 | $24,760,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 948,518 | $24,747,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 89,161 | $24,684,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 363,166 | $24,675,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 372,908 | $24,645,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 171,570 | $24,637,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 201,228 | $24,600,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 212,590 | $24,578,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 466,380 | $24,526,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 961,200 | $24,502,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 163,800 | $24,451,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 120,137 | $24,436,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 144,195 | $24,426,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 527,722 | $24,397,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 571,162 | $24,393,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 228,324 | $24,386,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,179,893 | $24,376,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 368,201 | $24,312,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 525,156 | $24,194,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 200,038 | $24,169,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 287,113 | $24,135,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,482,678 | $24,094,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 253,388 | $24,065,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 495,280 | $24,007,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 304,606 | $23,820,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 651,188 | $23,814,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 545,096 | $23,782,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 509,887 | $23,751,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 216,953 | $23,668,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 369,102 | $23,654,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 157,362 | $23,650,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 532,448 | $23,637,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 521,014 | $23,617,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 404,084 | $23,602,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 275,797 | $23,527,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,983,795 | $23,512,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 211,429 | $23,489,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 360,698 | $23,488,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 41,006 | $23,453,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 492,234 | $23,449,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,414,653 | $23,428,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 123,362 | $23,411,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 675,563 | $23,409,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 124,028 | $23,378,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 380,878 | $23,346,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 497,753 | $23,324,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 23,510,000 | $23,314,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 460,707 | $23,221,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 628,322 | $23,140,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 945,000 | $23,124,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 639,099 | $23,097,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,629,004 | $23,084,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,134,700 | $23,023,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,735,000 | $22,989,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 782,106 | $22,978,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 153,395 | $22,974,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 292,716 | $22,970,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 652,829 | $22,955,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 445,009 | $22,952,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 439,012 | $22,943,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 178,150 | $22,939,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 66,134 | $22,918,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 542,106 | $22,914,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 216,893 | $22,906,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 412,384 | $22,855,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,510,000 | $22,786,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 67,290 | $22,780,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 263,712 | $22,756,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 227,830 | $22,741,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 383,640 | $22,669,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 157,266 | $22,661,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 463,308 | $22,609,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 150,803 | $22,552,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 960,285 | $22,548,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 850,610 | $22,465,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 451,818 | $22,455,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 191,072 | $22,391,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 344,000 | $22,353,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 39,872 | $22,329,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,952,798 | $22,282,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 196,100 | $22,248,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 430,469 | $22,233,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,989,600 | $22,204,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 244,418 | $22,158,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 466,037 | $22,132,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 17,126,000 | $22,079,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 350,000 | $22,043,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 511,941 | $22,020,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 77,500 | $21,880,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 235,397 | $21,880,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 304,847 | $21,872,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 240,200 | $21,846,000 | thousands by filing date | put |
| GLOBE LIFE INC | 37959E102 | COM | 207,509 | $21,841,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 317,008 | $21,791,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,510,677 | $21,787,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 162,500 | $21,782,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 335,443 | $21,780,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 361,521 | $21,745,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 99,398 | $21,742,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 215,481 | $21,676,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 894,215 | $21,605,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 405,000 | $21,591,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 156,594 | $21,576,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 696,642 | $21,511,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 330,613 | $21,473,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 397,900 | $21,467,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 145,000 | $21,432,000 | thousands by filing date | put |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 439,207 | $21,428,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 5,622 | $21,411,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 454,552 | $21,378,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 381,252 | $21,359,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 587,740 | $21,335,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 240,900 | $21,329,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,009,681 | $21,315,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 73,661 | $21,195,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 326,356 | $21,160,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 285,821 | $21,155,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 274,249 | $21,102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 149,107 | $21,085,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 129,416 | $21,075,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 373,040 | $21,047,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,316,858 | $21,030,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 92,185 | $21,022,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 263,000 | $21,011,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 640,100 | $20,995,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 204,000 | $20,994,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 202,732 | $20,959,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 70,500 | $20,919,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 52,500 | $20,873,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 964,532 | $20,842,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 720,664 | $20,841,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 299,451 | $20,833,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 213,918 | $20,772,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 426,459 | $20,768,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 640,369 | $20,767,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,766,591 | $20,722,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 350,000 | $20,643,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 354,300 | $20,638,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 261,704 | $20,554,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 275,342 | $20,320,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 279,067 | $20,253,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,163,223 | $20,247,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 645,309 | $20,230,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 742,953 | $20,202,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 865,789 | $20,199,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 522,169 | $20,193,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 398,794 | $20,071,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 270,645 | $20,058,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 205,488 | $20,047,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 246,000 | $20,042,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 104,477 | $19,986,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 316,809 | $19,966,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 251,352 | $19,946,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 744,012 | $19,924,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 276,368 | $19,916,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 76,643 | $19,909,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 137,852 | $19,850,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 286,999 | $19,832,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 144,721 | $19,784,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 642,264 | $19,782,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 383,000 | $19,755,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 272,472 | $19,751,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 275,200 | $19,704,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 403,905 | $19,642,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,082,070 | $19,614,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 271,587 | $19,606,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 584,032 | $19,571,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 457,736 | $19,569,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 468,861 | $19,467,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 316,123 | $19,444,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 450,601 | $19,385,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 154,279 | $19,380,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 629,966 | $19,359,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 17,445,000 | $19,343,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 175,674 | $19,326,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 157,500 | $19,283,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 12,407,000 | $19,246,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 109,198 | $19,243,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,092,764 | $19,175,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 159,500 | $19,102,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 755,861 | $19,099,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 416,228 | $19,052,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 447,939 | $18,993,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 394,900 | $18,940,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 108,451 | $18,912,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 24,842,000 | $18,854,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 237,782 | $18,809,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 981,829 | $18,723,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 454,184 | $18,598,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 796,249 | $18,561,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 350,000 | $18,543,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 217,191 | $18,532,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 174,829 | $18,520,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 173,260 | $18,500,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 759,521 | $18,472,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 425,332 | $18,450,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 385,865 | $18,422,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 575,121 | $18,393,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,509,990 | $18,391,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,852,996 | $18,381,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 663,948 | $18,338,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 370,298 | $18,299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 323,272 | $18,268,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 286,034 | $18,243,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 177,500 | $18,080,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 264,334 | $18,025,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,219,313 | $17,998,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 627,244 | $17,988,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 387,808 | $17,956,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,421,057 | $17,944,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 224,140 | $17,934,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 607,988 | $17,857,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 961,997 | $17,844,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 207,078 | $17,816,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 670,546 | $17,809,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 507,695 | $17,805,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 140,110 | $17,764,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 167,823 | $17,726,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 122,200 | $17,674,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 409,773 | $17,665,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150,443 | $17,570,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 674,790 | $17,565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 496,942 | $17,546,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 514,101 | $17,530,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 74,949 | $17,493,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 402,400 | $17,484,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 157,499 | $17,475,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 73,900 | $17,389,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 813,638 | $17,322,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 935,675 | $17,301,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 87,205 | $17,271,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 75,000 | $17,237,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 52,180 | $17,230,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 357,398 | $17,179,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 685,717 | $17,176,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 420,923 | $17,170,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 370,000 | $17,150,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 286,026 | $17,139,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 807,187 | $17,112,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 475,663 | $17,081,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 965,675 | $17,073,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 188,333 | $17,061,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 108,160 | $17,043,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 166,972 | $17,036,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 233,759 | $17,036,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 354,550 | $16,990,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 805,000 | $16,977,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 173,357 | $16,951,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 483,320 | $16,946,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 191,200 | $16,929,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 332,527 | $16,901,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 251,955 | $16,851,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 120,075 | $16,825,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 261,574 | $16,818,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,235,163 | $16,799,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 870,965 | $16,775,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 502,649 | $16,759,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 502,284 | $16,701,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 273,414 | $16,698,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 323,979 | $16,679,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 435,956 | $16,663,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 136,479 | $16,613,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 255,766 | $16,607,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 275,000 | $16,569,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,188,252 | $16,552,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 482,800 | $16,546,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 782,500 | $16,503,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 62,293 | $16,493,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 632,630 | $16,429,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 189,395 | $16,414,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,105,856 | $16,385,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 118,635 | $16,373,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 336,034 | $16,358,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 100,894 | $16,328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 229,132 | $16,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 542,447 | $16,289,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 121,805 | $16,279,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 15,680,000 | $16,277,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 131,322 | $16,274,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 50,000 | $16,244,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 14,285,000 | $16,151,000 | thousands by filing date | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 245,294 | $16,143,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 70,000 | $16,095,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 262,200 | $16,010,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 127,010 | $15,946,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 286,293 | $15,902,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 510,696 | $15,872,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 123,399 | $15,777,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 195,991 | $15,748,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,449,567 | $15,713,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 795,054 | $15,710,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 712,898 | $15,648,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 382,366 | $15,611,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 14,571,000 | $15,563,000 | thousands by filing date | principal |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 97,156 | $15,560,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 202,251 | $15,535,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 243,172 | $15,517,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 31,830 | $15,486,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 431,513 | $15,482,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 346,574 | $15,472,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 282,160 | $15,456,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 61,433 | $15,425,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 293,733 | $15,418,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 321,596 | $15,385,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 203,541 | $15,376,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100,000 | $15,374,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 142,184 | $15,367,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 686,829 | $15,344,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 381,500 | $15,336,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 637,039 | $15,321,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 2,273,106 | $15,320,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 873,000 | $15,312,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 122,500 | $15,250,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 210,952 | $15,233,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 281,971 | $15,209,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 571,794 | $15,175,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 305,000 | $15,149,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 178,062 | $15,125,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 287,084 | $15,116,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 330,800 | $15,075,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 221,456 | $15,042,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,011,828 | $15,026,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 154,524 | $15,024,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 463,100 | $14,842,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 279,856 | $14,804,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 653,373 | $14,792,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 687,738 | $14,789,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 307,028 | $14,780,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 240,458 | $14,768,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 867,400 | $14,746,000 | thousands by filing date | put |
| SCHEIN HENRY INC | 806407102 | COM | 220,678 | $14,723,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 472,911 | $14,721,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 481,617 | $14,696,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 214,711 | $14,679,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 147,045 | $14,675,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 87,524 | $14,672,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 343,072 | $14,645,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 243,014 | $14,617,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,638,500 | $14,590,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 315,104 | $14,571,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 514,609 | $14,569,000 | thousands by filing date | |
| MGC | 921910873 | COM | 130,359 | $14,564,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 30,000 | $14,552,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 44,000 | $14,512,000 | thousands by filing date | put |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 151,558 | $14,504,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 53,966 | $14,478,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 171,549 | $14,445,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 252,586 | $14,418,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 427,768 | $14,416,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 104,635 | $14,415,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 75,000 | $14,338,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 116,415 | $14,333,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 138,392 | $14,314,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,175,651 | $14,260,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 347,895 | $14,239,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 806,024 | $14,233,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 942,032 | $14,214,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,342,387 | $14,205,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 227,497 | $14,168,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 517,713 | $14,155,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 823,847 | $14,153,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 135,612 | $14,122,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 127,913 | $14,065,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 358,400 | $14,042,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 108,437 | $13,992,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,697,117 | $13,975,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 770,570 | $13,962,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,350,000 | $13,932,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 460,102 | $13,918,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 184,373 | $13,904,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 12,767,000 | $13,870,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 737,647 | $13,860,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 250,000 | $13,838,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 194,433 | $13,831,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 889,138 | $13,831,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 138,498 | $13,811,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 125,951 | $13,801,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 192,914 | $13,759,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 76,034 | $13,756,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 150,000 | $13,751,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 245,126 | $13,738,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 530,511 | $13,725,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 14,145,000 | $13,721,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 122,329 | $13,683,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 136,455 | $13,671,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 548,808 | $13,661,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 284,900 | $13,650,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 388,029 | $13,647,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,510,992 | $13,634,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 345,374 | $13,629,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 262,678 | $13,612,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 59,507 | $13,581,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 337,624 | $13,573,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 397,765 | $13,540,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 313,702 | $13,526,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 765,000 | $13,525,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 356,426 | $13,512,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 594,025 | $13,508,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,099,862 | $13,506,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 71,446 | $13,502,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 133,878 | $13,483,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 520,369 | $13,463,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 320,466 | $13,431,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 507,480 | $13,429,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 904,574 | $13,415,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 329,395 | $13,401,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 411,980 | $13,393,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 78,248 | $13,348,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 207,900 | $13,347,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 315,000 | $13,340,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 565,238 | $13,339,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 845,952 | $13,290,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 527,250 | $13,265,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 69,911 | $13,247,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 143,210 | $13,243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 452,839 | $13,227,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 507,320 | $13,179,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 85,631 | $13,178,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $13,170,000 | thousands by filing date | put |
| NICE SYS INC | 65366HAB9 | BOND | 6,905,000 | $13,168,000 | thousands by filing date | principal |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 81,300 | $13,136,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 141,991 | $13,133,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 90,000 | $13,128,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 145,000 | $13,115,000 | thousands by filing date | call |
| PACER FDS TR | 69374H691 | mc | 420,968 | $13,113,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 682,000 | $13,108,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 145,000 | $13,104,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 244,213 | $13,075,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 384,279 | $13,054,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 149,185 | $13,038,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 213,300 | $13,020,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 594,937 | $13,005,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 61,991 | $12,990,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 111,700 | $12,983,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 276,460 | $12,982,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,318,767 | $12,944,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 171,314 | $12,920,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 352,770 | $12,918,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 169,070 | $12,843,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 148,453 | $12,772,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 552,504 | $12,762,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 131,606 | $12,710,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 293,689 | $12,684,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 91,935 | $12,675,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 98,056 | $12,653,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 266,500 | $12,646,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 230,301 | $12,619,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 107,786 | $12,610,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 340,000 | $12,600,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 93,780 | $12,557,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 100,200 | $12,515,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 240,272 | $12,512,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 616,200 | $12,502,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 256,851 | $12,493,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 626,749 | $12,479,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 475,314 | $12,453,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 376,033 | $12,453,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 72,353 | $12,445,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 243,197 | $12,374,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 208,500 | $12,362,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 726,990 | $12,358,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,041,322 | $12,329,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 400,200 | $12,318,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 178,990 | $12,306,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 198,811 | $12,284,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,319,100 | $12,268,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,358,183 | $12,263,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 224,074 | $12,262,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 9,210,000 | $12,262,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 54,100 | $12,254,000 | thousands by filing date | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 985,486 | $12,250,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,104,880 | $12,241,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 852,583 | $12,209,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,148,804 | $12,200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 186,996 | $12,198,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 101,000 | $12,172,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 522,698 | $12,148,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 99,000 | $12,103,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 411,732 | $12,097,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 645,587 | $12,084,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 943,532 | $12,049,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 160,804 | $12,033,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 334,326 | $12,012,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 370,500 | $11,986,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 666,582 | $11,979,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,896,000 | $11,971,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |